JP Morgan Chase & Co.

Lead Solutions Analyst – Trade Surveillance & Compliance Technology

JP Morgan Chase & Co.$120K — $145K *
Finance & Insurance
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • Formal training or certification in software engineering concepts with 5+ years of experience
  • Extensive data analysis and mapping skills, particularly with large datasets
  • Strong domain knowledge of trade products and flows across various office functions
  • Deep understanding of financial instruments, including Fixed Income, Equities, FX, and more
  • Previous experience in trading systems or regulatory compliance environments
  • Proficient in data management and the full data lifecycle
  • Hands-on experience with SQL and relational databases in both on-premises and cloud settings
  • Experience in communicating complex analytical findings to senior stakeholders

Responsibilities

  • Define and drive the roadmap for Trade Surveillance technology initiatives
  • Lead documentation and validation of business and data flow requirements
  • Conduct gap analysis sessions to gather requirements and develop remediation plans
  • Utilize advanced data analytics techniques to derive insights from large datasets
  • Ensure solutions comply with regulatory requirements and internal standards
  • Oversee the design and implementation of technical solutions for surveillance systems
  • Manage complex cross-functional issues and proactively identify delivery blockers
  • Mentor team members in technical writing, data fluency, and analytical skills
  • Contribute to hiring and performance development of solutions analysts

Benefits

  • Opportunities for professional growth and development
  • Mentorship and coaching within a collaborative team environment
  • Exposure to advanced technologies and industry trends
  • Access to a diverse range of challenging projects
  • Participation in shaping compliance and regulatory solutions
Full Job Description
JOB DESCRIPTION

Be an integral part of an agile team that's constantly pushing the envelope to enhance, build, and deliver top-notch technology products. 

As a Lead Solutions Analyst in Compliance - Corporate Sector, Trade Surveillance Technology, you will be responsible for delivering analytical and technical solutions that support our market surveillance and regulatory compliance capabilities.

Job Responsibilities

  • Define and drive the analytical and solutions delivery roadmap for Trade Surveillance technology initiatives, aligning with firmwide compliance strategy, regulatory obligations, and business priorities
  • Lead the elicitation, documentation, and validation of business and data flow requirements, ensuring alignment with stakeholder expectations, regulatory constraints, and technical feasibility
  • Lead gap analysis sessions with upstream and downstream systems teams to gather comprehensive requirements, identify integration dependencies, and develop actionable remediation plans
  • Apply advanced data analytics techniques including SQL, Python, and cloud-native tools to extract actionable insights from large and diverse datasets, supporting surveillance alert tuning, threshold calibration, trend analysis, and data-driven decision-making across compliance initiatives
  • Partner with Compliance, Legal, and Risk teams to ensure all solutions adhere to evolving regulatory requirements, internal control standards, and audit readiness expectations
  • Architect and oversee the design and implementation of technical solutions, ensuring seamless integration with existing surveillance systems, market data feeds, and infrastructure
  • Own the escalation and resolution of complex cross-functional issues, proactively identifying and managing risks, dependencies, and delivery blockers across stakeholder groups
  • Develop and maintain comprehensive knowledge of industry trends, emerging technologies, regulatory developments, and best practices to provide strategic guidance and innovative solutions for complex surveillance and compliance programs
  • Mentor and develop team members in technical writing, analytical reasoning, data fluency, and solutions delivery, fostering a culture of continuous learning, high standards, and professional growth
  • Contribute to hiring, onboarding, and performance development of solutions analysts within the team, building long-term bench strength and analytical capability aligned with team goals

Required Qualifications, Capabilities, and Skills

  • Formal training or certification on software engineering concepts and 5+ years applied experience.

  • Extensive experience of data analysis, data mapping and working with large data sets.

