Capital One Financial Corporation

Senior Manager, Risk Advisor

Capital One Financial Corporation$161K — $184K *
Plano, TX 75025In-Person
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • High School Diploma, GED, or equivalent certification
  • 3 years in Financial Services or Risk Management
  • 3 years in project, process, or program management
  • 2 years in People Management
  • Risk Certifications (e.g., CRCM, CAMS, CIPP) preferred
  • PMP Certification or Masters Certificate of Project Management recommended

Responsibilities

  • Lead a high-performing risk management team
  • Develop a deep understanding of business strategies and risk profiles
  • Assess the impact of regulatory changes on business objectives
  • Analyze data to identify risks and trends
  • Provide transparency on audit and regulatory engagements
  • Advise business partners on risk policies and programs
  • Drive collaboration across risk and compliance functions
  • Identify opportunities to enhance risk management practices

Benefits

  • Hybrid work model with in-office collaboration three days a week
  • Access to health centers, cafeterias, and green spaces in the office
  • Performance-based incentive compensation opportunities
  • Comprehensive health and financial benefits
  • Inclusive environment promoting unique perspectives and innovation
Full Job Description
Senior Manager, Risk Advisor

As a Sr. Manager Pod Lead in the Financial Services Risk Office, you will provide professional risk judgment that enables business partners to tackle major company challenges. In this role, not only will you lean into your analytical and problem solving skills by developing and deploying innovative solutions to mitigate risks to the Company, but you will also grow your strategic and influencing skills as you create and implement risk strategies that enable the Company to win in the market. You will help create order and sense out of complexity and enable confident, data-inspired decision making.

In this role, you will thrive in a cross-functional and collaborative environment that values unique perspectives, rewards innovation, and challenges the status quo. As an integral member of the team, you will have a high level of exposure across the division and partner closely with senior business and risk office leaders, technology, compliance, legal, and operational risk.

In your role, you will:

  • Lead a team of high performing risk management professionals charged with managing Change Governance (Requirements & Controls), Control Evaluation, Issues & Events, Audits & Exams, and Access Management.

  • Develop a deep understanding of business strategies, products, services, and risk profile;

  • Identify and assess the impact of the changing regulatory environment on business objectives and risk appetite;

  • Analyze data to proactively identify risks and trends and provide insights that support internal customers in decision-making;

  • Support internal business resource planning by providing transparency to audit and regulatory engagements and commitments;

  • Provide guidance and advice to business partners on implementing risk policies and programs;

  • Drive collaboration between the risk, compliance, operational risk, and other business support functions (e.g., legal, privacy);

  • Ensure independent escalation of risk management gaps, issues, and concerns, including emerging risks and regulatory focus areas;

  • Identify opportunities to improve risk management practices and develop solutions to perfect risk management, eliminate waste, and deliver an exceptional customer experience

Qualities of a Successful Candidate:

  • Curious & Analytical - You ask why, explore possibilities, and bring your unique perspective to the table. You are comfortable with ambiguity and are a truth seeker. You make it your business to master the data and signals to drive innovative solutions that are grounded in evidence.

  • Discerning & Deliberative - You are careful and methodical, navigate uncertainty and risks expertly, and have a knack for steering the team away from impulsive or ill-informed decisions.

  • Action-Oriented & Results-Driven - You have a desire to take action, try new things, and sometimes fail. Roadblocks won9t set you back, because you9ll stay focused on your goals. You9re organized, are up for juggling multiple deliverables, and prioritize your work while keeping the customer at the forefront of everything you do.

  • Up for a Challenge & Fungible- Big, undefined, unfamiliar, and complex problems will be exciting for you as you work to identify well-rounded solutions. You have an insatiable appetite for learning, and are constantly seeking out new challenges.

  • Passionate & Customer-Focused - You are customer obsessed. You make it your business to understand their needs and their goals and are not satisfied with anything less than an exceptional customer experience.

  • Communicative & Influential- You communicate complex ideas concisely and convincingly. You adjust your communication to your audience and are comfortable with presenting to executive leadership.

  • Collaborative & Team-Oriented - You value diverse perspectives and seek insights from others. You bring energy to the group and rally them around a common goal.

Hybrid associates work in-office three days per week, Tuesday through Thursday. When we9re in the office, we9re not just getting work done19we9re collaborating, building relationships, and taking advantage of all our in-person resources, including health centers, cafeterias, green spaces and much more.

