Compliance Officer Jobs in Toronto, ON

Tackle compliance challenges in asset management by reviewing personal trading, monitoring regulatory adherence, and supporting reporting activities. Collaborate closely with Global Asset Management a...

Pioneer the compliance strategy for a major financial program, managing surveillance processes to protect sensitive information while ensuring adherence to regulations. Collaborate with teams to impro...

Champion compliance by monitoring electronic communications to ensure adherence to regulations and ethical standards. Collaborate with compliance teams to safeguard conduct across financial services...

Join us in enhancing compliance and privacy programs by leading initiatives, assessing risks, and implementing controls to ensure adherence to evolving regulations within the financial services indust...

Join a team that's dedicated to ensuring compliance in the financial sector. You will conduct in-depth examinations of dealer member firms, assess risks, and contribute to improving regulatory adheren...

Champion compliance and risk assessment in the securities industry. Engage stakeholders to uphold investor protection, adapt to market trends, and ensure organizational accountability through thorough...

Join a team that's committed to fostering compliance excellence by overseeing regulatory adherence, contributing to policy development, and collaborating with various stakeholders in the evolving inve...

Empower the integrity of digital payments by managing AML compliance and financial crime risk. Collaborate effectively in a dynamic environment to oversee complex workflows, ensuring adherence to evol...

Elevate your compliance expertise by leading regulatory initiatives and change management. Collaborate with stakeholders to ensure alignment with securities regulations while enhancing the compliance...

Grow your career with a strategic role leading compliance initiatives across regulatory frameworks. Ensure effective oversight and risk management, while driving a strong compliance culture within fin...

Take ownership of compliance programs and risk management to ensure adherence to GMP regulations, while enhancing operational effectiveness and fostering stakeholder relationships across the pharmaceu...

Shape the future of gaming compliance by ensuring adherence to regulations, conducting audits, and mentoring the team. Play a vital role in risk management and internal process reviews to foster a saf...

Unlock compliance excellence by conducting audits and guiding teams to ensure adherence to gaming laws and internal processes. Collaborate through mentorship while enhancing operational effectiveness...

Help us enhance our compliance framework by providing expert guidance, resolving member compliance issues, and collaborating cross-functionally to maintain regulatory standards while supporting applic...

Contribute to regulatory frameworks and policy development in the corporate finance sector, engaging with diverse stakeholders and managing complex projects to enhance securities laws and the capital...

Accelerate progress at a dynamic organization, leading Governance initiatives, ensuring compliance with regulations, and driving strategic plans while collaborating with cross-functional teams to stre...

Grow your expertise by ensuring compliance within trading frameworks and industry regulations while collaborating with Dealers to enhance processes and address deficiencies in trading policies and ope...

Analyze Dealers' compliance with trading standards, conducting thorough reviews of equity and fixed income practices. Provide insights to improve processes and adherence to regulatory requirements wit...

Lead Ada's security compliance program, ensuring audit readiness year-round by automating processes, managing vendor risks, and translating regulatory requirements for the platform team. Engage direct...

Join a team that leads audit and risk integration, drives strategic initiatives, and fosters a risk-aware culture, ensuring alignment with organizational priorities and enhancing governance and assura...

Engage in comprehensive Facility Alteration Permit processes, ensuring compliance through meticulous inspection and documentation, while collaborating effectively with stakeholders and addressing proj...

Explore a pivotal role in regulatory engagement, leading compliance initiatives and modernizing systems within a dynamic team. Leverage your expertise in securities regulation to ensure adherence to s...

Drive compliance excellence by developing and managing comprehensive monitoring programs, facilitating robust partnerships with sponsor banks, and enhancing operational efficiencies to safeguard regul...

Empower your career by delivering expert regulatory compliance guidance and support for insurance operations, while driving a culture of compliance and excellence across the business through collabora...

Unlock potential by leading centralized compliance governance initiatives, ensuring alignment with regulatory standards. Drive strategic oversight, assessments, and program reporting while fostering a...