Compliance Officer Jobs in New York, NY

Manage compliance operations by supervising training programs, reviews, and federal regulations. Collaborate across teams to enhance internal controls and mitigate risks. Ensure adherence to laws with...

Join a team that's shaping compliance strategy in healthcare. Lead U.S. Compliance & Ethics initiatives, embedding integrity in business practices while collaborating with global stakeholders to enhan...

Oversee compliance and AML program efforts by monitoring regulatory adherence and evaluating policies, ensuring effective internal controls, and supporting compliance initiatives to drive organization...

Champion compliance excellence by executing testing strategies, collaborating cross-functionally, and overseeing governance in a dynamic fintech environment. Help drive innovation and ensure operation...

Champion accountability and compliance by conducting legal research, drafting policy guidance, and preparing reports to support decision-making in a regulatory environment. Engage with stakeholders to...

Unlock potential by driving compliance strategies for Digital Human Health. Collaborate with teams to establish governance for data use, provide ethical guidance, and enhance business practices while...

Shape the future of compliance by providing oversight and guidance on regulatory adherence, facilitating training, and collaborating across teams to maintain effective processes and promote a culture...

Champion compliance excellence by conducting trade surveillance, monitoring for violations, and supporting projects that safeguard regulatory integrity while fostering a culture of accountability...

Shape the future of compliance in investment management by overseeing regulatory adherence, monitoring guidelines, and implementing solutions. Collaborate with key stakeholders to enhance compliance f...

Champion compliance excellence in investment management by overseeing regulatory adherence, executing compliance programs, and collaborating with stakeholders to ensure all investment restrictions and...

Unlock regulatory excellence by leading the Compliance Department to ensure adherence to federal, state, and local regulations. Design and implement compliance strategies while fostering a culture of...

Join a team that's dedicated to ensuring compliance excellence in a member-focused insurance exchange. Lead operations that safeguard regulatory adherence while supporting risk management and strategi...

Architect comprehensive compliance and risk management programs, ensuring adherence to regulatory standards and effective risk mitigation strategies, while fostering a culture of compliance across var...

Drive compliance excellence by ensuring adherence to regulations, conducting inspections, and supporting accreditation efforts across pharmacy sites. Collaborate closely with leadership to uphold qual...

Unlock potential by ensuring compliance in retail communications. Your expertise will guide marketing and product teams to align with regulatory standards while fostering organizational growth and saf...

Join a team that's dedicated to ensuring compliance with licensing and regulatory standards while supporting organizational growth. Manage a variety of regulatory filings, documentation, and deadlines...

Drive the transformation of compliance functions in a fast-growing financial services firm, partnering with senior leadership to navigate regulatory landscapes and foster a culture that supports busin...

Drive compliance excellence by overseeing Swap Dealer regulations, ensuring internal alignment with regulatory standards, identifying risks, and advising on operational compliance solutions to safegua...

Join a dynamic team to manage EEO investigations, guide policy compliance, and oversee critical initiatives. Collaborate with various agencies to enhance workplace culture and conduct thorough legal a...

Join our dynamic team to drive compliance through trade activity and communications surveillance. You will enhance processes and maintain adherence across multiple asset classes, contributing to a rob...

Unlock potential by leading compliance oversight initiatives in Asset Management. Drive technology integration and collaborate with stakeholders to enhance governance, monitoring, and testing across d...

Elevate your career by leading cutting-edge compliance oversight initiatives in Asset Management Operations. Collaborate with senior stakeholders, enhance governance, and leverage technology like gene...

Join a dynamic trading firm as a compliance leader, overseeing US regulatory strategy, AML, and risk management. Drive culture, manage a dedicated team, and provide business-focused compliance guidanc...

Lead the administration of Employee Compliance Program focusing on trading, conduct, conflicts of interest, and regulatory adherence, while collaborating with various stakeholders to enhance complianc...

Join a team that shapes the future of compliance. Lead our compliance program, ensuring regulatory adherence while fostering a culture of ethical conduct. Drive strategic initiatives by partnering wit...