Compliance & Process Lead, Portfolio Valuation

VRC

$115K — $200K *
Finance & Insurance
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • 7-12+ years of experience in valuation operations, audit, or risk management
  • Strong understanding of portfolio valuation processes and policy governance
  • Experience designing process frameworks and controls
  • Familiarity with SOC frameworks and audit documentation
  • Excellent written and verbal communication skills
  • Proficiency in Excel, PowerPoint, and process documentation tools
  • Current authorization to work in the United States without sponsorship

Responsibilities

  • Design and maintain VRC's portfolio valuation compliance framework
  • Own and oversee the operating model for valuation engagement and documentation
  • Establish and maintain standard operating procedures (SOPs) for consistency
  • Ensure accurate documentation of client-specific valuation policies
  • Regularly update compliance measures in line with legal changes
  • Implement and manage internal audit and quality assurance programs
  • Monitor conflicts of interest and cross-holdings

Benefits

  • Competitive bonus program
  • Comprehensive medical, dental, and vision insurance
  • Generous time off and flexible work arrangements
  • Reimbursement for professional certification fees
  • Opportunities for career growth as VRC expands
Full Job Description
About this role:

VRC is seeking a hands-on Compliance & Process Lead to design, implement, and continuously enhance the firm's portfolio valuation compliance and operating framework. This role will serve as a leader for engagement governance, documentation standards, and execution consistency across portfolio valuation clients and internal teams.

What you will do:
  • Design, implement, and maintain VRC's portfolio valuation compliance framework, including documented process flows, roles and responsibilities, and communication protocols
  • Own the operating model for portfolio valuation engagement, governance and documentation, including oversight through internal risk and compliance committees
  • Establish and maintain standard operating procedures (SOPs), templates, and governance calendars to drive consistency and accountability
  • Ensure client-specific valuation policies, procedures, and contractual scopes are accurately documented and consistently executed
  • Regularly review and update these compliance measures to adapt to changing laws and business conditions
  • Implement and oversee internal audit, quality assurance, and file review programs
  • Monitor conflicts of interest, cross-holdings, and restricted entity lists
  • Lead standardized client onboarding processes and manage change control for scope or policy updates
  • Contribute to SOC-related documentation and audit readiness activities
  • Define and track key performance indicators (KPIs) and support continuous improvement initiatives

What you will need:
  • 7-12+ years of experience in valuation operations, portfolio valuation, audit, risk management, or related fields
  • Strong understanding of portfolio valuation processes and policy governance
  • Experience designing process frameworks and controls
  • Familiarity with SOC frameworks and audit documentation
  • Experience with internal audit and audit preparedness preferred
  • Excellent written and verbal communication skills
  • Proficiency in Excel, PowerPoint, and workflow or process documentation tools
  • Current authorization to work in the United States without the need for visa sponsorship now or in the future

What we offer you:
  • Competitive bonus program
  • Medical/Dental/Vision insurance, Life Insurance, Disability, Health Savings Account, Dependent Care Reimbursement, Commuter Benefits, 401k match program, and voluntary insurance options
  • Generous time off/flexible work arrangements
  • Reimbursement for admission fees and study material for professional designations
  • Growth - VRC is growing, and so can your career
  • For more information on our various benefit offerings visit our Careers page

$115k - 200k.The base salary offered at the time of hire is only a portion of total compensation and may differ from the stated range. It could be higher or lower depending on various factors, including the candidate's relevant qualifications, skills, and experience, as well as the specific service line and location for the position. In addition to base pay, a meaningful portion of total compensation is paid as quarterly profit-sharing compensation, which has historically ranged from 20- 30% of base pay. You will also be eligible for a discretionary year-end bonus. For more information, ask your recruiter or hiring manager for details

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