Audit Manager - Treasury/Liquidity Risk

Sumitomo Mitsui Financial Group, Inc. • $110K — $130K *
Charlotte, NC 28269In-Person
Finance & Insurance
5 - 7 years of experience
Today
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Job Overview by Ladders

Qualifications

  • Minimum of seven years of internal audit experience in banking and finance.
  • Expertise in Treasury and Liquidity Risk, including ALM and stress testing.
  • Advanced knowledge of regulatory standards for Bank Holding Companies.
  • Familiarity with audit techniques, internal controls, and workpaper standards.

Responsibilities

  • Manage audit teams to produce quality reviews on time.
  • Supervise audits on liquidity and interest rate risk from planning to reporting.
  • Support and coach team members, including internal or co-sourced auditors.
  • Communicate audit strategy and results to stakeholders and management.
  • Assist with the delivery of the broader audit plan and assurance roles.
  • Engage in continuous risk assessment processes to identify trends.
  • Participate in special projects for process improvements and initiatives.

Benefits

  • Hybrid work model allowing flexibility between home and office.
  • Collaborative work environment with business heads and external auditors.
  • Opportunities for professional development and coaching.
Full Job Description
Role Description

SMBC is seeking an experienced Treasury/Liquidity Risk Vice President with a minimum of seven years of experience in the banking and finance industry to work within the Internal Audit Department.

As member of the Financial Risk Audit team the individual will be responsible for designing and supervising the execution of internal audits of varying complexity. The Audit Manager will confirm that audit work is performed in accordance with IIA standards and IAD policies and procedures and will participate as a team member on other audit engagements or projects.

Role Responsibilities:

  • Manage audit teams to execute high-quality reviews within prescribed timeframes.
  • Direct and supervise audits covering liquidity, asset liability management and funding, Interest rate risk, and deposits from inception through completion, including planning, testing, issue identification, workpaper review, and reporting.
  • Provide support, coaching, and feedback to audit team members, which may include internal or co-sourced internal audit professionals.
  • Communicate effectively with stakeholders and audit senior management to clearly articulate audit strategy, testing results, and corrective measures.
  • As needed, assist with the delivery and execution of IAD's broader audit plan and assurance responsibilities.
  • Participate in quarterly and annual continuous monitoring and risk assessment processes to identify business trends and changes in the business risk profile.
  • As needed, assist with special projects related to business process improvements or departmental strategic initiatives.
  • Track and validate the closure of issues raised by the department and regulators.
  • Develop, promote, and maintain collaborative and strong working relationships with Americas Division business heads, external auditors, and regulators.


Qualifications and Skills

  • Minimum of seven years of internal audit experience in the banking and finance industry.
  • Subject matter expertise in Treasury and Liquidity Risk, including asset-liability management (ALM), interest rate risk, liquidity risk management and stress testing, funding and liquidity planning, and related regulatory requirements.
  • Advanced understanding of applicable regulatory standards and guidance for a Bank Holding Company.
  • Understanding of audit techniques, internal controls, and workpaper standards.

SMBC's employees participate in a Hybrid workforce model that provides employees with an opportunity to work from home, as well as, from an SMBC office. SMBC requires that employees live within a reasonable commuting distance of their office location. Prospective candidates will learn more about their specific hybrid work schedule during their interview process. Hybrid work may not be permitted for certain roles, including, for example, certain FINRA-registered roles for which in-office attendance for the entire workweek is required.

About Sumitomo Mitsui Financial Group, Inc.

Sumitomo Mitsui Financial Group, Inc. Careers

There has never been a more opportune time to join the dynamic team at Sumitomo Mitsui Financial Group, Inc. (SMFG)—a leading force in the financial services industry recognized for its leadership in innovation and diversity.

Explore Job Opportunities

Sumitomo Mitsui Financial Group, Inc. offers a plethora of job opportunities that cater to a variety of skills and interests. The company is renowned for its commitment to professional growth and leadership development, making it an ideal environment for ambitious individuals looking to advance their careers.

Experience Professional Growth

At SMFG, career advancement is not just a possibility but a priority. The company supports its team members with extensive training programs, including leadership development and diversity training, ensuring that every employee has the tools and knowledge necessary to succeed.

Join a Diverse and Inclusive Team

Diversity and inclusion are at the core of the company culture at Sumitomo Mitsui Financial Group, Inc. With a global team that values unique perspectives and fosters a collaborative and inclusive environment, SMFG is a place where everyone can thrive.

Internship Programs

For those starting their career journey, SMFG offers internship programs that provide a robust foundation in the financial sector. Interns gain invaluable experience, working alongside seasoned professionals and engaging in projects that offer real-world applications of their studies.

Benefits and Culture

Sumitomo Mitsui Financial Group, Inc. is dedicated to not only attracting but also retaining top talent by offering competitive benefits that enhance both personal and professional life. The company culture promotes work-life balance, employee well-being, and continuous learning.

Innovative Work Environment

Innovation is a key driver of SMFG’s success. Employees are encouraged to bring forward-thinking ideas to the table and are provided with the resources to transform these ideas into actionable solutions that drive the financial industry forward.

Networking and Career Development

Networking opportunities within SMFG are abundant. Employees are encouraged to connect with colleagues and industry leaders through various platforms and events, enhancing their professional network and opening doors to myriad career opportunities.

Apply for a Position

Sumitomo Mitsui Financial Group, Inc. is actively hiring and looking for talented individuals who are passionate, curious, and driven. Explore open positions that match your skills and interests on the SMFG careers page.

Stay Connected with SMFG Careers

Keep up to date with the latest career tips, industry insights, and company news from Sumitomo Mitsui Financial Group, Inc. Subscribe to receive updates and stay informed about new job openings and employment trends.

Prepare for Your Interview

Aspiring to join SMFG? Prepare your resume to reflect your best self and gear up for the interview process where you can showcase your skills and passion for finance and innovation.

Career Opportunities Await

At Sumitomo Mitsui Financial Group, Inc., the potential for professional development and personal growth is limitless. Discover the exciting and rewarding career opportunities that await at SMFG, where every position contributes to the company’s global success and leadership in the financial industry.
Learn more about Sumitomo Mitsui Financial Group, Inc.
Industry
Finance & Insurance
* Ladders Estimates

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