Charles Schwab

Director Legal Counsel - Digital Assets

Charles Schwab$150K — $200K *
Legal & Accounting
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • Juris Doctor (JD) from an accredited law school and active state bar membership.
  • 4-7 years of legal experience in banking law and/or securities law, focusing on intermediaries.
  • Experience in crypto, blockchain, or digital assets preferred but not mandatory.
  • Strong oral and written communication skills.
  • Ability to manage multiple projects and meet deadlines with effective organizational skills.
  • Self-motivated professional with excellent interpersonal skills, capable of working independently.
  • U.S. work authorization without employer sponsorship required.

Responsibilities

  • Provide legal advice for strategic initiatives in digital assets.
  • Draft customer agreements and disclosures for new products.
  • Negotiate intermediary agreements with third-party investment providers.
  • Offer legal guidance on marketing materials, disclosures, and internal policies.
  • Monitor and advise on regulatory developments concerning digital assets.
  • Collaborate with business and compliance teams to ensure legal alignment.

Benefits

  • On-site collaboration in specified locations 4 days a week.
  • Participation in bonus or incentive opportunities.
Full Job Description

We believe in the importance of in-office collaboration and fully intend for the selected candidate for this role to work on site in the specified location(s). This role is expected to work in the office 4 days a week.

 

The Trading and Markets Operations (TMO) Digital Assets legal team is responsible for providing legal support to Charles Schwab & Co., Inc.’s and its affiliates’ digital assets products and platforms, including spot crypto custody and trading and others in development.

 

This position will report to the Managing Director of the Digital Assets legal team.

 

As a Director, Legal Counsel- Digital Assets Initiatives, you will primarily be responsible for legal support of the platforms on which digital assets products are made available to the customers of Charles Schwab & Co. and its affiliates, although the position will take on additional responsibilities related to other product platforms from time to time. 

 

Support will include strategic initiatives, regulatory compliance, and negotiating agreements with product issuers or advisers.  The ideal candidate will have experience in support of both broker-dealer and banking platforms and issues specific to digital assets.  Candidate should have familiarity with the federal securities laws and/or banking laws.

What you have

Required Qualifications:

  • Juris Doctor (JD) from an accredited law school and active membership in a state bar.
  • 4-7 years legal experience at a law firm with banking law and/or securities law related to intermediaries such as broker-dealers and investment advisers.
  • Experience with crypto, blockchain, or digital assets desired but not required.
  • Excellent oral and written communications skills.
  • Ability to work on multiple projects, prioritize activities, and meet deadlines with strong organizational skills.
  • Must be a self-motivated professional with excellent people skills and able to work independently.
  • Applicants must be currently authorized to work in the United States on a full-time basis without employer sponsorship.

What you'll do:

  • Provide legal advice related to strategic and growth initiatives involving digital assets.
  • Draft customer agreements and disclosures related to new products.
  • Draft and negotiate intermediary agreements with third party alternative investment providers and issuers.
  • Provide legal guidance on related marketing or disclosures, and policies and procedures.
  • Monitor regulatory developments applicable to digital assets and advise senior leadership and the business on the impact.
  • Build and maintain strong partnerships with the digital asset business, strategy, and operations teams and compliance and legal colleagues to ensure clear alignment and priorities within the appropriate legal and regulatory framework

In addition to the salary range, this role is also eligible for bonus or other incentive opportunities.

About Charles Schwab

Charles Schwab is a financial services company that provides a full range of securities, brokerage, banking, money management, financial advisory, investor, and retirement plan services. It operates in four main divisions; investing, wealth management, banking, and trading. Charles Schwab provides a full-service brokerage platform that serves individual investors who invest on their own or through a workplace-sponsored retirement or equity plan, as well as banking through Schwab Bank. The firm was founded in 1973 and is headquartered in San Francisco, California.

Charles Schwab Careers

Join the vibrant team at Charles Schwab, a leader in global finance, where your career is propelled by innovation, leadership, and a commitment to diversity and professional growth. At Charles Schwab, we offer more than just job opportunities; we provide a platform for you to make a significant impact on the industry and our clients' lives.

Work You’ll Do

At Charles Schwab, we are dedicated to helping our clients manage their financial futures. Being part of our team means you'll work alongside some of the most skilled professionals in the financial services industry. Our culture thrives on teamwork, integrity, and relentless dedication to our clients. Whether you're looking for a position in financial consulting, technology, or administrative support, Charles Schwab offers a dynamic work environment where your skills will be honed and your achievements recognized.

Innovate and Lead

Embrace the opportunity to lead through innovation. Charles Schwab’s commitment to technology and innovation is fundamental to our service delivery. By joining our team, you will be at the forefront of developing new solutions that redefine the future of finance. Your leadership can guide significant projects that impact our company and the industry.

Grow Your Career

Charles Schwab believes in fostering the growth of its employees. Whether through professional development programs, diversity training, or leadership workshops, we ensure that our team members receive the support and training they need to advance their careers. With a variety of career paths available, your job at Schwab can evolve with your interests and expertise.

Internship and Employment Opportunities

Start your professional journey with Charles Schwab through our internship programs or full-time employment opportunities. We seek individuals who are passionate, curious, and ready to drive change. A career at Schwab is not just about having a job; it's about building a lasting relationship with a company that values your potential.

Benefits and Culture

Charles Schwab is renowned for its employee-friendly culture. We offer a comprehensive benefits package that supports the health, financial stability, and work-life balance of our team members. From competitive salaries and bonuses to health insurance and retirement plans, Schwab ensures that your career is as rewarding as it is enriching.

Networking and Professional Development

Expand your professional network and enhance your skills through our various networking events, mentorship programs, and training sessions. At Charles Schwab, we believe in leveraging collective expertise to foster learning and innovation. Engage with leaders, gain insights from experienced professionals, and build relationships that will aid your career trajectory.

Join Our Team

Explore the numerous career paths available at Charles Schwab and discover how your talents can be utilized to their fullest potential. Search open positions that match your skills and interests. We are continuously hiring across various disciplines and look forward to adding innovative, driven individuals to our team.

Stay Connected

Keep up to date with the latest from Charles Schwab Careers by subscribing to our job alert emails. Tailor your subscription to receive updates that align with your career preferences and be the first to know about new openings, company news, and professional tips.

Explore Charles Schwab Jobs

Ready to take the next step in your career? Visit our careers page to review current job openings, submit your resume, and prepare for your interview. At Charles Schwab, your future is waiting. [SEARCH CHARLES SCHWAB JOBS] Join Charles Schwab today and be part of a team that values diversity, innovation, and leadership—where your career can thrive in the exciting world of finance.
Learn more about Charles Schwab
Size
34,200 employees
Market Cap
$151.6 billion
Industry
Net Income
$3.2 billion
Founded
1973
5 Year Trend
+20%
Revenue
$12.1 billion
NASDAQ

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