JP Morgan Chase & Co.

J.P. Morgan Wealth Management - Vice President Supervisory Manager - Chicago, IL, Plano, TX, Tempe, AZ and San Antonio, TX

JP Morgan Chase & Co. • $150K — $180K *
Finance & Insurance
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • 7+ years experience in the securities and investment industry
  • In-depth understanding of advisory services and diverse client accounts
  • Familiarity with US financial regulations, including FINRA rules
  • Strong knowledge of risk management and sound decision-making skills
  • Excellent analytical and problem-solving abilities
  • Effective communicator with strong interpersonal skills
  • Must possess active FINRA Series 7 and requisite licenses

Responsibilities

  • Resolve e-communications and transaction inquiries
  • Review and approve correspondence across various business lines
  • Collaborate strategically with management to address exceptions
  • Lead implementation of business initiatives and supervise daily operations
  • Respond promptly to Compliance and Audit inquiries
  • Manage projects and training for new team members
  • Identify process improvements and drive organizational change

Benefits

  • Emphasis on professional development and training
  • Collaborative and dynamic work environment
  • Opportunities for career advancement within J.P. Morgan
  • Access to extensive resources and industry expertise
  • Strong support for compliance and risk management initiatives
Full Job Description
As a Vice President Supervisory Manager in J.P. Morgan Wealth Management, you will be responsible for managing complex, high risk escalations from end-to-end and outreach to the field and executive level stakeholders. You will ensure effective resolution of e-communication and transaction-related inquiries, manage trade correction reviews and approvals, and review and approve all incoming and outgoing correspondence across multiple lines of business.    Job Responsibilities  • Resolve e-communication and transaction-related inquiries effectively, and manage trade correction reviews and approvals. • Review and approve all incoming and outgoing correspondence across multiple lines of business. • Partner strategically with Field Management and Supervisory Managers to resolve exceptions and supervise registered personnel. • Lead and implement business and firm-wide initiatives, overseeing day-to-day supervisory aspects of the business. • Respond to Compliance, Supervision, and Audit Examination inquiries timely and effectively. • Undertake project work and additional tasks as assigned by Central Supervision Management, including training newly hired team members. • Escalate supervisory issues as necessary, providing relevant recommendations for appropriate actions. • Review specific work items escalated internally by employees at various levels. • Identify process improvements and drive change. • Influence, articulate clearly, and align stakeholders to reach a final resolution. Required qualifications, capabilities, and skills • 7+ years in the securities and investment industry • Has a deep understanding and experience of advisory services and a multitude of products and complex client accounts.   • Possesses Working knowledge of the US financial regulation framework including applicable FINRA rules.   • Strong knowledge and understanding of risk management and ability to work independently and make sound, risk-based decisions based on firm policy • Demonstrates strong research, analytical and problem-solving skills that leads to the ability to analyze trends and patterns; identify and implements improvements or enhancements • Ability to collaborate across multiple levels of supervision with strong interpersonal, verbal, & written communication skills while strong organization skills & attention to detail • Proven ability to work in a dynamic team environment that is consistently evolving Strong time management skills in order to meet service level agreements and/or project deadlines • Active and valid FINRA Series 7 and one or more of the following licenses are required to be considered for the role: FINRA Series 66 (63,65), 9/10 (4,24,53) FINRA Series 7, 66 (63,65), 9/10 (4,24,53), all licenses are required to perform all job duties associated with the role. If any of the licenses not already held, they must be obtained within 120 days of starting in the role as a condition of employment.   Preferred qualifications, capabilities, and skills • Retail brokerage and/or annuity experience strongly preferred • Bachelor’s Degree preferred

About JP Morgan Chase & Co.

JP Morgan Chase & Co. stands at the forefront of the global financial services industry. They offer an expansive array of products and services to a diverse clientele, including individuals, corporations, governments, and institutions. Ever since the merger of J.P. Morgan & Co. and Chase Manhattan Corporation in 2000, this industry-leading entity has become renowned for its comprehensive portfolio encompassing consumer and community banking, corporate and investment banking, commercial banking, as well as asset and wealth management. Headquartered in the vibrant city of New York, JP Morgan Chase & Co. boasts a formidable presence across over 100 countries worldwide.

Unveiling Employment Opportunities at JP Morgan Chase & Co.

Vacancies and Hiring Initiatives

JP Morgan Chase & Co. is continuously on the lookout for talented individuals eager to contribute to its legacy of excellence. The company's recruitment efforts are geared towards identifying candidates with the right blend of skills and qualifications to drive forward its various business segments. Whether you are a seasoned professional or a recent graduate, JP Morgan Chase offers a plethora of job openings across multiple disciplines.

High-Demand Positions

Among the myriad of roles, certain positions stand out for their attractive compensation packages and career advancement prospects. Notably, high-paying jobs at JP Morgan Chase & Co. include Relationship Manager, Branch Manager, and Software Engineer. These roles are critical to the firm's operations and offer lucrative opportunities for those with the requisite expertise.

Navigating the Job Market at JP Morgan Chase & Co.

Leveraging Job Portals and Job Alerts

For job seekers aiming to tap into the opportunities at JP Morgan Chase, staying updated through job portals and subscribing to job alerts is crucial. These tools can provide timely information about job openings, job fairs, and recruitment events, enabling candidates to apply promptly and prepare adequately for interviews.

Preparing Your Job Application

Your job application, comprising your resume and cover letter, is your ticket to securing an interview at JP Morgan Chase. Highlight your qualifications, skills, and experiences that align with the job listing, ensuring you stand out in the competitive job market.

Acing the Interview

Preparation is key to succeeding in your interview with JP Morgan Chase. Familiarize yourself with the company's business segments, values, and recent achievements. Demonstrating how your background and aspirations match the company's goals can significantly increase your chances of employment. A World of Job Opportunites in the Financial Services Industry JP Morgan Chase & Co. offers a world of job opportunities for those seeking to make their mark in the financial services industry. With competitive salaries, comprehensive benefits, and endless possibilities for growth, positions at JP Morgan Chase are highly coveted. By staying informed through job sites, tailoring your applications, and preparing thoroughly for interviews, you can enhance your prospects of joining the esteemed ranks of JP Morgan Chase employees. Explore the job board, seize the job opportunities, and embark on a rewarding career journey with one of the world's leading financial institutions.
Learn more about JP Morgan Chase & Co.
Size
661 employees
Market Cap
$384.5 billion
Industry
Net Income
$29.1 billion
Founded
1823
5 Year Trend
+0.7%
Revenue
$261.5 million
NASDAQ

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