Compliance Officer Jobs

Take ownership of compliance initiatives by developing policies aligned with regulations. Collaborate with stakeholders to ensure adherence while tracking industry changes, enhancing communication, an...

Lead the charge in enhancing the Power Trading Compliance Program across North America, ensuring regulatory requirements are met and compliance risks are effectively managed while collaborating with c...

Drive impactful enforcement actions against violations of the Commodity Exchange Act, serving as a subject matter expert and team lead on complex legal issues, while collaborating with federal and sta...

Lead investigations and litigation efforts to enforce the Commodity Exchange Act, advising on complex legal matters while ensuring adherence to regulatory standards. Collaborate with various authoriti...

Lead the charge in complex investigations and litigations involving the Commodity Exchange Act, providing expert legal guidance. Collaborate with federal agencies to protect market integrity and advan...

Serve as subject matter expert leading enforcement investigations, advising on complex legal issues, and overseeing litigation related to the Commodity Exchange Act, ensuring compliance and maintainin...

Champion robust compliance initiatives within our Equities Advisory team, ensuring alignment with regulatory standards and business practices while delivering practical solutions to enhance governance...

Drive quality innovation by partnering with senior stakeholders to enhance the Quality Management System, ensuring compliance with global standards while fostering continuous improvement in a dynamic...

Drive regulatory compliance by evaluating submissions, analyzing financial performance, and supporting stakeholders in navigating complex legislation. Collaborate on risk management and enhance commun...

Support global trade compliance by managing import/export processes and documentation. Collaborate with teams to ensure adherence to international regulations and provide training and guidance on comp...

Lead the charge in operational excellence within our market division, guiding a skilled team while managing client operations and enhancing service delivery to high net worth clients. Collaborate and...

Shape the future by leading strategic initiatives, managing complex projects, and driving operational excellence. Collaborate across teams to achieve business goals while fostering a culture of inclus...

Tackle strategic initiatives to deliver business results through project execution, governance, and stakeholder management, enhancing operational efficiency and compliance across the organization...

Shape the future of compliance by leading regulatory frameworks and managing risks across the organization. Drive strategic oversight and operational excellence within a dynamic banking environment, e...

Join us to provide critical data and analytical support for urgent financial crime investigations, leveraging your expertise to enhance decision-making for high-priority inquiries and ensure a robust...

Join a team that's critical to investigating financial crimes through data analysis. This role supports urgent investigations by providing analytical insights, translating data needs into actionable o...

Partner with us to deliver advanced data analytics and support for urgent financial crime investigations, ensuring insights guide critical decision-making and enhance system efficiencies in a high-sta...

Elevate investigation support by providing critical data analysis and insights for financial crime cases, ensuring timely responses and effective communication with stakeholders, and integrating exper...

Join a dynamic startup as a hands-on leader driving finance, ops, and scaling. Oversee organizational growth and execution for a pivotal commercial launch in 2027 while fostering a culture of innovati...

Provide compliance leadership by developing sanctions guidance, managing risk, and streamlining processes across multiple business units while ensuring regulatory adherence and operational efficiency...

Take ownership of compliance within NRG's trading operations, ensuring adherence to federal and state regulations while enhancing monitoring systems to deter market manipulation and promote ethical tr...

Empower compliance excellence by owning and driving a robust security & compliance program. Collaborate with stakeholders, manage audits, and lead vendor relationships to ensure adherence to SOC 2, IS...

Empower global trade compliance by implementing and managing ITAR/EAR regulations. Collaborate with key teams to ensure lawful export practices in defense-related activities, supporting both domestic...

Tackle compliance challenges as you develop and implement tailored export strategies for defense activities, partnering with teams to ensure adherence to US and international regulations while fosteri...

Shape global trade compliance strategies by ensuring adherence to ITAR and EAR regulations while collaborating with cross-functional teams to facilitate secure, lawful operations across the defense se...