Permanent Full Time
We are looking for a Corporate Branch manager for Quadrus investment services Ltd
The role of branch manager is to ensure that the mutual fund trading activities performed by investment representatives (sales representatives), office administrative staff and anyone else associated with the branch office are compliant with securities regulations, CIRO rules and By-Laws and Quadrus policies and procedures. Branch managers must undertake certain activities within the branch office for purposes of assessing compliance with all regulatory requirements and company policies and provide a means of revealing and addressing undesirable activity. They are responsible and accountable to supervise the investment representatives with respect to mutual fund trading activity and anyone else associated with the branch office.
What you will do- Review and approve new accounts, KYC updates and trading activities (e.g. subsequent investments, redemptions)
- Following up on and addressing suitability issues
- Pre-approve trades for new advisors and advisors under close supervision
- Review and pre-approve leveraged investment strategies
- Assist with the compliance education of investment representatives and admin staff within the branch office and maintain evidence of training for future reference
- Ensure completion of the mandatory 90-day training program for new registrants
- Participate in periodic office visits (physically or virtually) to satisfy CIRO supervision requirements
What you will bring- Bilingualism (fluent in French and English) required, as the position will regularly serve our clients with English and French-speaking need
- Analytical, prioritization, interpretation skills
- Problem solving skills including building solutions
- Business acumen including knowledge of our industry and business model
- Communication skills collaboration/influencing/ communicating
- Deep compliance/regulatory subject matter expertise
- Advisor role/model including Industry
- Branch Manager qualification with Canadian Securities Institute
- Registered to sell mutual funds for over two years
- ETF Course
- Bitcoin Course
- Investing in Alternative Mutual Funds and Hedge Funds Course
This position will be located in the Montreal head office and follows a hybrid work model, with an in-office presence required three days per week.
The base salary for this position is between
$62,700 - $112,700 annually. This represents base salary only and does not represent other variable compensation components of our total compensation ( i.e. annual bonus, commission etc). If you are selected to move forward in our recruitment process, your recruiter will be able to discuss additional details of our total rewards program with you.
Career opportunities will be open a minimum of 5 business days from the date of posting, closing dates will vary depending on the search activity. All applications received will be reviewed on a rolling basis.
#LI-Hybrid
Requisition ID: 7219
Category: Actuarial and Investments and Finance
Location:
