CIBC

Senior Consultant, Regulatory Compliance Management

CIBC$100K — $120K *
Finance & Insurance
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • University degree with 5-10 years of relevant experience.
  • Certified professional in regulatory compliance or related field.
  • Expertise in analyzing complex regulatory documentation and identifying requirements.
  • Strong verbal, written, and presentation skills for stakeholder communication.
  • Advanced problem-solving skills with the ability to manage multiple projects.

Responsibilities

  • Lead regulatory compliance oversight functions and report to senior management.
  • Monitor regulatory developments and communicate actionable guidance to stakeholders.
  • Conduct risk assessments and advise on compliance measures for new initiatives.
  • Collaborate with business management to establish effective compliance controls.
  • Prepare reports and maintain documentation for compliance effectiveness.

Benefits

  • Competitive salary and incentive pay.
  • Defined benefit pension plan and employee share purchase plan.
  • Flexible hybrid work arrangement with up to 3 days remote.
  • Paid Purpose Day for personal growth and development.
  • Wellbeing support and additional social recognition programs.
Full Job Description

What you’ll be doing

As a Senior Consultant within our US Corporate Function Compliance (CFC) team, you will serve as an Oversight Function (OF) lead, reporting to the Head of US CFC & Regulation W Compliance.

You will support Regulatory Compliance Management activities, including serving as a subject matter expert for specific regulatory requirements as well as executing oversight activities to ensure that CIBC’s regulatory compliance risk is managed within acceptable levels and in accordance with CIBC’s Regulatory Compliance Management Policy. This role will provide advisory services around regulatory requirements and controls related to various topics, such as: Accessibility, Data Management, Stress Testing, Operations, etc.

At CIBC we enable the work environment most optimal for you to thrive in your role. You’ll have the flexibility to manage your work activities within a hybrid work arrangement where you’ll spend 2-3 days per week on-site, while other days will be remote.

How you’ll succeed

  • Regulatory Monitoring and Communication – You’ll monitor regulatory developments, analyze and assess the impact of changes, review complex documentation, and communicate relevant updates and actionable guidance to business units and RCM Portfolio Managers.

  • Risk Assessment, Compliance Advisory, and Deficiency Management – You’ll conduct comprehensive risk assessments, evaluate new initiatives for regulatory risk, advise on compliance measures, escalate regulatory risks, and coordinate remediation and deficiency management with business units.

  • Advisory, Coordination, and Relationship Management – You’ll provide expert guidance on RCM program requirements, collaborate with business management to establish effective controls and policies, participate in oversight meetings, and maintain strong relationships with key stakeholders.

  • Reporting, Documentation, and Effectiveness Assessment – You’ll support the preparation of RCM-related reports and metrics, maintain and refresh standardized documentation, and complete effectiveness assessments to demonstrate oversight accountabilities and control adequacy.

  • Leadership and Process Optimization – You’ll lead and guide business units in executing the RCM Program, identify and monitor regulatory compliance risks, implement process

Who you are

  • You’re a certified professional and holds a university degree and a minimum of 5-10 years of progressively responsible business experience.

  • You can demonstrate expertise in reviewing complex legal and regulatory documentation, identifying key requirements, monitoring regulatory changes, and collaborating to implement effective controls, policies, and procedures in the US regulatory areas of Accessibility, Data Management, Stress Testing, Operations, etc. It is essential to have a deep understanding of risk assessment methodologies, control frameworks, and regulatory environments applicable to financial institutions.

  • You can demonstrate strong verbal, written, and presentation abilities, complemented by a proven capacity to build and maintain effective partnerships with internal and external stakeholders. You can demonstrate advanced problem-solving skills, excellent judgment, and the ability to prioritize and manage multiple projects independently in a fast-paced environment.

  • You know that details matter. You notice things that others don't. Your critical thinking skills help to inform your decision making.

  • You look beyond the moment. You know what you do will make a difference today and tomorrow. You look for new opportunities to define what's possible.

  • Values matter to you. You bring your real self to work and you live our values – trust, teamwork and accountability.

#L1-TA

What CIBC Offers

At CIBC, your goals are a priority. We start with your strengths and ambitions as an employee and strive to create opportunities to tap into your potential. We aspire to give you a career, rather than just a paycheck.

  • We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a benefits program*, defined benefit pension plan*, an employee share purchase plan, a vacation offering, wellbeing support, and MomentMakers, our social, points-based recognition program.

  • Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients.

  • We cultivate a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated for you to use to invest in your growth and development.

*Subject to plan and program terms and conditions

Job Location

Toronto-81 Bay, 20th Floor

Employment Type

Regular

Weekly Hours

37.5

Skills

Compliance Management, Critical Thinking, Problem Solving, Quality Assurance Review, Quality Investigations, Regulatory Compliance, Regulatory Requirements, Risk Assessments, Strategic Objectives

About CIBC

The Canadian Imperial Bank of Commerce is a Canadian multinational banking and financial services corporation headquartered in Toronto, Ontario. The bank is headquartered at Commerce Court in the city's Financial District. CIBC's Institution Number is 010, and its SWIFT code is CIBCCATT. It is one of two Big Five banks founded in Toronto, the other being the Toronto-Dominion Bank. The Canadian Imperial Bank of Commerce was formed through the June 1, 1961, merger of the Canadian Bank of Commerce and the Imperial Bank of Canada, the largest merger between chartered banks in Canadian history. The bank has four strategic business units: Canadian Personal and Business Banking, Canadian Commercial Banking and Wealth Management, U.S. Commercial Banking and Wealth Management, and Capital Markets. It has international operations in the United States, the Caribbean, Asia, and United Kingdom; Globally. CIBC serves more than eleven million clients, and has over 40,000 employees. The company ranks at number 172 on the Forbes Global 2000 listing.
Learn more about CIBC
Market Cap
$43.5 billion
Industry
Founded
1867
5 Year Trend
+8.8%

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