Mondays and Fridays are enterprise-wide virtual work days.

Basic Qualifications:

  • High School Diploma, GED or equivalent certification

  • At least 3 years of experience in Financial Services or Risk Management

  • At least 3 years of experience in project, process, or program management

  • At least 2 years of experience in People Management

Preferred Qualifications:

  • Bachelors, Masters Degree, JD, or MBA

  • 7+ years experience in Financial Services or Risk Management

  • 5+ years of experience supporting internal business clients

  • 5+ years of experience leading cross functional teams

  • 5+ years of experience in People Management

  • Risk Certifications (CRCM, CAMS, CIPP, ABA Risk Management Certification)

  • PMP Certification or Masters Certificate of Project Management (CPM)

At this time, Capital One will not sponsor a new applicant for employment authorization for this position

The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

Plano, TX: $161,500 - $184,300 for Sr. Risk Manager










Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate9s offer letter.

This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

This role is expected to accept applications for a minimum of 5 business days.

About Capital One Financial Corporation

Chevy Chase Bank is the greater Washington region's largest locally-owned banking institution providing a complete array of financial products and services to consumers and businesses in Maryland, Virginia, and the District of Columbia. The Bank, which is headquartered in Bethesda, Maryland, has approximately 250 branches and over 1,000 ATMs, more than anyone else in the greater Washington market. Chevy Chase Bank currently has over $16 billion in assets and services over 1 million customers. For more information about Chevy Chase Bank, please visit chevychasebank.com.

Capital One Financial Corporation Careers

Join the vibrant team at Capital One Financial Corporation, a leader in the financial services industry, where innovation meets purpose-driven leadership. As one of the most forward-thinking companies in banking, Capital One is the perfect place to jumpstart or advance your career with a myriad of job opportunities in various fields.

Work You’ll Do

At Capital One, we are committed to excellence and setting our team members up for success. By joining our dynamic team, you will engage in meaningful work that makes a real difference. From developing cutting-edge technology to crafting personalized financial solutions, every position at Capital One is geared towards redefining the future of banking.

Innovate and Lead

Capital One is not just a company; it's a hub of innovation and leadership. We empower our professionals to lead with their ideas and see them come to life. Our culture thrives on diversity and the unique perspectives each team member brings. Here, your skills in networking, problem-solving, and leadership will not only be valued but also nurtured through professional development and diversity training.

Grow Your Career

Capital One is deeply invested in the growth and development of its employees. With robust training programs, mentorship, and resources for professional enhancement, we ensure that your career trajectory aligns with your personal and professional goals. Whether it’s rising through the ranks or switching tracks via internal job opportunities, your growth is our priority.

Internship and Employment Opportunities

For those starting their journey, Capital One offers enriching internship programs that provide a glimpse into the culture and work ethic that drives our success. Interns gain hands-on experience, valuable insights, and the opportunity to network with leaders across the company. For seasoned professionals, we offer positions that challenge your expertise while encouraging balance and innovation.

Benefits and Culture

Choosing to work at Capital One means opting for a lifestyle where your well-being is prioritized. Our benefits package is designed to support you both at work and in your personal life, encompassing health, finance, and family. The inclusive culture at Capital One ensures that everyone, regardless of background, has the opportunity to thrive.

Join Our Team

Explore the various career paths available at Capital One and discover how your skills and passions can align with our mission. We are continuously hiring across multiple disciplines, eager to welcome curious, creative, and driven individuals to our team.

Stay Connected

Keep up to date with the latest in career opportunities and company news by joining our network. Tailor your job alerts to match your career preferences and get insider tips that can transform your application process, from crafting your resume to acing your interview.

Search Capital One Jobs

Ready to take the next step in your career? Search open positions that match your skills and interests. At Capital One, your next job opportunity could be the gateway to a fulfilling and prosperous career.

Read Careers Blog

Stay ahead with career tips, insider perspectives, and industry-leading insights you can put to use today—all from the people who work here. Capital One Financial Corporation is not just a company—it's a place where you can make an impact. Discover the opportunities waiting for you in a career at Capital One. Join us and shape the future of banking with your vision, skills, and enthusiasm.
Learn more about Capital One Financial Corporation
Size
51,500 employees
Market Cap
$34.1 billion
Industry
Net Income
$2.7 billion
Founded
1994
5 Year Trend
+2.4%
NASDAQ

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