  • Strong domain knowledge of trade products and flows, including the functions of front office, middle office, back office, and settlement systems
  • Deep understanding of financial instruments and markets, including Fixed Income, Equities, FX, Commodities, Futures, Options, and Swaps
  • Prior experience in trading systems, regulatory controls, or compliance-oriented applications and environments
  • High degree of expertise in data management, encompassing the full data lifecycle, including business requirements analysis, data feed definition, data mapping, integration across heterogeneous sources, and feed testing
  • Experience in SQL and data analysis, with hands-on experience working with relational databases in on-premises and cloud environments
  • Experience working with large-scale datasets for data retrieval, analysis, and inference generation to recommend solutions to complex business problems
  • Experience leading requirements elicitation and documentation with business stakeholders, producing detailed functional specifications and maintaining traceability to technical implementation
  • Demonstrated ability to communicate complex technical and analytical findings to senior business, compliance, and technology stakeholders through written executive summaries, functional documentation, and verbal presentations
  • Experience leveraging AI tools for productivity and efficiency improvement, including Agentic AI, Copilot, LLM-based assistants, and automation frameworks

 

Preferred qualifications, skills, and capabilities

  • Familiarity with trade surveillance platforms such as NICE Actimize, Nasdaq Surveillance, or equivalent compliance monitoring systems
  • Understanding of regulatory reporting workflows or compliance alert investigation and case management processes
  • familiarity with Data Modeling experience, creation of conceptual, logical, and metadata models
  • Knowledge on AWS, Databricks, or other cloud-native data platforms
  • Prior experience in mentoring junior analysts and leading cross-functional delivery team

 

 

About JP Morgan Chase & Co.

JP Morgan Chase & Co. stands at the forefront of the global financial services industry. They offer an expansive array of products and services to a diverse clientele, including individuals, corporations, governments, and institutions. Ever since the merger of J.P. Morgan & Co. and Chase Manhattan Corporation in 2000, this industry-leading entity has become renowned for its comprehensive portfolio encompassing consumer and community banking, corporate and investment banking, commercial banking, as well as asset and wealth management. Headquartered in the vibrant city of New York, JP Morgan Chase & Co. boasts a formidable presence across over 100 countries worldwide.

Unveiling Employment Opportunities at JP Morgan Chase & Co.

Vacancies and Hiring Initiatives

JP Morgan Chase & Co. is continuously on the lookout for talented individuals eager to contribute to its legacy of excellence. The company's recruitment efforts are geared towards identifying candidates with the right blend of skills and qualifications to drive forward its various business segments. Whether you are a seasoned professional or a recent graduate, JP Morgan Chase offers a plethora of job openings across multiple disciplines.

High-Demand Positions

Among the myriad of roles, certain positions stand out for their attractive compensation packages and career advancement prospects. Notably, high-paying jobs at JP Morgan Chase & Co. include Relationship Manager, Branch Manager, and Software Engineer. These roles are critical to the firm's operations and offer lucrative opportunities for those with the requisite expertise.

Navigating the Job Market at JP Morgan Chase & Co.

Leveraging Job Portals and Job Alerts

For job seekers aiming to tap into the opportunities at JP Morgan Chase, staying updated through job portals and subscribing to job alerts is crucial. These tools can provide timely information about job openings, job fairs, and recruitment events, enabling candidates to apply promptly and prepare adequately for interviews.

Preparing Your Job Application

Your job application, comprising your resume and cover letter, is your ticket to securing an interview at JP Morgan Chase. Highlight your qualifications, skills, and experiences that align with the job listing, ensuring you stand out in the competitive job market.

Acing the Interview

Preparation is key to succeeding in your interview with JP Morgan Chase. Familiarize yourself with the company's business segments, values, and recent achievements. Demonstrating how your background and aspirations match the company's goals can significantly increase your chances of employment. A World of Job Opportunites in the Financial Services Industry JP Morgan Chase & Co. offers a world of job opportunities for those seeking to make their mark in the financial services industry. With competitive salaries, comprehensive benefits, and endless possibilities for growth, positions at JP Morgan Chase are highly coveted. By staying informed through job sites, tailoring your applications, and preparing thoroughly for interviews, you can enhance your prospects of joining the esteemed ranks of JP Morgan Chase employees. Explore the job board, seize the job opportunities, and embark on a rewarding career journey with one of the world's leading financial institutions.
Learn more about JP Morgan Chase & Co.
Size
661 employees
Market Cap
$384.5 billion
Industry
Net Income
$29.1 billion
Founded
1823
5 Year Trend
+0.7%
Revenue
$261.5 million
NASDAQ

Similar Jobs

More Jobs at JP Morgan Chase & Co.

More Finance & Insurance Jobs

Find similar Lead Solutions Analyst – Trade Surveillance & Compliance Technology jobs: