TD Bank

Senior Audit Group Manager - Financial Risk Management

TD Bank$123K — $201K *
Finance & Insurance
11 - 15 years of experience
Job Overview by Ladders

Qualifications

  • Undergraduate degree with relevant professional certifications preferred (CPA, CIA, CFA, FRM, CAMP, CAMS, etc.)
  • 12+ years of related Audit experience with advanced knowledge in audit standards and regulations
  • Skilled in managing budgets and resource allocation
  • Proficient in mentoring, coaching, and performance management
  • Strong oral and written communication skills
  • Ability to analyze, organize, and prioritize work effectively

Responsibilities

  • Leads a significant and complex audit team focused on high-risk areas
  • Hires and develops top talent, sets goals, and manages performance evaluations
  • Acts as a subject matter expert in liquidity and interest rate risk for audits
  • Serves as a strategic advisor to audit executives with a focus on operational efficiency
  • Conducts annual risk assessments and develops associated audit plans
  • Oversees non-audit activities like continuous monitoring and issue validation
  • May participate in or lead various division initiatives or horizontal projects

Benefits

  • Opportunities for skill development and career progression
  • Supportive team environment fostering teamwork and collaboration
  • Access to continuous learning and professional development resources
  • Flexibility in work hours to maintain work-life balance
  • Participation in diverse projects across multiple business lines
Full Job Description
Work Location:
New York, New York, United States of America

Hours:
40

Pay Details:
$123,880 - $201,290 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Line of Business:
Audit
Job Description:

The Senior Audit Group Manager leads and develops a team of audit professionals and oversees, plans and executes audits and/or projects of varying complexity and may act as a subject matter expert in own area of expertise. Provides guidance, leadership, coaching and development to ensure operational results and professional/personal development objectives are achieved for the overall group.

Job Responsibilities:
  • Leads a large, significant and/or highly complex, and diverse audit team for an area of significant risk, complexity or scope
  • Provides people management leadership by hiring the best talent, setting goals, developing staff, managing employee performance and compensation decisions, promoting teamwork and handling any/all disciplinary actions, as required
  • SME with In-depth knowledge in liquidity / interest rate risk to manage audits for multiple, significant complex businesses, functional areas and/or global business lines
  • Strategic advisor to audit executives of the managed portfolio with deep industry, external/internal, enterprise knowledge, recognizing and anticipating emerging trends and, identifying operational efficiencies and opportunities with other business management/enterprise areas
  • Responsible for performing annual risk assessment and developing audit plan.
  • Oversee other non-audit activities such as continuous monitoring, management dashboard and issues validation
  • May participate in or leads various horizontal projects/ division initiatives as needed


Job Requirements:
  • Undergraduate degree with relevant professional certifications preferred (i.e., CPA, CIA, CFA, FRM, CAMP, CAMS, etc.)
  • 12+ years of related Audit experience with advanced knowledge in audit standards, industry best practices, laws and regulations
  • Skilled in managing budgets and resource allocation.
  • Skilled in mentoring, coaching and performance management
  • Skilled in using MS Office and Copilot
  • Ability to communicate effectively in both oral and written form with management and business partners
  • Ability to work collaboratively and build relationships across functional teams and stakeholders
  • Ability to exercise sound judgement in making decisions
  • Ability to analyze, organize and prioritize work while meeting deadlines
  • Ability to establish goals and objectives that support the strategic plan
  • The above statements are intended to describe the general nature and level of work being performed by people assigned to this job. They are not intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities & duties are considered essential functions for ADA purposes.


The above statements are intended to describe the general nature and level of work being performed by people assigned to this job. They are not intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities & duties are considered essential functions for ADA purposes.

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About TD Bank

TD Securities offers a range of advisory and capital market services to its clients. The company's range of services includes research, investment banking, capital markets, and global transaction banking. Research consists of commodity and equity research. Investment banking consists of mergers, acquisitions, industry expertise, and credit origination. Global transaction banking consists of trade finance, cash management, and correspondent banking. TD Securities was founded in 1855 and is based in Ontario.

TD Bank Careers

Join the vibrant team at TD Bank, one of North America's leading financial services organizations, where innovation, leadership, and growth go hand in hand. At TD Bank, we are committed to fostering a culture of diversity and inclusion, making it an ideal place for ambitious professionals to thrive. Work You’ll Do At TD Bank, your professional journey is bolstered by a robust support system. From your first interview to every career milestone, you will find opportunities for growth and leadership. Our team is dedicated to helping you develop the skills necessary for success in the ever-evolving financial sector. TD Bank offers a variety of job opportunities across multiple fields, from customer service to investment banking. Each position at TD Bank is a chance to contribute to our culture of innovation and exceptional client service. Internship Programs Kickstart your career with a TD Bank internship. Our programs provide invaluable industry exposure and hands-on experience, making them a perfect starting point for students and recent graduates eager to make their mark in the banking industry. Interns at TD Bank enjoy the unique opportunity to work alongside seasoned professionals, gaining insights that are crucial for future employment. Benefits and Growth TD Bank is deeply committed to the well-being and continuous growth of our team members. We offer competitive benefits packages that cover health, finance, and family care. Our employees enjoy comprehensive health insurance, retirement plans, and generous paid time off, among other perks. Moreover, TD Bank encourages professional development through various training programs, including leadership development and diversity training. These initiatives ensure that our team remains at the forefront of industry standards and best practices. Join Our Team Explore the numerous career paths available at TD Bank and discover how your skills and interests align with our mission. We are actively hiring and continually looking for talented individuals who are passionate about banking and customer service. Networking and Professional Development At TD Bank, we believe in the power of networking and collaboration. Our employees have access to a wide range of networking events, workshops, and seminars that promote career development and professional growth. These platforms not only enhance your professional skills but also expand your industry connections. Stay Connected Keep up to date with the latest at TD Bank Careers by subscribing to our job alert emails. Tailor your subscription to match your career preferences and get the latest news, insider tips, and job opportunities delivered straight to your inbox. Explore job opportunities at TD Bank and be part of a team that values hard work, creativity, and a diverse workplace culture. Your next great career move is just a click away. SEARCH TD BANK JOBS Join us at TD Bank and let your ambition lead you to a rewarding career filled with opportunities to learn, grow, and innovate.
Learn more about TD Bank
Size
90,000 employees
Market Cap
$117.9 billion
Industry
Net Income
-$6.9 million
5 Year Trend
+6.6%

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