Compliance Counsel Jobs in New York, NY

Transform compliance and legal frameworks while collaborating with diverse teams to ensure the firm's adherence to regulations and effective risk management. Leverage your unique expertise to drive op...

Transform compliance frameworks by managing conflicts of interest and upholding regulatory standards within a dynamic financial services environment. Drive risk oversight and provide strategic complia...

Lead compliance excellence by managing regulatory adherence and risk mitigation in investment banking. Drive policy implementation and uphold supervisory standards while collaborating with internal an...

Lead the charge in compliance for systematic trading strategies, advising investment teams, and managing relationships with business partners. Engage with innovative market mechanics and support regul...

Lead the charge in managing compliance risks, ensuring ethical standards, and guiding conflict resolutions within a dynamic legal environment. Collaborate with global teams to maintain regulatory adhe...

Lead the charge in enhancing surveillance and compliance processes across a global team, analyzing reports, guiding business units, and collaborating on regulatory projects to uphold the firm's integr...

Lead the charge in enhancing compliance processes and policies, managing marketing material approvals, and driving initiatives that uphold regulatory standards across business units in a dynamic compl...

Contribute to compliance excellence by analyzing contracts, managing post-closing distributions, and coordinating with teams to ensure the timely release of funds while maintaining exceptional client...

Join a dynamic legal team to empower business solutions, managing contracts, compliance, and advising cross-functionally at a fast-paced tech company while supporting corporate readiness and strategic...

Execute compliance initiatives to ensure adherence to securities laws and regulations across regulated entities. Support the testing and development of policies while collaborating with teams to facil...

Collaborate with cross-functional teams to ensure compliance in client billing, enhancing efficiency through process improvement and adherence to Outside Counsel Guidelines while maintaining a strong...

Lead the charge in ensuring compliance and quality improvement initiatives across departments. Collaborate to enhance incident management, conduct audits, and support regulatory standards while foster...

Join a team that's shaping compliance for a digital asset business, leading broker-dealer and transfer agent operations to ensure adherence to securities regulations. You'll foster a culture of compli...

Transform compliance through expertise in HR regulations, policy management, and training. Support a culture of accountability while navigating multi-state employment laws across diverse teams, ensuri...

Champion innovative legal solutions as the first US attorney shaping our commercial, corporate, and compliance agenda. Collaborate cross-functionally, lead high-stakes negotiations, and drive data pri...

Transform compliance processes in affordable housing by leading a dedicated team, ensuring adherence to LIHTC regulations, and managing file reviews for timely resident move-ins. Play a crucial role i...

Drive compliance excellence within diverse investment management clients. Collaborate with a close-knit team to navigate regulatory complexities, ensuring high-quality support and service for critical...

Drive the grievance investigation process, ensuring compliance with regulations while promoting quality care. Collaborate with teams to resolve concerns and support policy adherence in a dynamic healt...

Advance your compliance career by supporting clients with regulatory obligations across investment management. Collaborate in a dynamic environment, ensuring high-quality compliance services, while en...

Champion compliance excellence in investment management by overseeing regulatory adherence, executing compliance programs, and collaborating with stakeholders to ensure all investment restrictions and...

Shape the future of compliance in investment management by overseeing regulatory adherence, monitoring guidelines, and implementing solutions. Collaborate with key stakeholders to enhance compliance f...

Contribute to regulatory excellence by operationalizing compliance programs in a dynamic environment. Monitor developments, support filings, and ensure adherence to CFTC Core Principles while collabor...

Join our Compliance team as a hands-on Compliance Analyst, where you will execute KYC and KYB onboarding processes, ensuring quality compliance while managing applications in a fast-paced environment...

Join a team that champions compliance excellence. Support regulatory adherence and internal policy while conducting audits, training, and reporting. Contribute to a collaborative environment focused o...

Empower compliance excellence by leading GRC initiatives, enhancing data privacy, and managing vendor risk. Play a critical role in establishing robust compliance frameworks, ensuring continuous impro...