Corebridge Financial

Assistant General Counsel, Retirement Services, Tax and ERISA

Corebridge Financial • $135K — $184K *
Finance & Insurance
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • JD required with admission to at least one bar
  • 5-7 years of in-house legal experience in financial services or retirement plan services
  • Comprehensive understanding of ERISA, DOL, IRS regulations related to retirement products
  • Strong written and verbal communication skills, able to deliver legal advice succinctly
  • Experience navigating compliance for non-qualified deferred compensation plans
  • Knowledge of state retirement product laws
  • Involvement in handling regulatory exams and investigations

Responsibilities

  • Provide legal support on regulatory issues for retirement businesses focusing on tax and compliance laws
  • Assist with plan acquisitions and administration, including product development
  • Collaborate with business lines and compliance teams to ensure consistency
  • Draft and negotiate various commercial agreements related to retirement products
  • Identify risk-based recommendations aligned with organizational culture
  • Advise on legal matters supporting business operations
  • Lead legal reviews and responses for RFPs for plan sponsors
  • Monitor legislative changes and implement necessary compliance adjustments

Benefits

  • Health and wellness insurance options including medical, dental, and vision
  • Generous 401(k) plan with immediate vesting and matching contributions
  • Employee Assistance Program for confidential counseling services
  • 1:1 matching of charitable donations up to $5,000
  • 16 hours of paid volunteer time off annually
  • Starting with at least 24 Paid Time Off (PTO) days for personal use
Full Job Description

Who You’ll Work With

The Legal, Compliance, Regulatory and Government Affairs department is a diverse team comprised of attorneys and other professionals providing high quality advisory and transactional support with integrity and objectivity across all parts of the organization. The team ensures an operating environment that minimizes legal, regulatory and reputational risks and complies with all laws and regulations and Corebridge policies and procedures. As a member of this team, which has received industry recognition for its leadership and innovative solutions, you will have the opportunity to participate in the award-winning Corebridge pro bono program.


About the Role

The Assistant General Counsel will handle a wide array of legal issues for CRBG Retirement Services related to its offering of retirement products and services primarily in the not-for-profit group retirement market. The role will provide legal support relating to retirement plan operations, recordkeeping services, product offerings and other products and services, as necessary. This role will require working closely with senior business, risk and compliance professionals in addressing day-to-day legal issues involving CRBG Retirement Services.


Specific Responsibilities
• Provide support on a wide range of legal and regulatory issues arising from CRBG Retirement Services’ retirement businesses primarily with a focus on IRS, ERISA, DOL and state insurance law issues that impact financial services products and services in the not-for-profit group retirement plan market and retail market, including variable and fixed annuities, advisory accounts, mutual funds and other retirement solutions.
• Provide support on issues relating to plan acquisition and administration, annuity product development, recordkeeping services, broker dealer and investment advisor operations, transfer agent operations, and defined contribution retirement plan compliance.
• Work with non-qualified deferred compensation plans, including design, implementation and ongoing administration. Partner with business lines and plan document unit to support plan design, eligibility criteria, and participant communications. Ensure compliance with Section 409A of the tax code and other applicable regulations.
• Collaborate across the organization including with peers across Legal, Risk and Compliance and all levels of staff to ensure consistency of approach and practice across business lines.
• Draft, review, and negotiate a wide range of commercial agreements, including Plan Sponsor Service Provider Agreements and insurance contract amendments, riders and endorsements to align with state insurance laws.
• Identify multiple courses of action and make risk-based recommendations in the context of the broader organizational culture, with a willingness to develop and adapt in role as needed in an evolving corporate environment.
• Advise on and manage legal matters supporting CRBG Retirement Services business operations, consumer complaint responses, and other legal inquiries.
• Support business growth and retention initiatives by leading legal review and response efforts for plan sponsor requests for proposals (RFPs) and related acquisition opportunities.
• Monitor and analyze legislative and regulatory developments, deliver practical legal guidance, and partner with business stakeholders to implement changes necessary to comply with new or evolving legal and regulatory requirements.



Skills and Qualifications
• In-house experience within the financial services and/or retirement plans services industry, working with or supporting retirement plan providers and related investment arrangements. Ideally, prior experience will include working with a financial services company serving the not-for-profit group retirement plan markets through the provision of products, services and captive distribution
• Demonstrated ability to work in a fast-paced environment and to find creative solutions on diverse matters requiring complex legal and strategic analysis
• Ability to serve as a trusted advisor, strategic partner and collaborator with peers, leaders, and business partners
• Excellent written and verbal communication skills, including strong ability to advocate in writing and orally, and ability to deliver clear legal advice to wide variety of audiences; Strong organizational and project management skills
• Working knowledge of annuities, mutual funds, and/or other retail financial products, ERISA, DOL and IRS legal frameworks as they apply to retirement products and services
• Many years of experience as in-house counsel in a relevant business environment with subject matter expertise in the group retirement plans including tax regulations, ERISA, product and operational compliance, combined with strong business acumen
• Knowledge of state laws applicable to retirement products and services
• Involvement handling regulatory exams and investigations
• JD Required and admittance to at least one bar


Compensation
The anticipated salary range for this position is $135,000 - 184,000 at the commencement of employment.  Not all candidates will be eligible for the upper end of the salary range. The actual compensation offered will ultimately be dependent on multiple factors, which may include the candidate’s geographic location, skills, experience and other qualifications.
In addition, the position is eligible for a discretionary bonus in accordance with the terms of the applicable incentive plan.


