Welcome to Compliance Officer Jobs
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1,000+ Compliance Officer Jobs
$ Average salary: 129,363Director of Labor Relations
Reposted 5 days agoThe Labor Director is a key member of the City's executive leadership, reports to the Chief Administrative Officer, and advises the Mayor's office on labor strategy, policy development, and emerging employment issues.Promoted Listing
Compliance Officer
3 weeks agoLead the charge in managing compliance and court reporting for a high-volume guardianship caseload, ensuring timely submissions and accurate documentation while collaborating with legal and finance teams to meet strict statutory benchmarks.Requirements: J.D. from accredited law school; 3+ years compliance experience.Compliance Officer
1 week agoUnlock your potential as a Compliance Officer, leading regulatory programs and advising management. Collaborate cross-functionally to ensure adherence to compliance standards while fostering staff development in a hybrid work environment.Requirements: Bachelor's degree; 5-10 years compliance experience; certifications preferred.Compliance Officer
3 weeks agoJoin a team that ensures compliance in marketing and advertising activities, supporting various business units while navigating SEC regulations, providing actionable guidance, and driving adherence to industry standards in a dynamic environment.Requirements: Bachelor's degree; compliance experience; strong SEC Rule knowledge; analytical skills.Compliance Officer
$148K — $274K *US-AnywhereRemote in New Jersey, US4 weeks agoUnlock potential by leading strategic compliance initiatives for a health plan, ensuring regulatory alignment, governance, and effective execution across operational areas while managing risks and mentoring a compliance team remotely from anywhere in the U.S.Requirements: Bachelor's degree, 7+ years compliance management, 5+ years with health care regulations.Compliance Officer
2 weeks agoJoin a team that's committed to enhancing compliance by managing ethics programs, improving efficiency, and conducting investigations. Collaborate with various departments to ensure adherence to regulations and foster strong relationships.Requirements: Bachelor’s degree; 5+ years in finance; compliance experience; strong analytical skills.Compliance Officer
2 weeks agoTackle compliance challenges by managing the Code of Ethics Program, ensuring regulatory adherence and operational efficiency while engaging cross-functional teams and improving internal processes.Requirements: Bachelor's degree, 5+ years finance experience, compliance/audit knowledge required.Compliance Officer
2 weeks agoElevate compliance standards by leading the Code of Ethics Program, enhancing efficiency and collaboration across business units, while ensuring regulatory adherence through innovative solutions and in-depth analysis.Requirements: Bachelor's degree, 5+ years finance experience, strong compliance knowledge.Members who searched for Compliance Officer, also searched for:
Compliance Officer
2 weeks agoShape the future of compliance by managing our Code of Ethics Program, enhancing processes, and collaborating with key stakeholders to ensure regulatory adherence and operational efficiency. Drive improvements and support enforcement initiatives.Requirements: Bachelor's degree; 5+ yrs finance experience; compliance expertise; strong analytical skills.Compliance - Risk Officer
Reposted 1 week agoJoin a team that's redefining risk management in wealth advisory. As a Risk Officer, you'll implement strategies for risk identification and mitigation, collaborating with leadership to ensure robust regulatory compliance and operational success.Requirements: Bachelor's degree; 4 yrs compliance/finance experience; due diligence expertise.Compliance Manager
3 weeks agoHelp us lead regulatory compliance and risk management initiatives while fostering financial integrity and operational excellence in a dynamic financial services environment.Requirements: Bachelor's degree, 4+ years experience, knowledge of SEC/FINRA rules.Compliance Attorney
2 weeks agoShape the future of compliance operations in a pioneering environment. Collaborate closely with leadership to design compliance frameworks that propel business growth while minimizing risks in a fast-paced, technical landscape.Requirements: J.D. degree, 8+ years legal experience, export control expertise required.Compliance Officer
$73K — $110K *US-AnywhereRemote2 weeks agoOversee compliance operations by ensuring adherence to regulatory standards and internal policies. Lead compliance reviews, support regulatory filings, and deliver training while collaborating with teams to enhance compliance frameworks across the organization.Requirements: Bachelor's degree, 2-3+ years in compliance, FINRA Series 7 & 24 required.Compliance Officer - Investment Bank Compliance -Investment Banking and Capital Markets - Vice President
1 month agoLead the charge in compliance support for Investment Banking, ensuring adherence to regulations, advising on best practices, and collaborating with global teams to foster effective risk management and internal controls.Requirements: Bachelor's degree; experience in securities industry; compliance expertise.Compliance Officer I - Licensed Fifth Third Securities
