Compliance Analyst

D. E. Shaw & Co.

$110K — $130K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's degree or higher in a relevant field.
  • Strong analytical abilities and verbal communication skills.
  • 1-4 years of relevant experience with a solid record of achievements.
  • Strong organizational and project management skills with attention to detail.
  • Experience in paralegal work, accounting, compliance, or investment management is a plus.

Responsibilities

  • Prepare regulatory filings to ensure compliance with regulations.
  • Collaborate with compliance staff to support various business units.
  • Design and review automated compliance monitoring reports.
  • Work on long-term projects to uphold the firm's compliance standards.
  • Ensure adherence to compliance policies across the organization.

Benefits

  • Medical and prescription drug coverage.
  • 401(k) contribution matching.
  • Wellness reimbursement.
  • Family building benefits.
  • Charitable gift match program.
Full Job Description
What you'll do day-to-day

  • Prepare regulatory filings, collaborate with compliance staff to support the firm's business units, design and review automated compliance monitoring reports, and ensure adherence to compliance policies.
  • Work on long-term projects to maintain the firm's high standards of compliance with new and existing regulations.


What we're looking for

  • A bachelor's degree or higher, along with excellent analytical abilities, drafting and verbal communication skills, and well-developed numeracy.
  • One to four years of experience, along with a demonstrated record of achievement in academic and professional endeavors.
  • Organizational and project management acumen, a keen eye for detail, and an impressive work ethic.
  • Prior experience in paralegal work, accounting, financial operations, compliance, or investment management is beneficial but not required.
  • The expected annual base salary for this position is $110,000 to $130,000. Our compensation and benefits package includes variable compensation in the form of a year-end bonus, guaranteed in the first year of hire, and benefits including medical and prescription drug coverage, 401(k) contribution matching, wellness reimbursement, family building benefits, and a charitable gift match program.


Similar Jobs

More Jobs at D. E. Shaw & Co.

More Finance & Insurance Jobs

Find similar Compliance Analyst jobs: