Morgan Stanley

Bank NFR Policies & Procedures Specialist - Director

Morgan Stanley$125K — $150K *
Finance & Insurance
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's degree required; J.D., MBA or CRCM is a plus.
  • Minimum 6 years of experience in developing and editing policies and procedures.
  • Strong attention to detail and ability to follow up on tasks.
  • Excellent verbal and written communication skills.
  • Ability to establish relationships with colleagues and stakeholders of varied seniority and backgrounds.
  • Skill in interviewing subject matter experts to derive insights for policy development.
  • Proficiency in managing multiple projects with competing deadlines.

Responsibilities

  • Collaborate with experts to develop and update Non-Financial Risk policies and procedures.
  • Research regulatory changes and translate them into policy adjustments.
  • Assist in setting quality standards and manage the annual policy review plan.
  • Submit policies for approval and manage delivery timelines.
  • Incorporate feedback from stakeholders into policies and procedures.
  • Maintain consistency in the style and terminology of the documentation.
  • Contribute to the annual risk assessment and prepare materials for senior management committees.

Benefits

  • Comprehensive employee benefits and perks.
  • Support for work-life balance.
  • Opportunities for career mobility within the firm.
  • Collaborative and supportive work environment.
  • Commitment to diversity and inclusion.
Full Job Description

We're seeking someone to join our team as a Policies & Procedures Professional in U.S. Banks Non-Financial Risk to assist with drafting, reviewing and updating Bank Compliance policies, procedures, notices and manuals ensuring that the Banks' policy framework stays current, consistent and aligned with each Bank's Risk Governance Framework and heightened regulatory expectations. This position will report to the Bank
Compliance Head of Policies and Procedures.

In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is a Director level position within the Bank NFR Strategy & Regulatory Oversight team which is responsible for advancing the U.S. Banks' non-financial risk agenda driving regulatory change management, governance and oversight of firmwide strategic initiatives, and the shared-services processes including policies, procedures and training that keep the Banks aligned with each Bank's Risk Governance Framework and heightened regulatory expectations.

What you'll do in the role:

- Partner with subject matter experts to collectively build content and develop and/or update Bank Non-Financial Risk policy and procedures;
- Research and grasp regulatory and legislative changes impacting the Banks and effectively be able to translate to Non-Financial Risk policies/procedures, as necessary;
- Support the Head of Policies & Procedures in setting standards, quality controls, and the annual policy review plan.
- Submit policies and procedures for review and approval and track and manage delivery timelines;
- Manage the incorporation of change based on feedback from subject matter experts and key stakeholders;
- Ensure the established method, consistency, style and terminology are kept standardized;
- Manage multiple high-priority assignments simultaneously and perform in a fast-paced, dynamic environment;
- Contribute to the annual risk assessment; and
- Prepare policy materials for quarterly senior management and governance committees. What you'll bring to the role:

- Bachelor's degree required, J.D., MBA or CRCM a plus;
- Minimum 6 years of experience developing and editing policies and procedures;
- Thorough attention to detail and the ability to effectively follow up on outstanding items;
- Excellent communication skills, both verbal and written;
- Must be able to effectively communicate and establish strong working relationships with colleagues and stakeholders of all levels of seniority and background;
- Ability to interview subject matter experts to determine impact to policies and procedures as well as integrate information derived from interviews into meaningful policies and procedures;
- Must be able to manage multiple responsibilities and projects with competing priorities and deadlines;
- Strong organization and time management skills; and
- Strong Microsoft Office skills.

WHAT YOU CAN EXPECT FROM MORGAN STANLEY:

At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years.  Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.

To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices​ into your browser.

About Morgan Stanley

Morgan Stanley Investment Management are active managers of capital, working to outperform the market and deliver results for their clients. Morgan Stanley Investment Management's long-tenured professionals apply their experience and expertise across public and private markets, in single-sector, multi-asset and custom solutions.

Morgan Stanley Careers

Joining Morgan Stanley today means becoming part of a global team dedicated to strengthening communities, pioneering innovation, and fostering diversity. As a leading global financial services firm, Morgan Stanley offers unparalleled job opportunities, career growth, and a culture of leadership that together create an exceptional employment experience. Work You’ll Do At Morgan Stanley, you will collaborate with knowledgeable professionals to drive innovation and deliver solutions in financial services. Our team is composed of diverse, talented individuals who bring their unique skills and perspectives to work every day, setting the standard for leadership in the global market. Morgan Stanley is not just a company; it's a place where ambitious, creative, and skilled individuals can build a rewarding career. Here, you can experience the benefits of a vibrant culture dedicated to professional growth and diversity training. Internship Programs Kickstart your career with Morgan Stanley’s internship programs. These positions offer invaluable industry insights and professional experience to students and recent graduates. Interns at Morgan Stanley gain hands-on experience, working alongside seasoned experts in a dynamic, supportive environment. Innovation and Professional Growth We believe in the power of innovation to solve complex problems and encourage our team to think differently and act boldly. Morgan Stanley supports your career development through comprehensive training, development programs, and leadership workshops, ensuring that every employee has the tools they need to succeed. Join Our Team Explore the various job opportunities at Morgan Stanley, from entry-level positions to executive roles. We are hiring individuals who are passionate about finance and eager to contribute to a team that values integrity, excellence, and a forward-thinking mindset. Enhance your skills through our networking events, mentorship opportunities, and ongoing professional development. Stay Connected Keep up to date with the latest from Morgan Stanley Careers by subscribing to our job alert emails. Tailor your preferences to receive updates about new postings, career tips, and exclusive insights from our team leaders. Apply Now Ready to take the next step in your career? Search open positions that match your skills and interests on the Morgan Stanley Jobs portal. Prepare your resume, refine your interview techniques, and join a company that values innovation and leadership. At Morgan Stanley, we’re not just building careers—we’re developing leaders. Discover how far your talents can take you by joining our team today.
Learn more about Morgan Stanley
Size
77,000 employees
Market Cap
$144.1 billion
Industry
Net Income
$10.9 billion
Founded
1935
5 Year Trend
+10%
Revenue
$52 billion
NASDAQ

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