Operations Associate, Trading and MarginUS - FTE | Remote
Active Series 24, Series 57 required
Once here, you will- Serve as an associate within Brokerage Operations, providing registered supervision over inter-dealer market making activity in corporate securities and margin lending and financing.
- Be a key control point for the business: Reviewing and approving trading and margin activity, maintaining supervisory procedures, and acting as the escalation point for issues surfaced by the trading, onboarding, and operations teams.
- Help shape the supervisory framework that keeps the firm compliant as Atomic scales its broker-dealer capabilities and new products and activities come online.
What we are looking forWe're looking for a hands-on principal who can own day-to-day supervisory responsibility for market making and underwriting activity, not just sign off on it. Requirements: :
- Active Series 57 and Series 24
- Three to five years of direct experience in overseeing trading and/or margin
- Demonstrated experience supervising inter-dealer market making activity in corporate securities
- Deep subject matter expertise in Reg T and FINRA Rule 4210, portfolio margin
- Oversee daily trading operations, monitor real-time profit and loss (PnL), and manage risk limits across proprietary or agency trading desks.
- Issuing and verifying margin calls, handling day-trading account rules, setting house collateral haircuts, and resolving branch/client escalations.
- Comfort operating in a fast-moving, high-growth environment with evolving processes
Candidates who don't meet all of the above must have direct experience in at least one of: inter-dealer market making in corporate securities or margin financing.
Ideal candidates will also have:- Prior experience in onboarding, securities lending, or other brokerage operational activities preferred
- Underwriting, corporate actions experience is a bonus
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