Work Location:
New York, New York, United States of America
Hours:40
Line of Business:TD Securities
Pay Detail:$90,000 - $110,000 USD
TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.
As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.
Job Description:Preferred Qualifications:
TD Securities is looking for a Senior Options Analyst to join their Operations team. This position is hands-on and primarily serves as a point-person for ensuring trade break reconciliation, allocation, and timely clearance for all US option trades. This role will ensure daily activities within operations adhere to firm governance requirements. The role will partner with the rest of the TD Securities team to ensure a strong control infrastructure in accordance with firm and regulatory standards.
Responsibilities Include
- Partner with internal/external clients to ensure governance/control requirements are understood and adhered to.
- Develop relationships with applicable members of Operations, Trading, Streetside counterparties, and Technology to ensure partnership and efficient operation and coordination.
- Review records to ensure accuracy and completeness, in order to meet firm and regulatory standards.
- Monitor controls, review exception reports, and escalate as needed.
- Responsible for managing communications to internal/external partners.
- Opportunities to work on projects involving process improvements and other strategic initiatives.
Job Requirements/Qualifications
- BS/BA degree and/or 2-3+ years of relevant work experience.
- Knowledge of
- Broadridge (Primarily BPS and OAES)
- OCC Encore
- Exercise and Assignment Mechanics
- WEX (or similar OMS experience)
- Options Clearing expertise
- Equities Clearing expertise as it relates to Options
- Equity/Index/Flex Options Knowledge expertise
- Prime Brokerage and CMTA clearance and allocations
- Options Trade Support/away trading expertise
- Options Regulations and reg reporting expertise a plus.
- Fidessa a plus
- AI/Automation expertise a plus
- Proficient in Office 365 suite including Excel and Outlook
- Strong critical thinking and analytical skills.
- Flexibility to work late nights and Saturdays as required.
- Ability to identify, escalate, and resolve problems/issues.
- Ability to communicate professionally through effective verbal and written skills.
- Demonstrates efficient time management skills and critical thinking.
- Demonstrates organizational skills and a strong attention to detail.
- Ability to multi-task and prioritize tasks.
- Ability to work in a team environment.
- Ability to meet deadlines and work under pressure.
- Proactive and self-starter who is goal oriented.
The Operations Analyst/Specialist I TDS provides back up for the Canadian Fixed Income Desk. This individual will handle corporate actions, daily cash reconciliation, tracking file uploads into FIST, and be a DTC clearance specialist. Responsibilities include the clearance of London trading activity passing through US broker/dealers. Activities include advising agent of ticket control numbers for confirmations and by performing required system maintenance. In addition, the position will maintain compliance files and verify new clients are set up on FIST, acknowledging that settlement and other client instructions are complete.
Depth & Scope: - Acts as a specialist owner or representative in the discipline
- Leads / participates in the identification, development and implementation of new products, operating workflow, additional services/applications or operational efficiencies for Global Business Services
- Identifies documents, investigates, and resolves service delivery issues
- Manages relationships with the client, and other areas of TDS / GBS
- Acts as a project manager for small-scale projects/initiatives
- Initiates or participates in projects follows project management methodologies, communicates project status and provides timely escalation of issues to senior management to ensure project objectives are met
- Interfaces with regulators, external groups (legal firms, accountants etc.), suppliers on operating and service delivery issues relative to the specific area of functional expertise as authorized by the manager
- Escalates non-standard or high risk transactions or other activities as appropriate
- Acquires and applies expertise in the discipline, provides guidance, assistance and direction to others in TD Securities
- Identifies recommend and effectively executes standard practices applicable to the discipline
- Analyzes service delivery issues and identifies potential solutions that enhance the customer experience and support TD Securities business objectives
- Protects the interests of the firm identifies and manages risks
- Completes business process reviews as required
Education & Experience: - Bachelor's degree, or specialized training / equivalent work experience
- 3-4 years related experience
Our Total Rewards PackageOur Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Learn more
Additional Information:We're delighted that you're considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we're committed to providing the support our colleagues need to thrive both at work and at home.
Colleague Development If you're interested in a specific career path or are looking to build certain skills, we want to help you succeed. You'll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.
If you're passionate about helping clients and building deep, lasting relationships, TD offers diverse career paths where you can grow your expertise and make a meaningful impact.
We're committed to your success and foster a respectful workplace where diverse perspectives are valued, everyone has fair opportunities to grow, and you can unlock your full potential to achieve your career goals. Here at TD, we hire and develop the best.
Training & OnboardingWe will provide training and onboarding sessions to ensure that you've got everything you need to succeed in your new role.
Interview Process We'll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.
