Bachelor's Degree in Finance, Business, or related field
7+ years of wealth management experience
Series 65 or equivalent certification required
5+ years of current IAR registration preferred
Strong interpersonal and communication skills
Proficiency in Excel, Word, Outlook, Salesforce, and PowerPoint
Responsibilities
Deliver customized, high-level investment and wealth strategies for clients
Anticipate and address client needs to align portfolios with financial objectives
Collaborate with investment and client-service teams to optimize client offerings
Lead investment deployment for new client allocations and portfolio adjustments
Conduct regular client review meetings to assess and adapt strategies
Proactively identify and seize opportunities for business growth
Maintain detailed records of client interactions and engagement via CRM
Benefits
Access to proprietary investment strategies
Flexible work options to encourage work-life balance
Collaborative and supportive team culture focused on growth
Full Job Description
Senior Wealth Manager
Key Responsibilities:
Provide Comprehensive Wealth Strategies: Deliver a high level of individualized, comprehensive investment and wealth strategies tailored to each client's goals and objectives.
Manage Client Relationships: Anticipate client needs, resolve inquiries, and ensure client portfolios remain aligned with their financial objectives.
Collaborate with Investment Teams: Work closely with portfolio managers and other investment professionals to meet clients' financial goals and leverage the full suite of Lido Advisors' services.
Collaborate with Client-Service Teams: Work closely with junior team members to onboard new clients and manage existing client relationships.
Direct Investment Deployments: Lead the deployment of investments for new client allocations and manage portfolio rebalances.
Client Reviews & Reporting: Prepare and conduct regular portfolio review meetings to assess performance and adjust strategies as needed.
Drive Business Growth: Proactively seek opportunities to increase client wallet share by identifying additional wealth management needs.
CRM & Engagement Tracking: Maintain and track all prospect and client engagement in the firm's CRM, ensuring timely follow-up and action on all opportunities.
Presentations & Business Development: Partner with Senior Wealth Advisors to deliver compelling presentations to prospects and assist in converting them into clients.
Referral Network Development: Build and cultivate a network of referral sources to expand business development opportunities.
Product & Policy Knowledge: Maintain an in-depth knowledge of Lido Advisors' products and services and ensure adherence to allocation policies and best practices.
Key Qualities & Skills:
Proven Success in Client Acquisition & Retention: Demonstrated ability to attract, serve, and retain high-net-worth clients with a client-first mentality.
Expertise in Wealth Management & Investment Strategies: Solid understanding of asset allocation, alternative investments, and portfolio management strategies.
Client-Centric Approach: A passion for delivering tailored financial solutions and providing exceptional service that meets clients' long-term goals.
Financial Planning & Critical Thinking: Ability to assess client needs, develop customized strategies, and provide clear recommendations.
Independent & Results-Oriented: Self-motivated and proactive, with the ability to work independently and as part of a team to achieve shared goals.
Ethical Standards: A high level of integrity and professionalism in all client interactions, ensuring adherence to ethical guidelines and firm policies.
Requirements
Bachelor's Degree in Finance, Business, or a related field.
7+ Years of experience in wealth management or a high-growth, entrepreneurial environment.
Series 65 or equivalent required.
5+ Years of Current IAR Registration preferred.
Strong interpersonal skills and the ability to work well with internal teams to achieve client and firm goals.
Excellent written and verbal communication skills, with the ability to explain complex financial concepts clearly.
Proficiency in Excel, Word, Outlook, Salesforce, and PowerPoint; experience with financial modeling and portfolio management tools is a plus.
Why Join Lido Advisors?
Innovative Wealth Management: Access to proprietary investment strategies, bespoke services, and a comprehensive, holistic approach to wealth management.
Flexible Work Environment: Enjoy flexible working options.
Collaborative Culture: Join a supportive and growth-focused team that values professional development and community engagement.
