Chief Compliance Officer (CCO) Jobs

The Chief Compliance Officer (CCO) for the Illinois Department of Employment Security (IDES) is responsible for overseeing compliance functions and implementing corrective action plans to ensure adher...

The Chief Compliance Officer (CCO) will lead the compliance function for CI's Wealth business, ensuring operational integrity and regulatory alignment. This strategic leadership role involves overseei...

The Chief Compliance Officer (CCO) at Marathon Asset Management is responsible for overseeing and enhancing the firm's comprehensive compliance program across multiple registered investment advisers...

The Chief Compliance Officer (CCO) will be responsible for ensuring broker-dealer compliance with SEC, FINRA, and applicable state regulations. This role involves designing and maintaining the complia...

The Chief Compliance Officer is responsible for overseeing legal and regulatory matters to ensure the company complies with all applicable laws and regulations. This role involves developing and imple...

The Chief Compliance Officer at Relay Payments will lead all compliance initiatives across the enterprise, ensuring adherence to laws and regulations governing operations. This role involves developin...

The Chief Compliance Officer at First Eagle will lead the compliance program for the Alternative Credit business and provide guidance to various investment teams. This role involves ensuring regulator...

The Chief Compliance and Ethics Officer (CCEO) at Northern Trust is responsible for leading the global compliance and ethics framework, ensuring adherence to regulatory requirements, and promoting a c...

The Corporate Compliance Officer (CCO) will lead the compliance, privacy, and internal auditing efforts for Capital Digestive Care, ensuring adherence to applicable laws and regulations. This role inv...

The Chief Compliance Officer will lead and oversee the compliance function of the firm, ensuring adherence to laws, regulations, and internal policies. This role involves managing compliance programs...

The Chief Compliance Officer is responsible for developing and administering system-wide compliance programs that promote a culture of integrity and ensure adherence to laws and regulatory requirement...

The Chief Compliance Officer at UnitedHealthcare will lead the development and implementation of a comprehensive compliance strategy for the Employer & Individual segment. This role involves overseein...

The Chief Compliance Officer in Canada will ensure that the firm's operations comply with regulatory guidelines while promoting innovative compliance initiatives. This role involves overseeing complia...

The Compliance Officer will lead the Risk Review, Monitoring and Exams (RRME) team, managing compliance risks and regulatory exams while supporting the global Compliance function. This role involves o...

The Chief Compliance Officer (CCO) is responsible for overseeing the company's Compliance Management Programs, ensuring adherence to legal and regulatory standards. This role involves managing complia...

The Manager, Compliance - GRC will oversee the development and implementation of a Governance, Risk, and Compliance framework tool, collaborating with Risk and Internal Audit. This role involves manag...

The Compliance Manager - GRC will oversee the development and implementation of a Governance, Risk, and Compliance framework tool, collaborating with Risk and Internal Audit. This role involves managi...

The Compliance Officer will provide regulatory support for a growing investment advisory firm by monitoring and interpreting regulatory developments. This role involves developing compliance policies...

The Chief Compliance Officer (CCO) at Edward Jones Bank is responsible for establishing and managing a comprehensive compliance management system for a newly chartered bank. This role involves advisin...

The Deputy Chief Compliance Officer is responsible for assisting in the development and administration of the firm's Compliance Program, supervising Compliance Team members, and managing compliance pr...

The Chief Compliance Officer (CCO) at StandardAero will lead the compliance function, ensuring adherence to laws, regulations, and industry standards. This role involves developing a comprehensive com...

The Vice President of Compliance/Chief Compliance Officer oversees the university's compliance program, ensuring adherence to federal and state laws as well as internal policies. This role involves as...

The Chief Compliance Officer (CCO) at Utah State University is responsible for leading the university's compliance and ethics program, ensuring adherence to regulations and promoting a culture of comp...

The Director of Compliance Operations will lead a team of compliance specialists to ensure regulatory compliance and operational integrity within a community medical center. This role involves strateg...

The Chief Compliance and Privacy Officer (CCPO) is responsible for designing and implementing compliance and privacy strategies to mitigate risks and ensure regulatory adherence within the organizatio...