Core Responsibilities
- To perform and review accurate compliance testing and analysis functions for Vanguard's defined contribution compliance testing clients.
- To establish and maintain relationships and communicate with internal and external clients at various levels to perform compliance related tasks, discuss compliance related issues and communicate compliance test results.
- To assist management in the oversight and coaching of a team of administrators in the performance of compliance testing and analysis and testing responsibilities.
- To develop and maintain technical skills and regulatory knowledge consistent with compliance testing functions.
Qualifications
- Undergraduate degree or equivalent combination of training and experience.
- Minimum three years of compliance testing experience as related to qualified defined contribution plans.
- Ability to communicate clearly both written and verbally to a variety of audiences, particularly on defined contribution nondiscrimination and compliance testing issues.
- Excellent data analysis and technology skills including ability to work extensively in Excel.
- Demonstrated analytical/problem solving skills related primarily to regulatory issues.
- Ability to assess problem situations and apply technical knowledge to propose and deliver accurate solutions for general and complex compliance testing.
- Ability to organize, prioritize and process multiple issues simultaneously.
- Ability to oversee the completion of tasks by multiple personnel for assigned clients.
- Knowledge of regulatory environments as related to defined contribution plans.
- Knowledge of record keeping database and compliance/nondiscrimination testing tools.
Special Factors
Sponsorship
Vanguard is not offering visa sponsorship for this position.
