A career as a Senior Legal Compliance Advisor with respect to securities regulatory compliance and anti-money laundering in the Wealth Management team at National Bank, means acting as an expert to ensure regulatory compliance and support teams in proactively managing risks. This role allows you to have a positive impact by leveraging your analytical skills and knowledge of these regulations.
Your job - Provide the required advisory support to business lines and other stakeholders
- Write and/or revise Compliance department's policies, procedures and communications
- Participate in the creation of training material related to regulatory changes or aimed at strengthening knowledge
- Assist the different business lines in the interpretation and implementation of regulatory requirements and business projects
- Ensure legislative and regulatory monitoring, analyze draft laws and inform the parties concerned of upcoming changes
- Participate, create and present dashboards and various compliance reports
Your team Within the Regulatory Compliance - Wealth Management sector, you'll be part of a committed team and report to the Senior Director, Regulatory Compliance. Joining our team means growing in a dynamic, ever-evolving environment where the work is stimulating and diverse. The team is responsible for legislative and regulatory monitoring, participate in the implementation of the legislative, regulatory, and business projects, and provide support to various compliance stakeholders and business sectors. It plays a key role in interpreting regulatory requirements and guiding other compliance teams.
We aim to offer you maximum flexibility to support your quality of life. This includes a hybrid work model (in-office and remote), flexible scheduling to balance professional and personal life, and adaptable leave options for moments that matter.
Prerequisites - Bachelor's degree in law and be a member in good standing of the Bar
- 4 to 6 years of relevant experience in the securities industry and AML
- In-depth knowledge of securities and AML regulations
- Ability to manage multiple projects simultaneously with meticulous attention to detail
Languages: English, French
Reason to require this language: you will need to work closely with our colleagues outside Quebec.
SkillsPress space or enter keys to toggle section visibility
Analytical Skills Anti-money Laundering Communication Organization Skills Securities Regulation Teamwork Detail-oriented Initiative Learning Agility Legal Regulatory Compliance Partner Development Resiliency Legal Revision Proactivity Rigor
Your benefits In addition to competitive compensation, upon hiring you'll be eligible for a wide range of flexible benefits to help promote your wellbeing and that of your family such as:
* Health and wellness program, including many options
* Flexible group insurance
* Generous pension plan
* Employee Share Ownership Plan
* Employee and family assistance program
* Preferential banking services
* Involvement in community initiatives
* Telemedicine service
* Virtual sleep clinic
We have an offer that keeps up with trends as well as your needs and those of your family.
Our dynamic work environments and cutting-edge collaboration tools foster a positive employee experience. We value employees' ideas. Whether through our surveys or programs, regular feedback and ongoing communication are encouraged.
