Client Service Associate

Leading Financial Advisory Firm

$80K — $100K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • 2 years of financial services experience
  • Strong organizational skills and attention to detail
  • Ability to prioritize tasks, problem-solve, and meet deadlines
  • Ability to anticipate client and advisor needs
  • Self-motivated with good time management skills
  • Quick learner of new technology and software
  • Strong communication ability and teamwork skills

Responsibilities

  • Respond to client requests promptly and accurately
  • Assist Advisors with preparation for client meetings
  • Process account applications, transfers, and money movements
  • Manage brokerage-related tasks efficiently
  • Initiate and adjust workflows as necessary
  • Input data into financial planning software - NaviPlan

Benefits

  • 401(k) after 1 year
  • Mentorship and learning opportunities
  • Flexible schedule
  • Great working environment with professional growth opportunities
Full Job Description
We are seeking an experienced Client Service Associate to join our team. This position will have direct client contact in our goal to provide excellent client service. This position is Hybrid from our office in Los Gatos, CA. Benefits:
  • Starting salary of $80,000 - $100,000 based on experience and credentials
  • 401(k) after 1 year
  • Mentorship and learning opportunities
  • Flexible schedule
  • Great working environment with professional growth opportunities
Primary Duties:
  • Respond to client requests with timeliness and accuracy in mind
  • Assist Advisors with client meeting prep and follow-up tasks
  • Process account opening applications, transfer paperwork, money movements and/or other various industry specific administrative tasks
  • Manage brokerage tasks
  • Initiate, manage, and tweak workflows
  • Data input into our financial planning software - NaviPlan
Qualifications:
  • 2 years of financial services experience
  • Ability to prioritize tasks, problem-solve, and meet deadlines
  • Organization skills & attention to detail
  • Ability to anticipate client and advisor needs
  • Ability to work independently while prioritizing projects and managing your time - we do not micromanage
  • Ability to learn and implement new technology and software quickly
  • Ability to communicate well and work in a collaborative environment
  • Ability to follow office processes and policies related to office operations & client privacy
  • Familiarity with Persing is not required, but would be a plus
Qualified candidates will start the process by having a 15-30 minute zoom interview conducted by our consultant who is the hiring manager for this position. If there is ground to move forward, you will be required to fill out a Career History Form and if you are selected to advance in the process, you will meet with the firm. Qualified candidates will be asked to take assessments.

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