Compliance Officer Jobs

We are seeking a Compliance Officer to oversee our organization's Compliance Program and ensure adherence to applicable laws and regulations.

The Compliance Officer III position at Texas A&M University is responsible for implementing and maintaining the university's compliance program, enterprise risk management, and management advisory ser...

The Commercial Compliance Officer oversees and manages the Bank's commercial compliance function to ensure compliance with laws, regulations, and internal policies. They report to the EVP/Head of Comm...

SVP, Chief Compliance Officer responsible for overseeing and managing the company's compliance management program, procedures, testing, and protocols. Provides leadership, direction, and integration o...

Monitor regulatory updates and implement such changes, when applicable, into the WSP and internal control procedures.

Compliance Officer responsible for managing and ensuring adherence to export control laws and regulations, as well as internal policies and procedures...

Compliance Officer responsible for regulatory compliance, monitoring, and risk management in the investment management industry.

The Compliance Officer - Public Communications at Baird is responsible for ensuring compliance with securities industry regulations and standards in communications. They review and approve retail comm...

The Engagement & Compliance Officer will provide customer support, compliance guidance, and day-to-day administration for the Conflict of Interest program and other programs under the Ethics Commissio...

The Senior Compliance Officer is responsible for overseeing compliance risk of Retail and Small Business Deposit products. They will interpret laws and regulations, analyze policies and controls, comm...

The Privacy Compliance Officer will provide support to various lines of business by researching, interpreting, and applying privacy laws and regulations. They will also oversee activities to mitigate...

The Compliance Officer - Public Communications at Baird is responsible for ensuring compliance with securities industry regulations and standards in communications. They review and approve retail comm...

The Compliance Officer, Trade Surveillance (Listed Products) is responsible for conducting market surveillance, investigating potential rule violations, and assisting in regulatory inquiries. They mus...

The Grant Compliance Officer (Hybrid) position at Summit Consulting, LLC involves developing federal financial compliance procedures, conducting audit functions, supporting and leading client meetings...

SVP, Senior Compliance Sanctions Officer - Securities (Hybrid)

The Infrastructure Compliance Officer - Assistant Vice President will be responsible for overseeing compliance in Deutsche Bank's Infrastructure divisions, including Operations, Technology, Chief Risk...

Assist budget units with identifying vulnerabilities, and associated information security and privacy protection risks and provide direction on risk mitigation strategies, methods, and procedures for...

The Fair and Responsible Banking Senior Compliance Officer is responsible for developing, implementing, and maintaining a fair and responsible banking program. They ensure compliance with UDAAP requir...

SVP, Senior Compliance Sanctions Officer - Payments & Receivables (Hybrid)

GM Compliance Officer - Equity Derivatives

The Deputy Chief Compliance Officer is a senior leader within the compliance function, responsible for developing and managing compliance programs, ensuring adherence to legal and regulatory requireme...

Manager position in EY Law-Financial Services Office, focused on Entity Compliance & Governance.

The SVP, Senior Compliance Product Officer - Markets & Securities (Commodities) (Hybrid) is responsible for establishing internal strategies, policies, and programs to prevent violations of law and re...

The Compliance Officer will provide support to the lines of business by researching, interpreting and applying laws and regulations related to deposit and lending compliance. They will also perform ov...

The HIPAA Compliance Officer is responsible for developing and implementing a HIPAA compliance program, ensuring adherence to privacy and security rules, and providing expertise on HIPAA regulatory-re...