Manager, Regulatory Compliance
$148K - $156K *
Lead and empower a team of regulatory compliance experts in supporting a ground-breaking healthcare platform, ensuring regulatory alignment and operational excellence within a complex, evolving enviro...
1 week ago
Manager- Regulatory Compliance (Alternative Assets)
$72K - $110K *
Engage in critical compliance analysis, guiding clients in the investment sectors to develop robust compliance programs, lead trainings, manage regulatory filings, and ensure accurate deliverables whi...
5 days ago
$180K - $280K *
Drive compliance excellence from day one, managing systems and controls essential for scaling across financial services. Partner across teams to embed compliance rigor while ensuring client satisfacti...
Today
Consumer Compliance Senior Analyst, Complaints
$85K - $110K *
Join a team that's committed to regulatory excellence, focusing on analyzing customer complaints, drafting responses, and supporting compliance projects in a dynamic environment...
Yesterday
Compliance & Operational Risk Manager - Global Markets
$97K - $195K *
Lead the charge in fostering compliance and operational risk management by ensuring the implementation of enterprise policies, addressing risks, and driving effective oversight within a dynamic tradin...
Yesterday
Associate, Compliance Monitoring and Testing
$110K - $120K *
Contribute to compliance assurance by monitoring, testing, and reporting on regulatory adherence. Collaborate with teams to assess risks, evaluate controls, and support remediation initiatives, ensuri...
2 weeks ago
$75K - $125K *
Pioneer innovative audit strategies that foster efficiency and integrity. Leverage your expertise to conduct end-to-end audits, ensuring compliance and operational excellence while mentoring team memb...
2 days ago
Compliance Risk & Controls Manager, Unsecured Line
$145K - $201K *
Transform compliance strategies for our unsecured credit product. Lead workstreams, ensuring regulatory adherence while collaborating with teams across Product, Engineering, and Legal to drive growth...
4 days ago
$75K - $125K *
Drive impactful audit processes by overseeing and executing audits, coaching colleagues, and managing complex projects while ensuring compliance with established standards and enhancing operational ef...
Reposted 2 weeks ago
Control Room - Compliance Officer - Compliance - New York, New York, United States
$120K - $150K *
Join our Compliance team to navigate U.S. securities laws, providing guidance on information barriers and conflicts of interest for a dynamic investment banking environment, while effectively coordina...
Reposted 5 days ago
Compliance Manager, Predictions
$100K - $126K *
Partner with us to shape the compliance landscape for innovative prediction markets. This role involves managing compliance activities, liaising with cross-functional teams, and enhancing our complian...
5 days ago
Senior Compliance Officer - Monitoring and Testing (Associate) - TD Securities (US)
$100K - $130K *
Take ownership of compliance monitoring and testing initiatives, guiding teams in executing plans, reporting findings, and enhancing compliance functions across the organization while fostering stakeh...
Yesterday
$100K - $120K *
Oversee compliance operations and financial management for diverse clients. Manage a team, ensure adherence to regulations, and provide comprehensive reporting. Drive client relationships while mainta...
Reposted today
Compliance Officer, Broker-Dealer Advisor (Equities and Options) - VN2750
$150K - $185K *
Support the Head of U.S. Broker-Dealer Compliance by providing expert advisory services, ensuring regulatory adherence for Equities and Options trading, and enhancing compliance policies to foster a r...
Yesterday
$150K - $200K *
Drive compliance innovation by designing and implementing a dynamic program that aligns regulatory adherence with business strategy. Partner across teams to ensure seamless compliance integration and...
2 days ago
Compliance & Process Lead, Portfolio Valuation
$115K - $200K *
Unlock potential by leading the design and implementation of a robust portfolio valuation compliance framework. Collaborate with teams to ensure consistency in operations and governance while adapting...
Yesterday
$80K - $100K *
Oversee client and matter finance data, ensuring accuracy and compliance with guidelines. Collaborate with Client Operations and Finance in managing documentation and engagements, supporting seamless...
Yesterday
Compliance Policy, Training & Communications Lead
$110K - $130K *
Transform and manage compliance training and communication initiatives, ensuring effective policy implementation across the organization while fostering collaboration among global teams to enhance str...
4 days ago
Director - Compliance Solutions
$130K - $180K *
Create a comprehensive compliance strategy, manage regulatory filings, and ensure client adherence to SEC/CFTC standards while leading annual reviews and client training sessions. Collaborate with exe...
2 weeks ago
Senior Analyst, Audit and Compliance Analytics (Hybrid NY)
$83K - $120K *
Deliver impactful data-driven insights by analyzing complex healthcare datasets. Collaborate across teams to assess risks and ensure compliance in audit initiatives, enhancing operational performance...
6 days ago
$104K - $173K *
Lead the charge in Public Sector advisory engagements, mentoring a team while ensuring high-quality delivery, project utilization, and client satisfaction throughout the project lifecycle, focusing on...
Today
Compliance, GBM Public - Electronic Trading Compliance, Vice President, New York
$150K - $200K *
Collaborate with us to enhance governance frameworks and mitigate compliance risks in electronic trading. Leverage your expertise to assess regulatory impacts and drive effective solutions within a dy...
Reposted today
$90K - $130K *
Support the development of a robust IT Compliance program, ensuring adherence to regulations and standards like ITGC, SOC2, and ISO 27001 while collaborating with stakeholders to identify and mitigate...
1 week ago
Senior Associate - Regulatory Compliance (Alternative Assets)
$70K - $95K *
Manage compliance programs for alternative and traditional investments, ensuring adherence to U.S. securities laws and supporting clients through regulatory exams. Foster strong relationships while de...
6 days ago
$90K - $130K *
Join a team that's committed to excellence in guiding FedRAMP compliance and cloud security. Leverage your expertise to manage projects, mentor team members, and drive technical discussions while ensu...
Reposted 1 week ago