Compliance Counsel Jobs in New York, NY

The Compliance Advisor will support the execution of CIBC Bank USA and CIBC Inc.'s Compliance Risk Management program, focusing on consumer deposit, lending, and credit-related laws and regulations. T...

The role involves leading commercial and technology transactions to support NICE's business objectives, with a focus on enterprise cloud transactions. The candidate will provide legal expertise in clo...

The Compliance Product Officer (VP) is responsible for managing compliance risk within Independent Compliance Risk Management (ICRM) by developing and implementing strategies, policies, and programs t...

The Compliance Officer will manage the global Quantitative Trading Compliance program, ensuring adherence to the Firm's Algorithmic Trading Policy. This role involves monitoring regulatory changes, co...

The Compliance Officer will manage the global Quantitative Trading Compliance program, ensuring adherence to the Firm's Algorithmic Trading Policy. This role involves monitoring regulatory changes, co...

The Compliance Officer for FIC Advisory will provide compliance coverage for the Fixed Income and Commodities business in the Americas, collaborating closely with global compliance teams and FIC Portf...

The Compliance Officer for FIC Advisory will provide compliance coverage for the Fixed Income and Commodities business in the Americas, collaborating closely with global compliance teams and FIC Portf...

EquityZen is seeking a Compliance Analyst with a strong interest in the pre-IPO space and private markets. The role involves developing a FinTech marketplace, working cross-functionally, and ensuring...

The Compliance Manager at the ACLU's National office in New York, NY, is responsible for administering and implementing political law reporting compliance protocols. This hybrid role involves coordina...

The Director of Compliance for the Bureau of the Agency Chief Contracting Officer within the Division of Finance is responsible for ensuring citywide contracts comply with local laws and regulations...

The Compliance Officer is responsible for reviewing, maintaining, and improving the Company's Compliance Program to ensure adherence to applicable bank laws and regulations. This role also acts as the...

The Senior Compliance Officer will play a crucial role in ensuring that CIBC Bank USA adheres to all applicable laws, regulations, and internal policies. This position involves leading the bank's comp...

The Compliance Governance Manager at OKX will provide senior-level support in developing and implementing compliance standards, best practices, and processes. The role involves ensuring early identifi...

The Compliance Officer will provide real-time advisory support to the Origination & Advisory business within the investment banking sector, focusing on regulatory compliance and internal controls. Thi...

The Chief Counsel and Chief Compliance Officer at Marsh McLennan will serve as a trusted adviser to various entities within the company, providing legal counsel and regulatory guidance. The role invol...

The Compliance Support Director at Everest Global Services, Inc. will collaborate with Legal and Compliance Officers to create and maintain controls over legal and regulatory compliance and ethics ris...

First Eagle is seeking a Compliance Officer to provide guidance on investment-related compliance matters and to assist in monitoring and testing compliance programs. The role involves conducting due d...

The Equities Compliance Officer at TP ICAP will provide regulatory/compliance advice and support to the Firm's equity trading and operational functions to ensure compliance with all applicable regulat...

The Legal Counsel will provide proactive employment law advice and guidance, working closely with HR to manage employee relations issues and respond to legal complaints. The role involves handling emp...

The Head of Compliance, US will lead the US Compliance team at OKX, ensuring that the company meets local regulatory requirements and acts as the Bank Secrecy Act Officer. This role involves developin...

The Compliance Manager at LG Ad Solutions will oversee risk assessment processes, compliance reviews, and vendor assessments, while supporting the Chief Privacy Officer in information security matters...

The Compliance Officer (AVP) role involves managing compliance related to research publications and conflicts between Banking and Research within the Independent Compliance Risk Management (ICRM) depa...

The Compliance Privacy Director leads the Privacy Office, driving strategy for compliance with laws and regulations. This role involves managing privacy risks, developing standards, and guiding privac...

The Compliance Privacy Director leads the Privacy Office, driving strategy for compliance with laws and regulations. This role involves managing privacy risks, developing standards, and guiding privac...

The Director of Compliance Operations will lead and enhance Rho's compliance program, ensuring adherence to U.S. banking regulations and company policies. This role involves collaborating with various...