14,611

Compliance Officer Jobs

Salary Range: $90,000 - $225,000

Compliance Officer

Manages the complaint process including identification, tracking and filing of complaints; coordinat...

Posted 2 days ago

  •   5 - 7 years exp.  •  Finance & Insurance

Sr Compliance Officer

Provide strategic leadership to drive continuous Program improvements and enhancements. Lead Complia...

Posted Yesterday

  •   5 - 7 years exp.  •  Finance & Insurance

VP, Chief Compliance Officer

The Chief Compliance Officer (CCO) functions as an independent and objective professional who manage...

Posted 2 days ago

  •   8 - 10 years exp.  •  Hospitals & Medical Centers

Compliance Officer

In addition, this position would manage the Compliance Program oversight for First Tier, Downstream...

Posted 12 days ago

  •   8 - 10 years exp.  •  Hospitals & Medical Centers

General Counsel and Chief Compliance Officer

Provides professional and authoritative legal and policy advice relating to all university matters r...

Posted 6 days ago

  •   8 - 10 years exp.  •  Education, Government & Non-Profit

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Chief Compliance & Risk Officer
Coastal Financial CorporationEverett, WA 98201

Defining the necessary level of knowledge on existing and emerging regulatory compliance requirement...

Posted Yesterday

  •   11 - 15 years exp.  •  Finance & Insurance

VP Chief Compliance Officer
AllscriptsSan Francisco, CA 94102 and 5 other locations

Actively engage with business partners to understand and provide proactive compliance guidance on pr...

Posted 6 days ago

  •   11 - 15 years exp.  •  Healthcare

VP, Chief Compliance Officer

Oversee the annual Risk Assessment and Mitigation Process and apprise senior management and the Comp...

Posted 5 days ago

  •   15+ years exp.  •  Technical Services

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Compliance Officer
Balyasny Asset Management L.P.New York, NY 10001 and 1 other locations

The primary focus will be to assist the Compliance Department with ongoing regulatory requirements a...

Posted 19 days ago

  •   5 - 7 years exp.  •  Finance & Insurance

Chief Compliance and Privacy Officer

Oversight for the regular auditing of business processes to ensure compliance with policies, regulat...

Posted 5 days ago

  •   8 - 10 years exp.  •  Healthcare

Corporate Compliance & Ethics Officer

The Corporate Compliance & Ethics Officer must develop relationships throughout the organization, in...

Posted 13 days ago

  •   11 - 15 years exp.  •  Finance & Insurance

Chief Compliance Officer

Collaborates with the Shared Services team in the oversight of the branch examination program of fie...

Posted 18 days ago

  •   8 - 10 years exp.  •  Finance & Insurance

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Marketing Compliance Officer
WisdomTree Investments, Inc.New York, NY 10001

Maintain the records of all approved materials as per SEC recordkeeping rules and internal policies...

Posted 16 days ago

  •   5 - 7 years exp.  •  Finance & Insurance

Compliance Risk Reporting Officer

Lead compilation of reporting and communications for Compliance senior management to deliver to the...

Posted 10 days ago

  •   5 - 7 years exp.  •  Finance & Insurance

Senior Vice President, Corporate Compliance & Internal Audit & Chief Compliance Officer

Provides direct supervision to the Compliance Officers for Revenue Cycle, Research, Privacy and to t...

Posted 4 days ago

  •   Hospitals & Medical Centers

VP, Chief Compliance Officer

Serve as a member of the senior PII Compliance Leadership team developing, supporting and driving Co...

Posted 11 days ago

  •   11 - 15 years exp.  •  Finance & Insurance

VP, Deputy Chief Compliance Officer

This role will also assist the Chief Compliance Officer with department-wide initiatives and ensures...

Posted 12 days ago

  •   Finance & Insurance

Director, Office 365 Compliance Solutions

Provide billable advisory services related to improving an enterprise’s experience in utilizing the...

Posted 10 days ago

  •   5 - 7 years exp.  •  Legal & Accounting

Compliance Officer

Manage compliance risk for the firm and organization, which may include project management and the l...

Posted 20 days ago

  •   8 - 10 years exp.  •  Finance & Insurance

Deputy Trade Compliance Officer

Ensures imported/exported transactions conform to governmental rules and regulations by managing and...

Posted 9 days ago

  •   11 - 15 years exp.  •  Aerospace & Defense

Chief Compliance Officer

Supervise and provide leadership to ensure the successful completion of legal, regulatory, complianc...

Posted 17 days ago

  •   8 - 10 years exp.  •  Finance & Insurance

Chief Equity, Diversity and Compliance Officer

Augment, oversee and ensure implementation of the University’s comprehensive regulatory compliance c...

Posted Yesterday

  •   8 - 10 years exp.  •  Education, Government & Non-Profit

VP, Compliance Officer

Develop and lead a comprehensive program to manage key compliance areas including Financial Crimes M...

Posted 19 days ago

  •   11 - 15 years exp.  •  Technical Services

Compliance Officer - Compliance Examinations Lead

Understanding of financial statement analysis, fundamentals of debt instruments and asset securitiza...

Posted 19 days ago

  •   8 - 10 years exp.  •  Technical Services

Chief Compliance Officer, Broker-Dealer, VFA

Identify and respond to ongoing regulatory changes, ensure implementation of required policies and p...

Posted 5 days ago

  •   11 - 15 years exp.  •  Finance & Insurance