Support the governance and compliance processes through legal research, operational support, and workflow optimization, ensuring adherence to FINRA rules and contributing to organizational excellence in Board and committee operations.

Optimize workforce reporting and analytics processes by developing insights using Workday tools. Collaborate with HR partners to deliver accurate reports and enhance data governance, driving strategic decision-making with timely information.

Join a team supporting the OTC marketplace by analyzing corporate actions and collaborating across various stakeholders. Develop essential skills while managing complex cases in a dynamic environment with growth opportunities.

Transform your career by joining a dynamic team focused on market innovation. Leverage your expertise to drive strategic analyses, enhance product offerings, and engage with industry leaders, all while promoting investor protection and market integrity.

Transform Enforcement outcomes by resolving non-complex matters with effective legal strategies, timely negotiations, and collaborative case management while ensuring adherence to risk-based assessments and established legal frameworks.