UMB Bank

Legal Counsel

UMB Bank$99K — $214K *
Legal & Accounting
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • JD and license to practice law.
  • 4+ years in corporate law, securities, or company governance; experience in financial services or publicly traded environments preferred.
  • Familiarity with SEC reporting and corporate governance best practices.
  • Knowledge of Regulation O and a background in finance or accounting is a plus.
  • Strong leadership, teamwork, and independent operation skills.
  • Exceptional negotiation, communication, and detail-oriented skills.

Responsibilities

  • Assist in organizing and executing meetings for the Boards of Directors and committees.
  • Maintain corporate records, ensuring audit readiness.
  • Support preparation and filing of SEC documents with internal and external stakeholders.
  • Ensure compliance with stock exchange governance and related listing requirements.
  • Assist in bank and bank holding company regulatory compliance from a governance perspective.
  • Manage insider trading compliance with supervision.
  • Monitor regulatory and governance trends and make recommendations to Corporate Secretary.
  • Collaborate with business lines to ensure legal compliance in operations.

Benefits

  • Paid Time Off
  • 401(k) matching program
  • Annual incentive pay
  • Paid holidays
  • Comprehensive insurance coverage including medical, dental, and vision
  • Health savings and flexible spending accounts
  • Adoption assistance
  • Employee assistance program
  • Fitness reimbursement
  • Tuition reimbursement
  • Wellbeing and emergency fund programs
  • Various banking benefits
Full Job Description

The Legal Counsel at UMB, works hand in hand with line of business leaders and stakeholders to research and advise on legal issues; evaluate, educate clients regarding, and help to minimize, risk; review, negotiate and draft agreements; participate in projects and process improvements; prepare and distribute regular status reports; summarize trends and issues.

How you’ll spend your time: 

  • Assist in planning, organizing, and executing meetings of the Boards of Directors and their committees, including annual and special meetings. Draft, review, and edit board and committee minutes, agendas, resolutions, consents, and related materials.

  • Assist in maintaining corporate records and governance databases, including minute books, charters, bylaws, policies, and director/officer records, ensuring accuracy and audit readiness.

  • Support the preparation, review, and filing of SEC documents, including current, quarterly, and annual reports and proxy materials, ownership reports and registration statements in collaboration with internal stakeholders and external advisors.

  • Assist with stock exchange compliance and governance-related listings requirements, including director independence assessments and committee composition tracking.

  • Assist with bank and bank holding company regulatory compliance from a board and governance standpoint.

  • Support insider trading compliance administration, including maintenance of blackout calendars, under supervision.

  • Maintain awareness of evolving regulatory and governance trends and prepare summaries or recommendations for the Corporate Secretary function.

  • Collaborate with different lines of businesses and corporate support functions to ensure that operations and strategies are managed in compliance with applicable laws and regulations.

  • Will be a trusted advisor to senior leaders.

We’re excited to talk with you if you have: 

  • JD and license to practice law.

  • 4+ years of relevant experience in corporate law, securities, or company governance; experience within financial services or a publicly traded environment strongly preferred.

  • Familiarity with SEC reporting, stock exchange listing standards and corporate governance best practices.

  • Familiarity with Regulation O and a financial or accounting background a bonus.

  • Strong leadership and teaming capabilities and the ability to operate independently and collaboratively.

  • Exceptional interpersonal, negotiation, and written and verbal communication skills with strong attention to detail and the ability to distill complex topics for diverse stakeholders.

  • Strong working knowledge of legal issues in assigned areas.

  • Strong skills in relationship building, critical thinking, strategic vision, and ability to mitigate risk in decision making.

Compensation Range:

$99,750.00 - $214,370.00

The posted compensation range on this listing represents UMB’s standard for this role, but the actual compensation may vary by geographic location, experience level, and other job-related factors. In addition, this range does not encompass the full earning potential for this role. Please see the description of benefits included with this job posting for additional information

UMB offers competitive and varied benefits to eligible associates, such as Paid Time Off; a 401(k) matching program; annual incentive pay; paid holidays; a comprehensive company sponsored benefit plan including medical, dental, vision, and other insurance coverage; health savings, flexible spending, and dependent care accounts; adoption assistance; an employee assistance program; fitness reimbursement; tuition reimbursement; an associate wellbeing program; an associate emergency fund; and various associate banking benefits. Benefit offerings and eligibility requirements vary.

About UMB Bank

UMB Bank is a subsidiary of UMB Financial Corporation, a financial services holding company headquartered in Kansas City, Missouri. The bank was founded in 1913 as City Center Bank and later changed its name to United Missouri Bank. The bank provides a range of financial services, including personal banking, commercial banking, wealth management, and investment banking. The bank has more than 100 branches in eight states, including Missouri, Kansas, Colorado, Illinois, Oklahoma, Nebraska, Arizona, and Texas. The bank is known for its commitment to customer service and community involvement.
Learn more about UMB Bank
Size
3,000 employees
Market Cap
$3.9 billion
Industry
Net Income
$286.5 million
5 Year Trend
+10.5%

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