Job DescriptionTitle: Principal Legal Counsel
Location: Denver, CO or Boston, MA | Hybrid
About the Role
Supports Investment Company Act of 1940 (940 Act) fund governance and registration matters for open-end and closed-end funds. Provides legal administration services to SS&C clients. Prepares and negotiates fund-related agreements as needed.
How You Will Make an Impact
- Provide advice and expertise on investment adviser, mutual fund, ETF and closed-end fund legal matters.
- Prepare and oversee production of various mutual fund, ETF and closed-end fund regulatory filings with the U.S. Securities and Exchange Commission, including registration statements on Form N-1A and Form N-2.
- Prepare and oversee production of materials for '40 Act fund board meetings and attend board meetings and draft minutes.
- Collaborate with paralegal teams in providing legal administration services. May supervise one or more paralegals depending on experience.
- Prepare and review advisory, transfer agency and fund administration agreements.
- Monitor and report on regulatory developments.
- Other duties as assigned from time to time.
RequiredExperience:
- Juris Doctorate
- 10+ years of experience at a law firm or financial services firm focusing on Advisers Act and 940 Act practice.
- Ability to manage multiple client matters simultaneously.
- Ability to work with little supervision.
- Advanced computer skills, including Microsoft Office (i.e., Word, Excel, PowerPoint, etc).
- Experience with AI platforms a plus.
- Excellent verbal and written communication skills with strong ability to communicate with internal and external clients.
- Must be willing to work on site a minimum of 6 days/month
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Unless explicitly requested or approached by SS&C Technologies, Inc. or any of its affiliated companies, the company will not accept unsolicited resumes from headhunters, recruitment agencies, or fee-based recruitment services.
SS&C Technologies offers a comprehensive total rewards package designed to support your wellbeing, growth, and future. Our benefits include medical, dental, and vision coverage; a 401(k) plan with company match; paid time off, holidays, and parental leave; and professional development reimbursement opportunity.
Actual base salary will vary based on several factors, including but not limited to relevant skills, prior experience, education, demonstrated performance, and geographic location.
Colorado: The expected base salary for the position is between $160,000 USD to $215,000 USD. Massachusetts: The expected base salary for the position is between $160,000 USD to $215,000 USD.
In addition, employees in this role may be eligible for consideration on an annual basis for a discretionary bonus and/or equity awards, such as restricted stock units or stock options, based upon individual and business performance at the company9s discretion.
Applications will be accepted on an ongoing basis until the position is filled.
