Compliance Counsel Jobs

Take ownership of the SOX compliance program, collaborating cross-functionally to ensure effective risk management and control implementation, while continuously updating policies to align with regula...

Lead procurement legal strategy by advising on vendor contracts, managing risk, and collaborating with global teams to streamline operations, ensuring compliance and operational excellence across dive...

Unlock your potential as you partner with diverse teams to navigate complex legal landscapes, ensuring compliance and mitigating risks while driving business objectives in a dynamic, fast-growing envi...

Manage compliance initiatives in personal and commercial auto insurance, ensuring adherence to evolving regulations. Collaborate across departments, assess risks, deliver training, and enhance process...

Drive compliance excellence by leading regulatory initiatives, ensuring adherence to personal and commercial auto insurance laws, and providing strategic advisory across departments to promote effecti...

Take ownership of diverse legal matters, providing vital support and expert advice across contracts, technology, compliance, and IP. Collaborate in a dynamic environment, ensuring representation of le...

Transform governance processes by leading surveillance operations and enhancing program efficiency. Collaborate with stakeholders to implement technology solutions and drive continuous improvement in...

Drive HR excellence by supporting programs and services, advising employees and managers alike, and enhancing compliance for a better workplace experience. Collaborate cross-functionally to ensure eff...

Lead the governance of a cutting-edge surveillance program, collaborating with stakeholders to optimize processes and foster innovation through technology, enhancing regulatory compliance and operatio...

Manage and enhance governance processes within a premier surveillance program, collaborating with cross-functional teams to drive operational excellence and facilitate technology initiatives to ensure...

Champion a dynamic legal team, providing strategic counsel and oversight for Commission operations. Lead complex investigations, enhance administrative processes, and ensure compliance while driving o...

Shape the future of commercial contracting by providing legal expertise to enable seamless business operations. Collaborate with diverse teams to draft and manage contracts that align with strategic g...

Engage in enhancing governance processes for a leading surveillance program, collaborating with stakeholders to drive optimization and implement technology initiatives essential for regulatory excelle...

Shape the future of surveillance governance, optimizing processes and enhancing technology for a leading program. Collaborate with stakeholders, manage inventories, and implement strategic improvement...

Innovate the governance landscape by managing and optimizing FINRA's surveillance program. Collaborate with stakeholders to enhance processes, implement technology solutions, and ensure effective regu...

Join a team that's enhancing governance within a premier surveillance program. Collaborate with stakeholders to optimize processes, manage knowledge boards, and support technology initiatives that uph...

Empower governance excellence by leading FINRA’s innovative surveillance program. Collaborate with stakeholders to optimize processes and enhance reporting, driving improvements through technology in...

Take ownership of a dynamic governance program by optimizing surveillance processes, collaborating across teams, and leveraging technology to enhance compliance and efficiency for regulatory operation...

Play a key role in managing the governance of a premier surveillance program, collaborating with stakeholders to enhance technology enablement and streamline operational efficiency while ensuring regu...

Shape the evolution of governance processes by collaborating with stakeholders to manage FINRA's surveillance program, driving technology enablement and dynamic approaches to enhance program effective...

Drive the governance of a cutting-edge surveillance program. Collaborate with stakeholders to enhance processes, oversee operations, and represent the organization in various initiatives. Contribute t...

Optimize governance processes at the forefront of surveillance innovation by collaborating across teams, managing operations, and enhancing reporting systems to ensure effective oversight and responsi...

Join a team that's at the forefront of compliance operations, developing frameworks and strategies to enhance AML solutions. Collaborate across engineering, data science, and customer success to shape...

Shape the future of Global Banking & Markets compliance by safeguarding regulatory standards, collaborating across departments, and driving training initiatives to mitigate risks and ensure adherence...

Lead the governance of a pioneering surveillance program, collaborating with key stakeholders to enhance processes and technology. Drive operational excellence and represent regulatory initiatives tha...