Compliance Manager Jobs in New York, NY

Champion compliance excellence by managing a team and ensuring SEC and FINRA regulations are met in marketing materials and programs. Collaborate across departments to enhance marketing strategies in...

Lead the charge in enhancing compliance processes and policies, managing marketing material approvals, and driving initiatives that uphold regulatory standards across business units in a dynamic compl...

Partner with us to drive innovative compliance solutions for new product developments. You'll be a key player in managing compliance risk and advising cross-functional teams as we expand, ensuring con...

Empower compliance processes by preparing complex government filings, mentoring team members, and ensuring accuracy, while maintaining high service standards and developing knowledge of intricate comp...

Engage with cross-functional teams to integrate privacy-by-design into innovative healthcare solutions, ensuring compliance and building trust in a rapidly evolving health technology environment...

Join a team that's dedicated to ensuring compliance through data accuracy and analysis. You'll analyze complex retirement plan documents and contribute to essential compliance testing while collaborat...

Join a team that's dedicated to enhancing the Health Plan's compliance programs. Drive audits and reviews to ensure adherence to regulations while identifying and resolving compliance issues effective...

Drive compliance excellence by overseeing Swap Dealer regulations, ensuring internal alignment with regulatory standards, identifying risks, and advising on operational compliance solutions to safegua...

Join a dynamic team as you drive technical excellence and seamless customer implementation. Collaborate closely across functions to turn complex data into impactful solutions, ensuring client success...

Champion the evolution of marketing compliance processes to enhance regulatory adherence and operational efficiency. Drive improvements, manage critical reviews, and ensure marketing content meets glo...

Transform marketing compliance by owning the content review process, driving improvements, and ensuring adherence to regulatory standards while fostering collaboration across teams to enhance efficien...

Drive global sustainability and compliance initiatives for semiconductor manufacturing. Lead cross-functional teams to ensure adherence to environmental regulations while championing product stewardsh...

Drive compliance excellence by analyzing data to create dashboards, reports, and innovative improvements. Collaborate across functions, documenting processes and supporting strategic compliance initia...

Engage as an Employee Conduct Lead to craft and execute a global compliance strategy. Collaborate with various teams to uphold ethical standards, manage conflicts, and enhance operational efficiency a...

Drive compliance excellence by providing strategic oversight and guidance across U.S. Corporate Office Compliance programs, collaborating with cross-functional teams to enhance regulatory adherence an...

Deliver strategic leadership in compliance oversight, managing teams across diverse healthcare products. Drive regulatory implementation and audit readiness, ensuring enterprise-wide proactive complia...

Manage compliance programs focused on privacy and non-lending regulations. Provide expert guidance to senior management, oversee regulatory examinations, and monitor corrective actions while leading c...

Advance compliance risk management by providing leadership and structure in Testing. Stay updated on regulations and enhance frameworks to identify gaps, fostering proactive oversight and continuous i...

Partner with us to build and scale a robust compliance program for either our broker-dealer or RIA. Collaborate closely with cross-functional teams while ensuring adherence to regulatory standards and...

Transform the onboarding experience for Scaled and Mid-Market customers. Drive implementation success by managing high-volume onboarding sessions, enhancing curriculum, and building scalable processes...

Lead the charge in developing and implementing comprehensive risk management and compliance strategies to support strategic growth while ensuring regulatory adherence, and serve as a key advisor to ex...

Champion compliance excellence in investment management by overseeing regulatory adherence, executing compliance programs, and collaborating with stakeholders to ensure all investment restrictions and...

Shape the future of compliance in investment management by overseeing regulatory adherence, monitoring guidelines, and implementing solutions. Collaborate with key stakeholders to enhance compliance f...

Champion compliance and enhance reporting strategies by leveraging data analysis expertise in a dynamic environment, focusing on oversight and regulatory frameworks to support operational excellence a...

Elevate compliance practices by assessing third-party fund managers, fostering partnerships, and ensuring adherence to regulatory standards while driving improvements across alternative investment pro...