Work Location

This position is a hybrid role that will be based in either Jersey City, New Jersey, Woodland Hills, California or Houston, Texas.


Estimated Travel

Minimal travel.


#LI-CR1

Benefit Offerings Include:

  • Health and Wellness: We offer a range of medical, dental and vision insurance plans, as well as mental health support and wellness initiatives to promote overall well-being.
  • Retirement Savings: We offer retirement benefits options, which vary by location.In the U.S., our competitive 401(k) Plan offers a generous dollar-for-dollar Company matching contribution of up to 6% of eligible pay and a Company contribution equal to 3% of eligible pay (subject to annual IRS limits and Plan terms). These Company contributions vest immediately.
  • Employee Assistance Program: Confidential counseling services and resources are available to all employees.
  • Matching charitable donations: Corebridge matches donations to tax-exempt organizations 1:1, up to $5,000.
  • Volunteer Time Off: Employees may use up to 16 volunteer hours annually to support activities that enhance and serve communities where employees live and work.
  • Paid Time Off: Eligible employees start off with at least 24 Paid Time Off (PTO) days so they can take time off for themselves and their families when they need it.


Eligibility for and participation in employer-sponsored benefit plans and Company programs will be subject to applicable law, governing Plan document(s) and Company policy.

Functional Area:

LG - Legal, Regulatory & Gov't Affairs

Estimated Travel Percentage (%): Up to 25%

Relocation Provided: No

American General Life Insurance Company

About Corebridge Financial

Corebridge Financial, formerly AIG Life & Retirement, provides a diverse range of retirement planning, insurance, and financial solutions to help individuals and businesses financially prepare for the future. Their product suite includes annuities, life insurance, employer-sponsored retirement plans, and more to aid retirement readiness, protect assets, and manage risks. Corebridge believes financial security is possible for everyone through thoughtful education, planning, and purposeful action. They aim to move financial futures forward by making it easy for more people to take steps toward their goals today.

Corebridge Financial Careers

Joining Corebridge Financial presents an unparalleled opportunity to become part of a leading team of professionals dedicated to financial innovation and solutions. This is a pivotal time to engage with a company that values growth, leadership, and diversity in its workforce.

Explore Job Opportunities

Corebridge Financial offers a variety of job opportunities that cater to seasoned professionals and newcomers alike. Whether it's a position in management, finance, technology, or customer service, Corebridge Financial is actively hiring individuals who are passionate, driven, and ready to contribute to a thriving team.

Internship Programs

Kickstart a career in finance with Corebridge Financial’s internship programs. These opportunities are designed for individuals seeking to gain hands-on experience and develop essential skills in a real-world setting. Internships at Corebridge Financial are a gateway to full-time employment and offer a deep dive into the financial sector’s dynamic environment.

Professional Growth and Development

Corebridge Financial is committed to the professional growth of its employees. With comprehensive training programs and access to diverse career paths, employees can explore various facets of the financial industry. Leadership development and diversity training ensure that all team members are equipped for success and prepared to lead.

Benefits and Culture

The culture at Corebridge Financial is built on a foundation of innovation and inclusive values. Employees enjoy a range of benefits designed to support their professional and personal lives. From health and wellness programs to competitive retirement plans, Corebridge Financial invests in the well-being of its team members.

Networking and Career Advancement

Networking within Corebridge Financial leads to valuable connections and expansive career advancement opportunities. Employees are encouraged to engage in events and activities that foster professional relationships and personal growth.

Applying for a Position

To apply for a position at Corebridge Financial, candidates should prepare a resume that highlights relevant experience and skills. The interview process is designed to assess not only professional qualifications but also a candidate’s fit within the company’s culture. Corebridge Financial seeks individuals who are solution-driven and ready to contribute to a team.

Stay Connected with Corebridge Financial Careers

Stay informed about the latest news, insights, and job alerts by subscribing to Corebridge Financial’s career updates. Tailor the subscription to match personal career preferences and be the first to know about new openings and professional development opportunities.

Join the Corebridge Financial Team

Search open positions that match skills and interests on the Corebridge Financial careers page. The company looks for curious, creative, and dedicated team players ready to make a significant impact in the financial industry.

READ CAREERS BLOG

Job Alert Emails

Personalize your subscription to receive job alerts, latest news, and insider tips tailored to your preferences. Discover the exciting and rewarding opportunities that await at Corebridge Financial.
Learn more about Corebridge Financial
Size
10,001 employees
Industry

Similar Jobs

More Jobs at Corebridge Financial

More Finance & Insurance Jobs

Find similar Assistant General Counsel, Retirement Services, Tax and ERISA jobs: