Associate - Corporate - Investment Funds Regulatory

Latham & Watkins LLP

$225K *
Legal & Accounting
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • Minimum 3 years of asset management regulatory experience.
  • Strong knowledge of the Investment Advisers Act of 1940.
  • Familiarity with the Investment Company Act of 1940.
  • Experience in private equity and hedge fund formation is a plus.
  • Ability to counsel on complex regulatory issues and SEC matters.

Responsibilities

  • Provide legal, regulatory, and compliance advice to investment advisers and financial institutions.
  • Counsel clients on managing private equity, hedge, and credit funds.
  • Assist in structuring complex corporate transactions involving investment advisers and funds.
  • Advise on SEC investigations and enforcement proceedings.
  • Consult on Investment Company Act compliance and structuring issues.

Benefits

  • Best-in-class health and wellness benefits through the 'LiveWell Latham' program.
  • Comprehensive resources for family-building and elder care support.
  • Support for managing personal health and financial goals.
Full Job Description
About the Role

The Investment Funds Regulatory Practice is seeking a highly qualified associate candidate with at least 3 years of relevant asset management regulatory experience. Candidates should have strong working knowledge of the Investment Advisers Act of 1940 and the Investment Company Act of 1940. Private equity and hedge fund formation experience is also helpful. The group's investment funds attorneys provide legal, regulatory, and compliance advice to investment advisers, family offices, and other financial institutions around the globe, including in connection with operating and managing private equity funds, private credit funds, hedge funds, and real estate funds, and the structuring of complex corporate transactions involving investment advisers and investment funds. Investment funds regulatory attorneys regularly counsel clients in SEC examinations, investigations, and enforcement proceedings and work closely with the firm's white collar litigation department in connection with those matters. Investment funds attorneys also advise on Investment Company Act issues, including regulatory, status, and structuring issues.

Main Contact Details


[email protected]

Additional Information

Investing in the well-being of our lawyers and staff is among the firm's highest priorities. Through our "LiveWell Latham" program, we offer best-in-class benefits and comprehensive resources designed to support you and your loved ones through all life's moments - from building a family and taking care of loved ones, to managing your health and saving for the future.

Pay Range

Associate Base Salary

Discretionary bonuses may be available depending on application circumstances and position.

Class ofUS Payroll2026$225,0002025$225,0002024$235,0002023$260,0002022$310,0002021$365,0002020$390,0002019
$420,000
2018$435,000

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