Full Job Description
In this role, you will act as a trusted advisor to prospective clients, listed issuers, and legal/financial advisors navigating TSX listing policies and market requirements. You will play a vital part in reviewing listing applications, ensuring market integrity, and championing regional engagement.
- This role reports to: Managing Director, TSX Listings
- Job Location: Hybrid (2-3 days per week in office) - based in Toronto, ON
Key Accountabilities
- Strategic Advisory: Provide expert guidance and actionable advice to prospective clients, listed issuers, and their legal/financial advisors regarding TSX listing policies, regulatory interpretations, and alternative transaction structuring options.
- Listing Review & Market Integrity: Manage and conduct timely, thorough reviews of listing applications to preserve market quality and integrity, rapidly assessing transaction dynamics, risk profiles, and marketplace impacts.
- Decision-Making & Escalation: Exercise strong judgment and expertise to act independently while swiftly identifying critical threshold issues and escalating them appropriately to leadership.
- Reporting & Analysis: Prepare detailed, high-quality written reports evaluating an issuer's operations, governance, financial statements, public distribution, and overall affairs in alignment with relevant rules, policies, and precedents.
- Deficiency Remediation: Collaborate with issuers and stakeholders to clearly communicate identified deficiencies and recommend viable, compliant solutions.
- Regulatory Compliance: Monitor and ensure listed issuers operate strictly within the rules and governance policies of the TSX.
- Special Projects & Engagement: Participate in strategic policy development and operational projects, while representing the TSX at external industry events and market open ceremonies.
Must Have(s)
- Professional designation: CA, CFA, P.Eng, MBA, or LLB.
- 2 to 7 years of financial/analytical or legal experience, ideally supporting public companies on securities law matters.
- Exceptional written and verbal communication skills in English.
- Strong analytical, risk assessment, decision-making, and interpersonal capabilities.
- Proven ability to work independently under tight deadlines with high accuracy and responsiveness.
- Demonstrated commitment to quality execution, professionalism, and courteous communication across internal and external stakeholders.
- Experience conducting comprehensive financial and business analysis of corporate affairs and reporting.
- An established reputation of trust and credibility with industry peers and stakeholders.
Nice to Have(s)
- Practical familiarity with TSX listing policies and regulatory requirements.
- Familiarity with NI 43-101 technical reports.
- Solid understanding of IFRS financial reporting standards.
- Working knowledge of French.
- Completion of the Canadian Securities Course (CSC) or related industry certifications.
- Familiarity with Google Gemini and experience utilizing AI solutions to enhance daily workflow efficiency.
Salary Range: $140,000/year - $150,000/year CAD. Please note that the salary range included is a guideline only. The salary offered may vary based on factors, including, but not limited to, the successful candidate's relevant knowledge, skills, and experience.
The recruiting efforts for this role are intended to fill a vacant position.