WHAT YOU'LL DO- Conduct routine trade surveillance and investigations.
- Conduct routine communication surveillance for potential violations of relevant securities laws, rules, regulations, and Firm policies, and escalate suspicious or non-compliant events.
- Craft intelligence questions, and appropriately scope research to produce sophisticated and well-written analysis that provides insight and risk analysis, not simply information.
- Use tools and methodologies such as structured analytic techniques to improve analysis, check assumptions, and identify signposts or indicators of change.
- Work with managers to respond to information requests from financial regulators and ad-hoc taskings from members of the senior management team.
- Serve as a subject matter expert in your assigned coverage and stay abreast of relevant regulations, industry best practices, and internal policies.
- Leverage resources, technology, and information to minimize risk and protect the firm.
WHAT'S REQUIREDWe hire candidates with a wide range of academic and professional backgrounds; many have prior experience working in the US Intelligence Community, but some come from the private sector or join soon after completing graduate or professional school. Specifically, you will need:
- A bachelor's degree, master's degree preferred, from an accredited institution with five or more years of prior professional experience working as an intelligence analyst, investigator, or in a closely related role.
- Strong analytical and problem-solving skills, and excellent attention to detail.
- Proven effectiveness in written and verbal communication.
- The ability to exercise sound judgement and observe the highest degree of confidentiality and discretion when handling highly sensitive information.
- The ability to adapt to changing priorities to meet business needs.
- Commitment to the highest ethical standards.
WE TAKE CARE OF OUR PEOPLEWe invest in our people, their careers, their health, and their well-being. When you work here, we provide:
- Fully-paid health care benefits
- Generous parental and family leave policies
- Volunteer opportunities
- Support for employee-led affinity groups representing women, people of color and the LGBT+ community
- Mental and physical wellness programs
- Tuition assistance
- A 401(k) savings program with an employer match and more
