Compliance Associate, Trading Compliance
$80K - $95K *
Empower compliance excellence by investigating issues, enhancing processes, and collaborating across teams to ensure adherence to trading regulations while integrating cutting-edge technology for moni...
2 weeks ago
Chief Compliance Officer (CCO) - US
$200K - $280K *
Join a team that's shaping the compliance landscape for a European platform entering complex financial markets. You'll architect the regulatory infrastructure critical for GPs, driving credibility and...
6 days ago
$120K - $150K *
Help us ensure compliance in the financial services sector by advising on regulations and managing risks as a key member of our global Swap Dealer Compliance Advisory team. Contribute to policy develo...
3 weeks ago
Compliance Officer, Broker-Dealer Advisor (Equities and Options) (VN2750)
$150K - $185K *
Support the Head of U.S. Broker-Dealer Compliance by providing expert advisory services, ensuring regulatory adherence for Equities and Options trading, and enhancing compliance policies to foster a r...
Reposted 1 week ago
$177K - $283K *
Empower the Global Financial Crimes Compliance team to enhance our sanctions and export control programs, ensuring regulatory adherence while collaborating across the enterprise to proactively manage...
Reposted 3 weeks ago
Senior Director, Global Compliance and Strategy
$157K - $210K *
Drive regulatory strategy and compliance across global operations, leading a savvy team while ensuring alignment with evolving standards in healthcare technology. Shape internal policy, manage quality...
2 weeks ago
Retirement Plan Compliance Manager
$80K - $120K *
Oversee the drafting and compliance of retirement plan documents, ensuring adherence to ERISA regulations while effectively managing multiple projects and mentoring staff. Utilize strong analytical sk...
2 weeks ago
Compliance - Quant Analytics Senior Associate
$120K - $145K *
Join a team that's dedicated to enhancing compliance software solutions, driving end-to-end application development, and leveraging modern technologies. Contribute to improving user experience while e...
Reposted 2 weeks ago
Senior Manager, Product Manager- Risk Management, Compliance and Ethics
$219K - $249K *
Lead the charge in reimagining compliance through innovative product management, collaborating across teams to enhance risk management solutions and delivering exceptional customer experiences in the...
1 week ago
Director, Global Ethics and Compliance Monitoring and Reporting - Remote
$187K - $257K *
Pioneer a global ethics and compliance strategy, leading monitoring and reporting initiatives to enhance program effectiveness, drive continuous improvement, and ensure adherence to regulations across...
1 week ago
AVP - Privacy & Records Management Compliance
$79K - $135K *
Manage the Global Privacy and Records Management Programs while collaborating across teams to ensure compliance and operational effectiveness. Utilize strong judgment and communication skills to drive...
2 days ago
$67K - $100K *
Shape the future of compliance and risk management through collaboration with stakeholders, conducting audits, and ensuring adherence to regulations and contracts while driving proactive solutions to...
2 days ago
Senior Director Compliance Monitoring & Surveillance
$144K - $210K *
Drive compliance excellence by leading a team focused on identifying and addressing control gaps and violations across financial services, ensuring adherence to regulatory standards while enhancing su...
3 days ago
Records Retention Program Manager (Information Governance & Privacy Compliance)
$90K - $110K *
Drive records retention and information governance initiatives, enhancing processes and workflows. Collaborate cross-functionally to optimize operations, focusing on efficiency, compliance, and data-d...
3 days ago
$170K - $200K *
Join a team that's redefining compliance operations by leading critical regulatory functions, optimizing processes, and ensuring adherence to complex legal standards while fostering high-performing te...
3 weeks ago
$170K - $200K *
Oversee operational compliance for critical functions, ensuring regulatory adherence and enhancing internal controls. Lead and develop teams to execute compliance programs effectively, balancing opera...
3 weeks ago
$170K - $200K *
Accelerate compliance operations excellence by leading high-risk regulatory activities, enhancing processes, and fostering cross-functional partnerships to ensure alignment with the Company’s Complian...
3 weeks ago
Manager Engineering, Compliance Core
$150K - $180K *
Shape the future of our blockchain risk platform by leading a team in modernizing systems, enhancing operational efficiency, and fostering engineering excellence. Drive critical decisions and build a...
1 week ago
$150K - $180K *
Tackle comprehensive global compliance ownership across varied asset classes. Provide real-time advisory support to trading, development, and operations teams while leading core compliance initiatives...
3 weeks ago
$125K - $150K *
Lead the charge in global compliance ownership, providing real-time advisory support across trading, operations, and development teams while building a comprehensive governance framework for algo trad...
3 weeks ago
HR Ethics & Compliance Officer
$85K - $115K *
Join us in ensuring compliance with ethical standards and corporate governance. This role involves conducting risk assessments, developing policies, and collaborating on training initiatives to uphold...
1 week ago
Director - Compliance Manager, Transformation Program Management
$180K - $225K *
Help us shape the future of compliance by leading transformative initiatives, ensuring timely delivery and governance across complex regulatory commitments while coordinating with multiple stakeholder...
1 week ago
Legal Compliance Transformation - Consultant - Manager
$99K - $232K *
Lead the charge in legal compliance transformation initiatives that enhance client service, streamline processes, and minimize risks across regulated environments. Drive team performance and innovativ...
1 week ago
Compliance Associate - Bank Sponsorship & Product Expansion
$90K - $110K *
Transform your career by leading compliance initiatives that bridge product development and regulatory standards. Collaborate with cross-functional teams to ensure compliance in financial services whi...
2 weeks ago
Senior Manager, Risk & Regulatory Compliance - 2237529
$149K - $229K *
Oversee complex regulatory compliance engagements for financial institutions, leading relationship management, team coordination, and service quality to ensure adherence to regulatory standards and cl...
2 weeks ago