Key responsibilities
UBS Bank USA, National Association is seeking an Authorized Officer, BUSA AML Officer-Governance, Risks and Controls in Morrisville, NC.
Are you an innovative thinker? Do you enjoy delivering enhanced change capabilities across a range of business functions? Are you passionate about IT process automation using cutting edge tooling platforms?
We're looking for an Authorized Officer, BUSA AML Officer-Governance, Risks and Controls to:
• Support the Chief Anti-Money Laundering Officer and the affiliate oversight Associate Director to ensure adherence to the provisions of Financial Crime Prevention (FCP) related services including but not limited to onboarding & reviews, transaction monitoring & investigations, sanctions, Politically exposed person (PEP) and adverse media screenings received via service level agreements.
• Assess the multitude of Key Performance Controls and Key Performance Instances that are being implemented to meaningfully evaluate them and provide reporting to senior management and its independent Board.
• Evaluate sample file testing and data analysis to assess adequacy of services provided including documenting testing analysis and results.
• Document and report compete scorecards on a periodic basis to reflect appropriate affiliate oversight. Assist in performing quarterly process flows, inventory of affiliate control environment, and annual refreshes of procedures and service level agreements.
• Support various FCP projects involving affiliated entities including issue remediation.
• Can work hybrid (In-office/remote).
Qualified Applicants apply through [redacted]. Please reference 002542. NO CALLS PLEASE. EOE/M/F/D/V. #LI-DNP
Your skills and experience
Education & Experience Requirement:
• Bachelor's degree or foreign equivalent in Business Administration, Management, or a related field of study plus 3 years of experience in the job offered or 3 years of experience as a Compliance Officer, Team Developer, Senior Analyst, or a related occupation.
Position requires experience/knowledge with the following:
• Anti-Money Laundering/Financial Crime Transaction monitoring, including both automated and manual
• Complex Financial Crime Investigations and Risk-Based reviews
• Onboarding and Enhanced Due Diligence (EDD) including complex legal entity structure analysis
• Suspicious Activity Report Analysis
• AML and Counter-Terrorist Financing (CTF) Typologies
• Sanctions, Politically Exposed Person (PEP) screenings, and Adverse Media Reviews and adjudications
• Regulatory Examination and Internal/External Audit Support
• Transaction Monitoring systems design understanding, Scenario logics, and User Acceptance Testing (UAT)
• Financial Crime Prevention Quality Assurance, Quality Checks, and Testing
• Financial Crime compliance Systems such as Actimize, Mantas, Fenergo, World-Check, LexisNexis
• FCP Risk Governance Frameworks such as Metrics, Management Reporting, Scorecards, Dashboards and Issue Management
• Banking products, payment systems, and banking platforms supporting wealth management, private banking, retail banking, and correspondent banking.
