FTI Consulting, Inc

Director, Risk, Compliance and Ethics

FTI Consulting, Inc$145K — $241K *
Legal & Accounting
8 - 10 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's degree required; JD preferred
  • 10+ years in Risk & Compliance with 5+ years in senior/leadership roles
  • Strong knowledge of ethical conduct standards and related programs
  • Experience in investigations including evidence gathering and case management
  • Excellent negotiation and interpersonal skills
  • Knowledge of HIPAA and US broker dealer laws, ITAR, or US security clearance programs

Responsibilities

  • Collaborate with business units and corporate staff for compliance expertise and guidance
  • Implement and enforce FTI's Code of Ethics and Business Conduct in the Americas
  • Oversee investigations into complaints from employees or third parties
  • Track inquiries and allegations related to the Code of Conduct
  • Coordinate compliance and ethics training for employees in the Americas
  • Manage the international sanctions compliance program
  • Evaluate compliance and reputational risk for business lines and client engagements

Benefits

  • Professional development programs focused on leadership and growth
  • Dedicated coaching for mentoring and support
  • On-the-job learning and self-guided professional development courses
  • Opportunities for certifications and continuing education
Full Job Description
About the Role

FTI Consulting, Inc.'s Risk& Compliance Department is seeking a Director of Compliance -- Americas to oversee the Company's risk, compliance and ethics programs in the Company's North American and Latin America regions. This position is located in Washington, DC.

What You'll Do

The position reports to the Global Chief Risk & Compliance Officer (CRCO). The job involves working with the CRCO to design, develop and direct FTI Consulting's Compliance function in the Americas as well as related compliance initiatives that apply on an enterprise-wide basis. This includes providing leadership, oversight and expert advice to ensure appropriate development, interpretation, and implementation of compliance strategies, policies and programs. Responsibilities will include, but not be limited to:
  • Collaborating with business units and corporate staff at all levels to provide subject matter expertise, advice and guidance
  • Facilitating the implementation of FTI Consulting's Code of Ethics and Business Conduct in the Americas and ensuring employees understand and adhere to the Code
  • Overseeing investigations of complaints in the Americas brought forward by employees or other third parties, including whistleblower reports and complaints regarding unethical behavior
  • Tracking Code of Conduct inquiries and allegations
  • Working with the CRCO to coordinate and conduct compliance and ethics training for employees in the Americas
  • Working with the global Risk & Compliance team on compliance programs related to specific legal requirements such as Anti-bribery laws, Anti-money laundering laws, Insider trading laws, Privacy compliance, and other regulatory compliance initiatives.
  • This position will be involved in the day-to-day running of FTI Consulting's international sanctions compliance program, including the assessment and resolution of potential sanctions issues.
  • Lead of compliance programs that are unique to the Americas.
  • Close cooperation with the global Risk & Compliance team on international compliance initiatives.
  • Working with business units to evaluate compliance and reputational risk associated with lines of business or specific client engagements


Competencies

Leadership
  • Ethics and values
  • Dealing with ambiguity
  • Business acumen
  • Integrity and trust
  • Drive for results
  • Organizational agility


Functional
  • Excellent interpersonal skills
  • Excellent oral and written communication skills
  • Demonstrated ability to manage multiple complex projects simultaneously in a fast-paced environment
  • Ability to handle unanticipated situations effectively and work well under pressure with tight deadlines
  • Self-starter with a desire to contribute meaningfully to the organization, who is able to work both independently and with minimal direction, and as part of a team
  • Excellent judgment and the knowledge and ability to involve and keep key stakeholders and/or senior management appropriately informed


How You'll Grow

We are committed to investing and supporting you in your professional development and we have developed a range of programs focused on fostering leadership, growth and development opportunities. We aim to promote continuous learning and individual skills development through on-the-job learning, self-guided professional development courses and certifications. You'll be assigned a dedicated coach to mentor, guide and support you through regular coaching sessions and serve as an advocate for your professional growth.

What You'll Need to Succeed

Basic Qualifications
  • Bachelor's degree is required. JD preferred
  • 10+ years experience in Risk & Compliance with 5+ years in a senior/leadership role. Experience in a multinational entity with significant international operations and experience in the professional services industry is a plus (although we will consider a candidate outside of this who can demonstrate that they have the experience required for the role)
  • Extensive knowledge of standards of ethical conduct and related programs applicable to organizations
  • Knowledge of the conduct of investigations, including evidence gathering and case management
  • Excellent negotiation, conflict resolution, written and oral communication, and interpersonal skills with a demonstrable ability to deal with senior stakeholders
  • Must be a solutions-driven, confident, highly motivated and organized team player with impeccable integrity
  • Must possess excellent analytical skills
  • Knowledge of HIPAA, US broker dealer laws, ITAR, and/or US security clearance programs
  • Ability to weigh risks against operational needs to develop reasoned recommendations, including risk mitigation strategies, and provide sound compliance advice
  • Demonstrated ability to work as part of a team with extensive and ongoing sharing of knowledge and information
  • Ability to travel to FTI office(s) as needed
  • Applicants must be currently authorized to work in the United States for any employer on a full-time basis; this position does not provide visa sponsorship


#LI-LL3

Compensation
Minimum Pay: $145,500
Maximum Pay: $241,500

Compensation Disclosure: The compensation range reflects potential base salary for the role. Actual compensation is determined based on a wide array of relevant factors including market considerations, business needs, and an individual's location, skills, level of experience, and qualifications.

About FTI Consulting, Inc

FTI Consulting, Inc is a global business advisory firm. The company operates in five segments: Corporate Finance & Restructuring, Forensic and Litigation Consulting, Economic Consulting, Technology, and Strategic Communications. The Corporate Finance & Restructuring segment provides advice to companies, creditors, and other stakeholders in connection with mergers and acquisitions, capital markets transactions, and other corporate finance matters. The Forensic and Litigation Consulting segment provides services to assist clients in addressing issues arising from litigation, arbitration, and regulatory proceedings. The Economic Consulting segment provides economic analysis and expert testimony services for clients in various industries. The Technology segment provides software and services to help clients manage their e-discovery needs. The Strategic Communications segment provides advice and services to clients in connection with reputation management, public affairs, and other communications needs.
Learn more about FTI Consulting, Inc
Size
6,977 employees
Market Cap
$5.4 billion
Industry
Net Income
$210.6 million
Founded
1982
5 Year Trend
+8.9%
Revenue
$2.4 billion
NASDAQ

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