TD Bank

Senior Analyst, Volcker Program Governance

TD Bank • $81K — $115K *
Toronto, ON M3C 0E3In-Person
Finance & Insurance
Less than 5 years of experience
Today
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Job Overview by Ladders

Qualifications

  • 5-7 years of experience in compliance or risk management, preferably in a global markets context.
  • Strong understanding of the Volcker Rule and its metrics.
  • Exceptional communication and influencing skills for stakeholder engagement.
  • Proven ability to manage multiple priorities and tight deadlines.
  • Demonstrated strategic thinking and problem-solving abilities.
  • Excellent organizational and time management skills.
  • Proficiency in Microsoft Office Suite and SharePoint.

Responsibilities

  • Provide governance support for the Volcker Program and related initiatives.
  • Assist in implementing enhancements to Volcker governance to meet regulatory standards.
  • Coordinate governance and control activities across various programs and projects.
  • Review and standardize processes and controls to address deficiencies.
  • Build relationships with stakeholders to ensure governance requirements are met.
  • Partner with teams to identify, assess, and mitigate risks across programs.
  • Prepare for internal and regulatory reviews related to the Volcker Program.

Benefits

  • Comprehensive health and wellness programs.
  • Professional development opportunities.
  • Flexible work arrangements.
  • Collaborative team environment with a focus on learning and growth.
Full Job Description
Work Location:
Toronto, Ontario, Canada

Hours:
37.5

Line of Business:
Governance & Control

Pay Details:
$81,600 - $115,200 CAD

Job Description:

Department Overview

The TDS Governance and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have adequately considered, managed, and mitigated risks in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite.

Members of TDS Governance & Control require sufficient expertise to review and assess whether the Business is adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations.

Job Description

The Senior Analyst supports Volcker Program Governance and other programs across TD Securities (Globally) ensuring a strategic, risk-based approach for alignment with regulatory standards.

The position has some direct interaction with stakeholders across various functions including the Business, Risk, Product Control, Technology, and Compliance. This position will require an individual who can collaborate and engage effectively in delivering and enhancing Volcker and other Program procedures, monitoring processes, controls, policies and developing and communicating a project plan/tracker and associated updates to a variety of stakeholders.

Job Accountabilities

The general accountabilities of this role include but are not limited to the following:
  • Provides business governance and control related support to team management within Volcker Program governance.
  • Assists in the implementation of Volcker governance enhancements in support of the overall Volcker Program.
  • Performs a set of governance and control work activities requiring coordination across multiple areas for other programs and projects as required.
  • Reviews processes and controls and connects the dots across issues and control deficiencies in order to increase standardization of processes and controls.
  • Build and maintain constructive relationships with 1st and 2nd line partners as well as other key stakeholders to ensure Volcker Program governance delivery requirements are understood and met.
  • Partner with stakeholders to ensure risks are adequately identified, assessed, and to support the development of risk mitigation strategies across programs.
  • Support Volcker program in preparing for internal / regulatory requests, testing engagements, exams, and reviews.
  • Support a coordinated approach with other business areas, the broader organization and enterprise control functions


.Job Requirements
  • Understanding of a global markets business in general including some product knowledge.
  • Strong compliance and/or risk management assessment background.
  • Some level of understanding of the Volcker Rule and its applicability to a global markets business and associated required metrics production and monitoring processes.
  • Skillful communicator and influencer to build relationships, advance decision making, and effect change over time.
  • Initiative-taking individual with a record of successfully assisting with implementing program enhancements.
  • Ability to work with a pool of experts and ensures elevated levels of service even when the effort crosses organizational boundaries.
  • Thrives in a challenging environment, managing multiple deadlines and priorities.
  • Strategic thinking with solid problem solving and decision-making skills.
  • Skilled at "connecting the dots" across issues in support of solutions and development of strategies to effectively manage and mitigate risk.
  • Excellent interpersonal skills to effectively interact at all levels of the organization, coupled with a passion to build strong working relationships and contribute to a strong team environment.
  • Strong organizational/time management skills.
  • Flexibility to quickly adapt to changing requirements and execute on non-routine ad-hoc deliverables.
  • A positive "can do" attitude with a curiosity and willingness to learn and grow, as well as share knowledge and experience.
  • Proficiency in Microsoft applications (Excel, Word, PowerPoint), and Share Point.


Additional Information
  • Undergraduate degree or equivalent work experience
  • Graduate degree would be an asset.


Language Requirement (Quebec only):
Sans Objet

About TD Bank

TD Securities offers a range of advisory and capital market services to its clients. The company's range of services includes research, investment banking, capital markets, and global transaction banking. Research consists of commodity and equity research. Investment banking consists of mergers, acquisitions, industry expertise, and credit origination. Global transaction banking consists of trade finance, cash management, and correspondent banking. TD Securities was founded in 1855 and is based in Ontario.

TD Bank Careers

Join the vibrant team at TD Bank, one of North America's leading financial services organizations, where innovation, leadership, and growth go hand in hand. At TD Bank, we are committed to fostering a culture of diversity and inclusion, making it an ideal place for ambitious professionals to thrive. Work You’ll Do At TD Bank, your professional journey is bolstered by a robust support system. From your first interview to every career milestone, you will find opportunities for growth and leadership. Our team is dedicated to helping you develop the skills necessary for success in the ever-evolving financial sector. TD Bank offers a variety of job opportunities across multiple fields, from customer service to investment banking. Each position at TD Bank is a chance to contribute to our culture of innovation and exceptional client service. Internship Programs Kickstart your career with a TD Bank internship. Our programs provide invaluable industry exposure and hands-on experience, making them a perfect starting point for students and recent graduates eager to make their mark in the banking industry. Interns at TD Bank enjoy the unique opportunity to work alongside seasoned professionals, gaining insights that are crucial for future employment. Benefits and Growth TD Bank is deeply committed to the well-being and continuous growth of our team members. We offer competitive benefits packages that cover health, finance, and family care. Our employees enjoy comprehensive health insurance, retirement plans, and generous paid time off, among other perks. Moreover, TD Bank encourages professional development through various training programs, including leadership development and diversity training. These initiatives ensure that our team remains at the forefront of industry standards and best practices. Join Our Team Explore the numerous career paths available at TD Bank and discover how your skills and interests align with our mission. We are actively hiring and continually looking for talented individuals who are passionate about banking and customer service. Networking and Professional Development At TD Bank, we believe in the power of networking and collaboration. Our employees have access to a wide range of networking events, workshops, and seminars that promote career development and professional growth. These platforms not only enhance your professional skills but also expand your industry connections. Stay Connected Keep up to date with the latest at TD Bank Careers by subscribing to our job alert emails. Tailor your subscription to match your career preferences and get the latest news, insider tips, and job opportunities delivered straight to your inbox. Explore job opportunities at TD Bank and be part of a team that values hard work, creativity, and a diverse workplace culture. Your next great career move is just a click away. SEARCH TD BANK JOBS Join us at TD Bank and let your ambition lead you to a rewarding career filled with opportunities to learn, grow, and innovate.
Learn more about TD Bank
Size
90,000 employees
Market Cap
$117.9 billion
Industry
Finance & Insurance
Net Income
-$6.9 million
5 Year Trend
+6.6%
* Ladders Estimates

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