Compliance Manager - Wealth Management
$100K - $120K *
Transform your career by delivering compliance support in Wealth Management. Collaborate with diverse teams, manage regulatory initiatives, and influence strategic decisions to enhance business integr...
Reposted 5 days ago
Compliance Officer, LRC (18 month contract)
$55K - $120K *
Help us oversee compliance programs by coordinating risk assessments, monitoring regulatory obligations, and collaborating with teams to foster a culture of compliance, ensuring alignment with regulat...
1 week ago
Compliance Accountants - Regulatory Examinations
$80K - $95K *
Champion compliance and risk assessment in the securities industry. Engage stakeholders to uphold investor protection, adapt to market trends, and ensure organizational accountability through thorough...
Reposted 1 week ago
Lead Compliance & Operational Risk Officer, Vice President
$118K - $201K *
Lead the charge in Compliance and Operational Risk, managing global initiatives while ensuring adherence to regulations. Collaborate with senior leaders to strengthen governance and reporting across d...
Today
Compliance Manager, Regulatory Complaints - 6 Month Contract (Possible Extension)
$85K - $100K *
Champion compliance excellence by managing regulatory complaints, conducting investigations, and ensuring adherence to mutual fund regulations. Collaborate with teams to analyze findings and recommend...
1 week ago
$150K - $180K *
Lead the charge in developing and implementing a robust compliance program to ensure adherence to Canadian regulatory standards, while refining policies and procedures for investment management and pr...
5 days ago
$85K - $105K *
Transform compliance by leading initiatives that ensure integrity across operations. Drive ethics programs, investigate conduct, and collaborate cross-functionally to align risk management with busine...
1 week ago
Sr Compliance Analyst - Privacy
$85K - $95K *
Lead and champion the privacy risk management program, guiding compliance efforts across the organization. Collaborate with stakeholders to integrate privacy considerations into business processes whi...
4 weeks ago
$90K - $110K *
Join our team to monitor compliance standards and regulatory requirements, assist in audits, and support compliance training in a dynamic investment fund management environment, ensuring operational e...
1 week ago
Counsel, Business Conduct Compliance
$124K - $152K *
Join a team that's at the forefront of regulatory innovation, shaping the future of business conduct compliance by analyzing emerging risks and technologies to support investor protection and dealer s...
3 weeks ago
Compliance Analyst, Fidelity Clearing Canada
$79K - $96K *
Help us enhance compliance and risk management by supporting regulatory obligations, coordinating audits, and improving operational processes within a dynamic team environment that values innovation a...
1 week ago
Compliance Analyst, Fidelity Clearing Canada
$79K - $96K *
Champion regulatory compliance by supporting audits, inquiries, and process enhancements. Collaborate across teams to enhance compliance effectiveness and support operational integrity while contribut...
1 week ago
$135K - $185K *
Transform compliance frameworks by leading audits, identifying risks, and driving corrective actions across multiple infrastructure programs, ultimately fostering a culture of governance and accountab...
1 week ago
Compliance Governance Manager (Hybrid)
$100K - $120K *
Lead the charge in compliance governance by implementing and managing our Regulatory Compliance Management Framework. Collaborate across teams to maintain compliance and foster a culture of accountabi...
1 week ago
Regional Compliance Officer - NBSL
$70K - $150K *
Lead the charge in enhancing risk management practices across business operations, ensuring compliance with regulatory standards and fostering a culture of accountability and effective governance to m...
6 days ago
Director, Compliance Internal Audit
$125K - $150K *
Drive strategic compliance audit initiatives, overseeing risk management and regulatory frameworks while leading a talented team to innovate assurance practices and foster collaboration across the ent...
Yesterday
$140K - $190K *
Manage and lead compliance efforts for Canadian consumer lending, ensuring adherence to federal and provincial regulations. Collaborate with various stakeholders to maintain compliance and foster a cu...
3 weeks ago
Audit Manager, Compliance and Legal
$100K - $120K *
Transform your career by executing audits across compliance and legal sectors, ensuring robust internal controls and risk management. Collaborate with management to identify and resolve control weakne...
Reposted 1 week ago
Regulatory Compliance Manager, Trade Surveillance
$82K - $129K *
Transform the Trade Surveillance program by executing daily operations, investigating alerts, and optimizing regulatory compliance processes in a dynamic compliance environment. Lead initiatives to en...
1 week ago
Regulatory Compliance Manager, Trade Surveillance
$82K - $129K *
Champion regulatory compliance by managing Trade Surveillance and pre-trade risk controls. Collaborate with teams, analyze trade data, and implement improvements to uphold standards in a dynamic finan...
1 week ago
Consultant, Compliance Quality Control (Compliance and Global Regulatory Affairs)
$80K - $95K *
Tackle compliance challenges by executing quality control and improvement programs. Collaborate across teams to ensure adherence to regulatory standards and identify enhancements throughout the compli...
6 days ago
Investigator, Patient Ombudsman
$75K - $90K *
Join a team that's committed to enhancing healthcare by leading impartial investigations into patient complaints and systemic issues, developing evidence-based recommendations to improve service deliv...
2 days ago
$103K - $129K *
Champion the financial integrity and reporting accuracy for the organization, guiding a skilled team in investment accounting, audits, and cash management, while driving continuous improvements in fin...
Today
$77K - $94K *
Support the Board of Directors with administrative services, logistics, and communication, ensuring effective operations and governance through detailed coordination of meetings, materials, and suppor...
1 week ago
Compliance Consultant, Methodology & Training
$80K - $95K *
Join a team that's dedicated to shaping effective compliance frameworks through strategic regulatory oversight, process design, and continuous improvement initiatives that enhance the overall complian...
6 days ago