The Senior IT Audit Director is a senior leadership role within Internal Audit, responsible for leading the formulation and implementation of the global technology audit plan across a complex fintech environment. Reporting to the Head of IT Audit, this role leads risk-based assurance over critical technology domains including cybersecurity, cloud, infrastructure, application development, IT general controls, and emerging technologies. The position is a member of the Audit Leadership Team and partners closely with senior management to provide clear, actionable insight on technology risk, control effectiveness, and remediation progress. This leader will manage a distributed team across regions and help elevate the function’s quality, impact, and data-driven audit capabilities. Key Responsibilities • Develop and execute a risk-based technology audit plan aligned to enterprise priorities, regulatory expectations, and emerging technology risks. • Lead technology risk assessments to identify and prioritize coverage across ITGC, SOX readiness, cybersecurity, cloud platforms, infrastructure, IAM, application controls, and third-party risk. • Direct end-to-end audits covering AWS/cloud environments, product engineering and SDLC, vulnerability management, incident response, disaster recovery/business continuity, data governance, and infrastructure controls. • Provide assurance over key cybersecurity and resilience domains using recognized frameworks such as NIST CSF, COBIT, ISO 27001, SOC 1/SOC 2, HIPAA, and PCI DSS, as applicable. • Oversee reviews of emerging and business-critical technologies, including blockchain, AI/GPT/agentic solutions, digital wallets, and digital currency-related processes and controls. • Evaluate design and operating effectiveness of IT general controls and support SOX/ITGC readiness and related assurance activities where relevant. • Produce clear, concise, audit committee-ready reporting that highlights risk themes, root causes, control gaps, and practical remediation actions. • Build strong relationships with technology, security, product, engineering, compliance, and business stakeholders while maintaining audit independence and objectivity. • Brief senior management, the Head of IT Audit, and the Chief Audit Executive on audit results, thematic insights, and changes in the technology risk landscape. • Lead, coach, and develop a team of IT audit professionals across the US and India; set expectations, review quality, and support career growth and performance. • Drive consistency, quality assurance, and adherence to Internal Audit standards, including Global IIA-aligned methodology, documentation, and reporting practices. • Monitor and validate management action plans, perform issue follow-up and closure testing, and escalate overdue or insufficient remediation where needed. • Advance the use of GRC tools, analytics, and data-driven auditing techniques to improve audit efficiency, coverage, and insight generation. Required Qualifications • 10+ years of experience in IT audit, technology risk, cybersecurity, or broader risk management, including significant leadership responsibility. • Proven experience leading technology audits in complex, regulated, and fast-paced environments, ideally within financial services, fintech, or similarly technology-intensive sectors. • Strong knowledge of ITGC, SOX readiness, cloud risk, cybersecurity controls, IAM, infrastructure, application/SDLC controls, third-party risk, and resilience disciplines. • Hands-on familiarity with audit coverage across vulnerability management, incident response, DR/BCP, data governance, and technology control environments. • Working knowledge of major control frameworks and standards, including NIST CSF, COBIT, ISO 27001, SOC 1/SOC 2, HIPAA, and PCI DSS. • Demonstrated ability to build and execute risk assessments and audit plans, manage multiple concurrent audits, and deliver high-quality reporting to senior stakeholders. • Experience writing audit reports and presenting complex technology risk topics to senior management and executive audit leadership. • Track record of leading distributed teams effectively across cultures, time zones, and regions. • Experience with GRC platforms and data-enabled auditing approaches; comfort working with tools such as Jira, Confluence, Archer GRC, and AutoAudit (Optial/Optra-style audit workflow tools). • Bachelor’s degree or equivalent professional experience in information systems, computer science, accounting, cybersecurity, or a related field. • CISA certification required or strongly preferred. Preferred Qualifications • Additional certifications such as CISSP, CCSP, CRISC, or CIA. • Experience in a global fintech, payments, banking, capital markets, or digital assets environment. • Exposure to audits involving blockchain platforms, AI/GPT/agentic technologies, digital wallets, or digital currency ecosystems. • Experience using analytics to enhance audit scoping, testing, continuous monitoring, or issue validation. • Familiarity with regulatory and compliance expectations relevant to highly regulated technology and data environments. • Experience contributing to audit methodology improvements, quality assurance programs, or function transformation initiatives. Working Model / Travel • Location options: New York, NY; Cluj, Romania; Bangalore, India; or Hyderabad, India. • Global remit with leadership responsibility across a distributed team and international stakeholder base. • Travel expected at approximately 10–20%, domestic and international, as business needs require. Salary range $200,000.00- $220,000.00. Bonus Eligible.   Broadridge considers various factors when evaluating a candidate's final salary including, but not limited to, relevant experience, skills, and education. Please visit  for more information on our comprehensive benefit offerings. #LI-LR