Morgan Stanley

AI Patterns and Controls Monitoring Professional - NFR Artificial Intelligence Governance (Hybrid)

Morgan Stanley$110K — $130K *
Legal & Accounting
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's degree or higher
  • Minimum 5 years of experience in banking and/or enterprise technology compliance
  • Strong interest in data and information management regulatory requirements
  • Excellent oral and written communication skills
  • Ability to cultivate relationships across diverse teams
  • Organizational skills and ability to manage priorities effectively

Responsibilities

  • Implement Morgan Stanley's Information and Data Compliance program focusing on AI controls
  • Establish governance framework for onboarding and monitoring AI/Gen AI models
  • Develop risk-based framework for Gen AI use case reviews
  • Coordinate AIML use case review processes with control functions
  • Conduct periodic monitoring checks for governance adherence
  • Advise on governance processes and regulatory compliance
  • Collaborate with Compliance testing groups

Benefits

  • Hybrid work environment with remote and in-office options
  • Opportunity to work in a highly regulated industry
  • Engagement with diverse teams across various divisions
  • Professional growth within Legal & Compliance division
  • Involvement in cutting-edge AI governance initiatives
Full Job Description
We're seeking someone to join our team as an AI Patterns and Controls Monitoring Professional to provide Compliance coverage and guidance to the Firm's Business Units and Infrastructure Divisions across all regions and jurisdictions.

In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is a Director level position within the NFR Artificial Intelligence Governance Group which is responsible for Compliance coverage of information management and Artificial Intelligence and Machine Learning (AIML) governance.

What you'll do in the role:
  • Help implement Morgan Stanley's Information and Data Compliance program, primarily focusing on monitoring of AI patterns and controls.
  • Help establish and implement the governance framework for the onboarding, testing and ongoing monitoring of AI and Gen AI models.
  • Help establish a risk-based framework for the review and signoff of Gen AI uses cases by the Control Functions in AI Governance.
  • Coordinate the review process of AIML use cases by the relevant control functions.
  • Perform periodic monitoring checks to ensure 1L and 2L adherence to governance policies and procedures.
  • Advise on applicable governance processes, controls, policies, and procedures, including their design to meet regulatory requirements; review, draft and provide support for new and existing policies and procedures.
  • Collaborate with Compliance testing groups.


What you'll bring to the role:
  • Strong interest in developing working knowledge of data and information management regulatory requirements, including the European AI Act or similar pending or upcoming regulations.
  • Strong oral and written communication skills, and the ability to interact with diverse stakeholders across Risk, Legal, Business and Technology divisions.
  • Ability to build strong interpersonal relationships and work collaboratively within a geographically diverse team.
  • Good execution and organizational skills, pragmatism, and the ability to manage risk, prioritize workloads and multitask.
  • Bachelor's degree or higher.
  • At least 5 years professional experience in banking and/or enterprise technology compliance (or a similar role relating to information and data management and oversight of complex technology systems in a highly regulated industry).


All our positions are located in Montreal, Quebec. We offer a hybrid work environment, combining remote work and attendance in the office.

Knowledge of French and English is required.

About Morgan Stanley

Morgan Stanley Investment Management are active managers of capital, working to outperform the market and deliver results for their clients. Morgan Stanley Investment Management's long-tenured professionals apply their experience and expertise across public and private markets, in single-sector, multi-asset and custom solutions.

Morgan Stanley Careers

Joining Morgan Stanley today means becoming part of a global team dedicated to strengthening communities, pioneering innovation, and fostering diversity. As a leading global financial services firm, Morgan Stanley offers unparalleled job opportunities, career growth, and a culture of leadership that together create an exceptional employment experience. Work You’ll Do At Morgan Stanley, you will collaborate with knowledgeable professionals to drive innovation and deliver solutions in financial services. Our team is composed of diverse, talented individuals who bring their unique skills and perspectives to work every day, setting the standard for leadership in the global market. Morgan Stanley is not just a company; it's a place where ambitious, creative, and skilled individuals can build a rewarding career. Here, you can experience the benefits of a vibrant culture dedicated to professional growth and diversity training. Internship Programs Kickstart your career with Morgan Stanley’s internship programs. These positions offer invaluable industry insights and professional experience to students and recent graduates. Interns at Morgan Stanley gain hands-on experience, working alongside seasoned experts in a dynamic, supportive environment. Innovation and Professional Growth We believe in the power of innovation to solve complex problems and encourage our team to think differently and act boldly. Morgan Stanley supports your career development through comprehensive training, development programs, and leadership workshops, ensuring that every employee has the tools they need to succeed. Join Our Team Explore the various job opportunities at Morgan Stanley, from entry-level positions to executive roles. We are hiring individuals who are passionate about finance and eager to contribute to a team that values integrity, excellence, and a forward-thinking mindset. Enhance your skills through our networking events, mentorship opportunities, and ongoing professional development. Stay Connected Keep up to date with the latest from Morgan Stanley Careers by subscribing to our job alert emails. Tailor your preferences to receive updates about new postings, career tips, and exclusive insights from our team leaders. Apply Now Ready to take the next step in your career? Search open positions that match your skills and interests on the Morgan Stanley Jobs portal. Prepare your resume, refine your interview techniques, and join a company that values innovation and leadership. At Morgan Stanley, we’re not just building careers—we’re developing leaders. Discover how far your talents can take you by joining our team today.
Learn more about Morgan Stanley
Size
77,000 employees
Market Cap
$144.1 billion
Industry
Net Income
$10.9 billion
Founded
1935
5 Year Trend
+10%
Revenue
$52 billion
NASDAQ

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