OTC Regulatory Project Advisor

Banque Nationale du Canada$90K — $110K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's degree in Finance, Business Administration, Information Technology, or related field; master's preferred.
  • 3-5 years experience in financial markets or regulatory reporting within a financial institution.
  • Strong knowledge of OTC derivatives like swaps, options, and forwards.
  • Familiarity with reporting regulations such as AMF, CFTC, or SEC.
  • Proficient with tools such as JIRA, Murex, and Microsoft Excel.
  • Experience in analyzing business requirements for technology process improvements.

Responsibilities

  • Collaborate with Operations, Technology, and Compliance to assess regulatory impacts.
  • Design and implement solutions for regulatory and operational challenges.
  • Document business requirements and partner with development teams for solution delivery.
  • Execute testing activities, identify anomalies, and resolve issues.
  • Advise teams on OTC products and regulatory reporting best practices.
  • Monitor regulatory developments through industry forums.

Benefits

  • Health and wellness program with various options
  • Flexible group insurance
  • Generous pension plan
  • Employee Share Ownership Plan
  • Employee and family assistance program
  • Preferential banking services
  • Involvement in community initiatives
  • Telemedicine services
  • Virtual sleep clinic
Full Job Description
A career as a Senior Advisor OTC Regulatory Project in the Capital Operations (CMO) team at National Bank means acting as a specialist in regulatory reporting for over-the-counter (OTC) derivatives. In this role, you will contribute to the quality, accuracy, and evolution of regulatory reporting solutions while helping the organization meet regulatory obligations. You will have a positive impact through your expertise in OTC products, your understanding of regulatory requirements, and your ability to translate complex business needs into effective operational and technology solutions

Your Role

  • Collaborate with Operations, Technology, Compliance, and other stakeholders to analyze regulatory requirements and evaluate their impact on existing processes and systems.
  • Contribute to the design and implementation of sustainable solutions that address regulatory, operational, and reporting challenges.
  • Document business requirements, rules, and product mappings while partnering with internal and external development teams to support solution delivery.
  • Execute functional, regression, and quality testing activities, identify anomalies, and ensure issues are properly tracked and resolved.
  • Advise operational teams by sharing expertise on OTC products, regulatory reporting obligations, and industry best practices.
  • Maintain comprehensive documentation and monitor regulatory and industry developments through forums and working groups such as DTCC and ISDA.
Your Team

The Capital Markets Operations Vice-Presidency brings together specialists who work in an agile, proactive, and collaborative manner to seize opportunities, remain at the forefront of industry developments, and continuously improve processes.

Within the CMO - Regulatory Project team, you are part of a group of 11 colleagues and report to the Senior Director, Regulatory Project . Our team stands out for its expertise in automation, the quality of its execution, and the precision of its regulatory deliverables. You will collaborate with key partners across the organization in an environment where expertise, innovation, and continuous improvement are highly valued.

The Bank values continuous development and internal mobility. Our personalized training programs, based on learning through action, allow you to master your role and develop new areas of expertise. Tools such as the Data Academy, language training, the Harvard Learning Center, and coaching and mentoring support are available to you at all times.
Requirements
  • Bachelor's degree in Finance, Business Administration, Information Technology, or a related field; a master's degree is considered an asset.
  • Three to five years of experience in financial markets, capital markets operations, regulatory reporting, or a similar role within a financial institution.
  • Strong knowledge of OTC derivatives, including swaps, options, and forwards.
  • Knowledge of derivatives reporting regulations and regulatory frameworks such as AMF, CFTC, or SEC.
  • Experience using tools such as JIRA, Murex, and Microsoft Excel.
  • Experience analyzing business requirements and supporting technology-enabled process improvements.


Languages:

English, French

Reason to require this language: you will need to collaborate with a regulator/authority/government body outside Quebec.

Skills

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Capital Markets Organization Skills Relationship Building Reporting & Analysis Teamwork Accountability Business Acumen Client-focused Decision Making Detail-oriented Learning Agility Resiliency Results oriented Influencing Strategic Advisory

Your benefits

In addition to competitive compensation, upon hiring you'll be eligible for a wide range of flexible benefits to help promote your wellbeing and that of your family such as:

  • Health and wellness program, including many options
  • Flexible group insurance
  • Generous pension plan
  • Employee Share Ownership Plan
  • Employee and family assistance program
  • Preferential banking services
  • Involvement in community initiatives
  • Telemedicine service
  • Virtual sleep clinic


We have an offer that keeps up with trends as well as your needs and those of your family.

Our dynamic work environments and cutting-edge collaboration tools foster a positive employee experience. We value employees' ideas. Whether through our surveys or programs, regular feedback and ongoing communication are encouraged.

About Banque Nationale du Canada

Banque Nationale du Canada Careers

Joining Banque Nationale du Canada presents a prime opportunity to be part of a team that values innovation, leadership, and diversity. As one of the leading financial institutions, the bank offers a variety of job opportunities that cater to a range of skills and professional aspirations.

Explore Career Opportunities

Banque Nationale du Canada is actively hiring and continually seeks passionate, creative, and solution-driven team players. Explore open positions that match individual skills and interests in the dynamic world of finance. From entry-level roles to executive positions, each career path at Banque Nationale du Canada is designed to foster growth and leadership.

Internship Programs

Kickstart a career in banking with Banque Nationale du Canada’s internship programs. These opportunities allow interns to work on real projects, gaining hands-on experience and valuable insights into the financial sector. Internships are a stepping stone to full-time employment and offer a robust platform for networking and professional development.

Employee Benefits and Culture

Banque Nationale du Canada is committed to supporting its employees through comprehensive benefits, diversity training, and a culture that promotes work-life balance. The company’s benefits package includes health, dental, and vision insurance, alongside retirement plans and paid time off. The inclusive culture at Banque Nationale du Canada ensures that all team members feel valued and respected.

Professional Growth and Development

The bank champions professional growth and offers numerous resources for career advancement, including workshops, seminars, and continued education programs. Employees at Banque Nationale du Canada are encouraged to harness their potential and advance their careers within the company.

Innovation and Industry Leadership

At the intersection of technology and financial services, Banque Nationale du Canada leads with innovative solutions that redefine banking. Employees are part of a forward-thinking team that leverages technology to enhance customer experiences and drive industry leadership.

Join the Team

Search for job opportunities that align with personal career goals at Banque Nationale du Canada. The company is looking for individuals who are curious, driven, and eager to make an impact in the financial industry.

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