Pacific Investment Management Company

SVP, Enterprise Risk & Quality Management, Alternative Investments

Finance & Insurance
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • Undergraduate degree required; advanced degrees like MBA, CFA, FRM, or CAIA are advantageous.
  • Minimum of seven years in alternatives investment management with operational knowledge in related fields.
  • Experience in a risk management role is a bonus.
  • Strong ability to prioritize and manage multiple projects effectively.
  • Excellent communication skills to influence senior leadership.
  • Strong analytical and problem-solving skills, with a proactive mindset.
  • Advanced IT and analytics capabilities, including AI utilization for efficiency.

Responsibilities

  • Maintain and enhance the enterprise risk management framework for alternative investment strategies.
  • Align risk management practices with risk appetite and regulatory requirements.
  • Develop operational risk policies and standards.
  • Facilitate and challenge business-owned risk and control self-assessments (RCSAs).
  • Identify and track remediation for control gaps and risks.
  • Manage investigation and reporting of operational risk incidents.
  • Develop key risk indicators and executive-level risk reports.

Benefits

  • Total compensation includes base salary and a discretionary bonus based on performance.
  • Professional development opportunities to enhance skills in the finance sector.
  • Access to a collaborative work environment with exposure to senior stakeholders.
  • Potential for flexible working arrangements and work-life balance initiatives.
Full Job Description
As a member of PIMCO’s Enterprise Risk and Quality Management (ERQM) team, the successful candidate will have a proven track record of establishing and maintaining effective risk oversight programs for alternative investment operations. The role will be responsible for maturing operational risk management practices while overseeing adherence to PIMCO’s risk management framework. Key activities include: ongoing risk assessment and risk monitoring, active engagement in issues management and resolution, identification of incident root cause and corrective actions, and providing related updates and risk trends to senior stakeholders.  RESPONSIBILITIES Risk Governance and Framework Management Maintain and enhance the enterprise risk management framework across alternative investment strategies and support functions. Ensure alignment of risk management practices with the firm's risk appetite, regulatory requirements, and industry best practices. Develop and maintain operational risk policies, standards, procedures, and risk taxonomies. Support governance committees through preparation of risk reports, metrics, and management information Risk and Control Self-Assessments (RCSAs) Facilitate and challenge business-owned RCSAs across investment, operations, technology, finance, legal, compliance, and third-party service provider functions. Evaluate the design and effectiveness of key controls. Identify control gaps, emerging risks, and process weaknesses. Track remediation plans and verify completion of corrective actions. Risk Event Management Manage the collection, investigation, classification, and reporting of operational risk incidents and near misses. Conduct root cause analyses and identify recurring control deficiencies. Monitor trends and recommend risk mitigation strategies. Risk Reporting and Analytics Develop and maintain key risk indicators (KRIs), key control indicators (KCIs), and operational risk dashboards. Analyze risk trends and produce executive-level reporting. Present significant events and recommendations for control enhancements to internal executive stakeholders. REQUIREMENTS Undergraduate degree required; additional degrees and/or certifications such as MBA, CFA, FRM, or CAIA are a plus. Minimum of seven years of experience in alternatives investment management, including operational knowledge of private equity, private debt, structured finance and real estate. Complementary experience in a similar risk management role is a plus. Ability to work independently, prioritize deliverables efficiently and manage multiple initiatives simultaneously. Excellent verbal, written and interpersonal communication skills with ability to influence senior leaders. Excellent analytical and problem-solving skills, complemented by an inquisitive nature and comfort in challenging current practices. Advanced IT and analytics skills, including leverage of AI as a tool to drive efficiency. PIMCO follows a total compensation approach when rewarding employees which includes a base salary and a discretionary bonus. Base salary is the fixed component of compensation that is determined by core job responsibilities, relevant experience, internal level, and market factors. The discretionary bonus is used to award performance and therefore is determined by company, business, team, and individual performance. Salary Range: $ 250,000.00 - $ 305,000.00

About Pacific Investment Management Company

Pacific Investment Management Company (PIMCO) is an investment management firm that provides a range of investment solutions to clients worldwide. The firm offers a variety of investment strategies, including fixed income, equities, commodities, and real estate. PIMCO was founded in 1971 and is based in Newport Beach, California. The firm has offices in North America, Europe, and Asia.
Learn more about Pacific Investment Management Company
Size
3,000 employees
Industry
Founded
1971

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