$71K — $145K *US-AnywhereRemote in Cincinnati, OH4 weeks agoDrive compliance excellence by assessing risks and enhancing processes. Collaborate with teams to ensure adherence to regulations and improve controls in a dynamic financial environment. Participate in the implementation of best practices and audits.Requirements: BA/BS in Business/Finance, 5+ yrs compliance exp., FINRA Series 7, 66, 24Compliance Officer I - Licensed Fifth Third Securities
4 weeks agoDrive compliance excellence by assessing risks, enhancing controls, and implementing regulatory requirements while collaborating with cross-department teams to ensure adherence to industry standards and best practices.Requirements: Bachelor's in Business or Finance, 5 yrs compliance exp, FINRA Series 7, 66, 24.Compliance Officer, Mississippi
$148K — $274K *US-AnywhereRemote in Mississippi, US3 weeks agoLead the charge in overseeing compliance functions for the health plan, ensuring accurate submissions and successful interactions with state regulators while managing risk and audit processes effectively.Requirements: Bachelor's degree; 7+ years in compliance management; healthcare exp.Compliance Officer
Reposted 1 week agoJoin a team that's essential in managing compliance operations for a registered investment advisor. Leverage your expertise in regulatory practices, support effective communication, and enhance the firm’s compliance infrastructure for optimal efficiency.Requirements: 4+ years compliance/finance experience; Bachelor's degree; SEC knowledge.Compliance Manager
4 weeks agoLead the Bank's Compliance Management Program, ensuring regulatory adherence and operational efficiency while collaborating across functions and driving risk management initiatives to support best practices and compliance efforts.Requirements: Bachelor's degree or 5+ years experience; compliance/audit expertise required.Chief Compliance Officer
$275K — $325K *US-AnywhereRemote in New York, NYReposted 1 week agoOptimize and lead a robust compliance framework, ensuring regulatory adherence for evolving sports prediction markets while collaborating across functions and managing audits and inquiries effectively.Requirements: Bachelor's degree; 10+ years in compliance; expertise in CFTC DCM principles.Compliance/Security Officer
3 weeks agoInspire compliance excellence across the organization by developing and managing a robust compliance program, ensuring adherence to regulations, and fostering a culture of integrity and transparency throughout all levels of operation.Requirements: Bachelor's degree; 10+ years healthcare compliance; CHC certification preferred.Compliance Manager
1 week agoLead the charge in managing compliance and risk for high-risk customer accounts. Engage with stakeholders to enhance policy execution, drive improvements, and ensure regulatory adherence for the provision of Federal Reserve services.Requirements: Expertise in AML compliance, risk management; ACAMS certification preferred.Sr Mgr, Compliance Officer
2 days agoManage and enhance compliance programs to ensure adherence to laws, regulations, and internal policies. Your expertise will lead investigations, risk assessments, and the implementation of corrective actions, fostering an ethical business environment.Requirements: University degree preferred; 5+ yrs compliance exp; financial services expertise.Sr Mgr, Compliance Officer
2 days agoElevate your career by managing compliance and risk across business units, ensuring adherence to laws and internal policies. Lead investigations and enhance compliance programs to prevent unethical practices within the organization.Requirements: University degree preferred; 5+ years compliance experience required.Compliance Officer - Risk Evaluation and Assurance
2 weeks agoShape compliance strategies by leading evaluations and projects, ensuring regulatory adherence while mentoring junior analysts. Collaborate cross-functionally to identify risks, improve processes, and drive compliance initiatives across the organization.Requirements: Bachelor's Degree, 5+ years in compliance, relevant certifications required.Compliance Officer - Risk Evaluation and Assurance
2 weeks agoLead the charge in compliance excellence by collaborating with management to develop and implement policies that ensure adherence to regulations. Mentor junior team members while tackling complex challenges in risk management and compliance.Requirements: Bachelor's degree, 5+ years compliance experience, relevant certifications.
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FAQ About Compliance Officer Jobs
What is the role of a Compliance Officer?
A Compliance Officer ensures a company is adhering to its internal codes of conduct as well as government regulations. They generally report directly to top management and regulators with their findings and assessments.
What skills are required for a Compliance Officer?
Key skills include a strong understanding of industry laws and regulations, analytical thinking, integrity, and excellent communication skills.
What are the major industries for Compliance Officer roles?
Major industries include banking and finance, healthcare, information technology, and manufacturing.
How can Ladders help me find a Compliance Officer job?
Ladders provides access to high-paying, vetted professional jobs. We work with top firms looking for skilled compliance officers.