Risk & Compliance SME (AI Focus)

Sia

$130K — $135K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's degree in IT, Computer Science, Finance, Business Management, Statistics, Mathematics, or related field
  • 4-7 years of client-facing management consulting experience, especially in technology or fintech
  • Experience in risk, compliance, or regulatory initiatives
  • Hands-on experience with AI adoption and workflow automation within a business setting
  • Strong understanding of challenges in regulated environments
  • Proven client relationship management skills
  • Excellent written and verbal communication skills
  • Strong organizational and multitasking abilities

Responsibilities

  • Map and diagnose compliance and operational processes to identify breakdowns or risks
  • Design and implement improved frameworks including data requirements analysis
  • Evaluate processes to pinpoint practical AI and automation use cases
  • Lead client engagements, delivering high-quality work and complex deliverables
  • Manage project timelines and prioritize cross-functional tasks
  • Build strong client relationships and present insights to senior leadership
  • Analyze client challenges to create structured, actionable solutions

Benefits

  • Comprehensive health coverage including medical, dental, and vision plans
  • 401K plan with 4% matching and immediate vesting
  • 100% paid parental leave for eligible new parents
  • Generous Paid Time Off policy and company holidays
  • Financial assistance programs for college savings and student loans
  • Monthly cell phone stipend
  • Wellness programs including gym membership reimbursement and on-demand counseling
Full Job Description
Job Description

Join our consulting team to deliver high-impact solutions across risk, compliance, and operations transformation. In this role, you'll work directly with clients to map how compliance and operational processes actually work, identify where they break down or create risk, and design better processes, then find the right opportunities to layer in AI to make them faster, more accurate, and more scalable.

You'll operate in a fast-paced, client-facing environment, balancing independent ownership with strong collaboration across teams. This role is ideal for people with experience in technology and/or fintech environments, particularly within regulated or compliance-driven contexts, who also bring a genuine interest in where AI can realistically improve how compliance work gets done.

What You'll Do
  • Risk & Compliance Process Design
    • Map and diagnose compliance and operational processes end to end to pinpoint where they break down or create risk
    • Lead the design and implementation of improved frameworks, systems, and processes, including defining data requirements and analyzing performance trends across operational, logical, and system workflows
  • AI Opportunity Identification
    • Evaluate compliance and operational processes to identify practical AI and automation use cases, from workflow automation to agentic AI
    • Build the business case for where these use cases will actually reduce risk or improve efficiency
  • Client Delivery & Execution
    • Lead client engagements, both onsite and remotely, delivering high-quality workstreams and producing complex, client-ready deliverables
  • Project & Workstream Management
    • Manage timelines, prioritize tasks, and coordinate activities across cross-functional stakeholders to ensure successful project delivery
  • Stakeholder Engagement & Communication
    • Build strong client relationships and confidently present insights, recommendations, and AI-enabled process improvements to stakeholders, including senior leadership
  • Business Analysis & Problem Solving
    • Analyze client challenges using both quantitative and qualitative approaches to develop structured, actionable solutions
  • Team Collaboration & Mentorship
    • Collaborate with and mentor team members on tools, methodologies, and best practices (e.g., Excel, PowerPoint, Visio, MS Project)
  • Documentation & Knowledge Management
    • Maintain clear and organized project documentation to ensure transparency, continuity, and knowledge sharing
  • Thought Leadership & Practice Development
    • Drive thought leadership by shaping internal initiatives, sharing knowledge, and building firm capabilities around AI in risk and compliance
  • Business Development Support
    • Shape proposal development, identify new opportunities, and drive broader business development efforts
  • Meeting Facilitation
    • Lead effective meetings with both internal teams and clients, ensuring alignment and clear next steps


Qualifications

Required
  • Bachelor's degree in Information Technology, Computer Science, Finance, Business Management, Statistics, Mathematics, or a related field
  • 4-7 years of client-facing management consulting experience, preferably within technology or fintech environments
  • Experience supporting or delivering risk, compliance, or regulatory-related initiatives
  • Practical experience with AI adoption, workflow automation, or identifying AI use cases within a business or compliance context, not just familiarity with the concept
  • Strong understanding of industry challenges within technology, fintech, or regulated environments
  • Proven ability to build and manage client relationships
  • Excellent communication skills (written and verbal), with the ability to present complex ideas clearly
  • Strong organizational, multitasking, and time management skills
  • Demonstrated problem-solving and analytical capabilities, including knowing when to escalate issues
  • Advanced proficiency in Microsoft Office (Excel, PowerPoint, Word)
  • Demonstrated ability to work collaboratively in a team-oriented environment

Preferred
  • Master's degree or MBA
  • Experience within financial services, fintech, or technology-driven organizations
  • Exposure to areas such as risk management, compliance, financial crimes, or regulatory programs
  • Hands-on experience applying AI tools to compliance, risk, or operational workflows (actual use, not certification-level)
  • Familiarity with data analysis, reporting tools, or process improvement methodologies
  • Exposure to agentic AI concepts and their application to compliance or operational processes

What Sets You Apart
  • A systems thinker who can see how a compliance process connects end to end and where risk or inefficiency creeps in
  • Genuine curiosity about AI, grounded in practical outcomes for risk and compliance work
  • Strong ownership mindset with the ability to operate independently in client environments
  • Comfort working in fast-paced, ambiguous settings with evolving priorities
  • Ability to translate complex problems into structured, actionable solutions
  • Interest in growing into leadership responsibilities and contributing to team development
  • Curiosity and enthusiasm for technology, innovation, and emerging trends


Additional Information

Compensation & Benefits

We believe in supporting our team professionally and personally. Here's a snapshot of the comprehensive benefits you'll enjoy as part of Sia.

Competitive Compensation
  • Annual Base Salary Range
    • Senior Consultant Level: $130,600 - $135,700, commensurate with experience and qualifications
  • Annual performance based discretionary bonus

Robust Health Coverage
  • 3 Medical plans
  • Dental and Vision
  • Life, AD&D and other voluntary insurance

Tax-Advantaged Accounts
  • 401K retirement plan
  • 4% matching and 100% vested upon enrollment
  • Health Savings Account (HSA)
  • Flexible Spending Account (FSA)
  • Health, Dependent Care, Commuter

Family Friendly Benefits
  • 100% paid parental leave for all new parents with eligible tenure
  • Building Healthy Families program if enrolled through Medical plan

Time Off to Recharge
  • Generous Paid Time Off (PTO) policy
  • 9 company holidays plus 1 floating holiday

Extras that Make Life Easier
  • College savings and student loan repayment assistance
  • Monthly cell phone stipend
  • Access to wellness programs at no cost if enrolled through Medical plan, including:
    • Gym membership reimbursement
    • LiveHealth Online virtual care
    • Personalized support from a Well-being Coach
  • Employee Assistance Program at no cost
    • Free confidential counseling and emotional support services
    • On-demand access to Emotional Well-being resources (ranging from relaxation techniques to stress management)

Office Workplace Guidelines

Sia is committed to providing a flexible workplace environment that supports client, business, and market needs. Consultants located in our primary market office locations-New York City, Charlotte, Seattle, and San Francisco-are expected to live within a reasonable commuting distance and attend the office at least three days or more per week. For Consultants outside of our primary markets, we can offer more flexible in-person requirements in accordance with your location.

Work Authorization & Sponsorship

At this time, Sia does not intend to employ any applicant who will require, either now or in the future, employment visa sponsorship or sponsorship for work authorization (i.e., H1-B visa, F-1/OPT) or STEM OPT, TN, etc).

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