Senior Compliance Analyst - FIU

Interactive Brokers • $90K — $120K *

Chicago, IL 60629In-Person

Finance & Insurance

Less than 5 years of experience

2 months ago

Job Overview by Ladders

Qualifications

4 - 8+ years in AML investigations or related financial crime roles
Preferred college degree or equivalent experience
High technical proficiency and understanding of regulatory technology
Strong written and verbal communication skills in investigative contexts
Ability to stay organized and meet deadlines in a fast-paced environment
Proven capability to work both autonomously and collaboratively
Relevant certifications such as ACAMS, CFE, or FINRA licenses are a plus.

Responsibilities

Conduct investigations and reviews of client accounts for suspicious activity
Analyze complex datasets and transaction patterns
Prepare organized case files and reports to support findings
Monitor and document activity according to regulatory standards
Stay updated on AML/CFT regulations and financial crime trends

Benefits

Competitive salary and performance-based bonuses
401(k) with matching contributions
Comprehensive health benefits, including 100% employer-covered medical premiums
Wellness support through screening, coaching, and EAP services
Generous paid parental leave of up to 16 weeks
Company-paid life and disability insurance coverage
Flexible Spending Accounts for healthcare and dependent care
Quarterly fitness stipend for gym memberships
Education reimbursement for professional development
Access to legal services and telehealth options
Daily lunch allowance with healthy snacks available

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Full Job Description

This is a hybrid role (4 days in the office / 1 day remote).

Responsibilities:

Conduct thorough investigations and reviews of client accounts and transactions to identify activity potentially linked to money laundering, terrorist financing, or other financial crimes
Analyze complex data sets, client profiles, and transaction patterns to identify inconsistencies, anomalies, and red flags
Prepare clear, well-organized case files and written reports to support findings and decision-making. Collaborate with internal stakeholders to gather information, escalate concerns, and ensure a coordinated response to risk
Monitor and document activity following internal procedures, regulatory expectations, and best practices
Stay current with applicable AML/CFT regulations, emerging financial crime trends, and internal policies

Skills:

Strong analytical and quantitative skills, with the ability to assess large volumes of information and draw meaningful conclusions
High degree of comfort and fluency with computers and technology, including the ability to navigate complex systems and data tools
Excellent oral and written communication skills, with the ability to convey complex information clearly and concisely
Detail-oriented with strong organizational and project management abilities
Ability to work independently and effectively within a small team environment
Capable of managing multiple priorities simultaneously with minimal supervision

Qualifications:

4 - 8+ years of work experience in AML investigations or related financial crime roles
College Degree or equivalent work experience preferred
High level of technical proficiency and understanding of how technology supports business and regulatory requirements
Strong written and verbal communication skills, including experience drafting investigative narratives or similar reports
Demonstrated ability to stay organized and meet deadlines in a fast-paced, detail-driven environment.
Proven ability to work autonomously and collaboratively, managing multiple tasks with a high degree of accuracy
ACAMS, CFE, CFCS, Series 7, or other relevant certifications or FINRA licenses are a plus.

To be successful in this position, you will have the following:

Self-motivated and able to handle tasks with minimal supervision.
Superb analytical and problem-solving skills.
Excellent collaboration and communication (Verbal and written) skills.
Outstanding organizational and time management skills.

Company Benefits & Perks

Competitive salary, annual performance-based bonus, and stock grant awards
401(k) retirement plan with competitive company match
Excellent health and wellness benefits, including medical, dental, and vision benefits. 100% employer-paid medical premiums, with generous employer contributions to dental & vision plans as well.
Wellness screening and assessments, health coaches, and counseling services through an Employee Assistance Program (EAP)
Generous paid parental leave (up to 16 weeks paid parental leave for eligible employees)
Company-paid basic life insurance, accidental death & dismemberment (AD&D), and short- and long-term disability coverage
Flexible Spending Accounts (Healthcare, Dependent Care, and Commuter FSAs)
Quarterly fitness stipend to offset costs associated with traditional gym and fitness memberships or fees
Education reimbursement and professional development opportunities
Legal services, telehealth access, and voluntary insurance options
Backup child and adult care support through Care.com
Daily lunch allowance and fully stocked kitchen with healthy breakfast and snack options

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About Interactive Brokers

Interactive Brokers is a leading online brokerage firm. They offer a wide range of services to clients, including trading in stocks, options, futures, currencies, and bonds. Interactive Brokers is known for their low fees and advanced trading platform. They have a team of experienced professionals who are committed to providing the best service to their clients. Interactive Brokers is a publicly traded company and is listed on the NASDAQ stock exchange.

Learn more about Interactive Brokers

Size

2,683 employees

Market Cap

$30 billion

Industry

Finance & Insurance

Net Income

$195 million

5 Year Trend

+14.8%

Revenue

$2.4 billion

NASDAQ

IBKR

* Ladders Estimates

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