Degree in Finance, Economics, Accounting, Investment, Business, or related fields from a reputable institution.
Experience in U.S. equity markets, especially in Equity Research or Option Trading, along with knowledge of cryptocurrency investments.
Minimum of 3 years in high-net-worth client service, investment strategy, or financial middle office roles.
Demonstrated success in developing client investment strategies and managing wealth services.
Excellent communication and teamwork skills.
Fluent in English; proficiency in Chinese is a strong plus.
FINRA License (SIE, Series 7/63/86/87) is mandatory.
Responsibilities
Conduct in-depth investment research and create client-ready content on U.S. equities and derivatives.
Provide tailored investment advice to High-Net-Worth clients, including strategic asset allocation and support for trade execution.
Draft market commentary and educational materials for clients, facilitating training for Relationship Managers.
Help develop the department's product offerings by curating financial solutions that align with client risk profiles.
Perform client segmentation analysis to create customized investment strategies and engagement plans.
Benefits
Access to industry-leading training and professional development opportunities.
Collaborative work environment focused on teamwork and client outcomes.
Opportunity to work closely with High-Net-Worth clients and influence their investment strategies.
Full Job Description
Responsibilities:
Conduct deep-dive investment research and produce high-quality, client-facing content covering U.S. equities, options, futures, and other derivatives.
Deliver bespoke investment advisory to High-Net-Worth (HNW) clients. This includes developing tailored investment themes, providing strategic asset allocation and trade execution support, resolving day-to-day market inquiries, and actively participating in key client meetings/pitches.
Draft thematic market commentary and client educational materials for U.S. and Canada markets. Develop actionable investment strategy content, craft effective talking points/pitch scripts, and conduct ongoing training to empower Relationship Managers (RMs).
Contribute to the development of the department's product matrix by curating tailored financial solutions that align with clients' risk/return profiles. Ensure all product selections align with the firm's overarching "house view" and translate team consensus into actionable, client-ready proposals.
Perform client segmentation analysis to design scalable & customized global investment & operational strategies. Based on these insights, develop and implement customized, ongoing service models and engagement plans tailored to different client tiers.
Requirements
Education and Major: Degree from a well-known institution in Finance, Economics, Accounting, Investment, Business, or related fields.
Proven experience in U.S. equity markets, specializing in Equity Research or Option Trading, with additional knowledge of cryptocurrency investments.
At least 3 years of experience in high-net-worth client service (as a relationship manager or investment advisor) or in investment strategy/financial middle office, with proven methodologies and successful experience in driving client investment strategy services, product sales, and wealth management services to frontline teams.
Strong communication and coordination skills, with a strong sense of teamwork.
Language skills: Native in English, Chinese speaking is highly preferred.
License Requirement: FINRA License is required (Required:FINRA SIE, Series 7/63/86/87)
