Series 65 or Series 66 with Series 7 (current or obtained within 90 days)
3+ years in a client-facing role in retirement plans, wealth management, or financial planning
Working knowledge of 401(k) plan design and investments
Clear communicator with groups and one-on-one
Responsibilities
Lead enrollment and education sessions for client employees
Meet one-on-one with participants on contributions, investments, rollovers, and distributions
Build and maintain participant education materials
Support the investment team on fund lineup and monitoring work
Benefits
Collaborative work environment that encourages debate and challenge
Opportunities for professional growth and development
Focus on high-quality craftsmanship in work
Supportive culture that values ambition and tenacity
Full Job Description
The Role
We are hiring a licensed advisor to lead participant education across our client plans. You will run enrollment and education sessions, meet one-on-one with participants, and work closely with our investment team. Responsibilities
Lead enrollment and education sessions for client employees
Meet one-on-one with participants on contributions, investments, rollovers, and distributions
Build and maintain participant education materials
Support the investment team on fund lineup and monitoring work
Qualifications
Series 65, or Series 66 with Series 7 (current, or obtained within 90 days of start)
3+ years in a client-facing role in retirement plans, wealth management, or financial planning
Working knowledge of 401(k) plan design and investments
Clear communicator with groups and one-on-one
Nice to have
CFP®, CRPS, AIF, or CPFA
Prior experience as an Investment Adviser Representative
Familiarity with ERISA and equity compensation
Cultural Fit
High agency: You believe the world is malleable and want to shape it to your vision.
High tastes: You have strong opinions on what "good" looks like in your field. Craftsmanship matters.
Friction friendly: We debate pretty hard. Friction polishes the work. You challenge and expect to be challenged. Compromise leads to mediocrity.
Tenacity: Relentless work ethic in the face of adversity and rejection.
Grand ambition: We're energized by people's dreams, for the world and for themselves. Energize us.
