Compliance Director Jobs in New York, NY

Engage with engineering to develop and manage the compliance program, driving FedRAMP High ATO and related frameworks. Utilize automation for evidence management and proactively address security, ensu...

Transform compliance operations in a dynamic environment, ensuring rigorous adherence to regulatory obligations while building effective monitoring, training, and documentation processes as the compan...

Drive compliance excellence by managing conflicts review process, guiding partners through ethical considerations, and ensuring regulatory adherence. Collaborate with global teams while supervising an...

Contribute to a robust transaction monitoring program by reviewing alerts, conducting investigations, and making SAR recommendations to ensure compliance with AML regulations. Engage in hands-on analy...

Grow your expertise in compliance by investigating trade surveillance alerts, conducting asset due diligence, and enhancing surveillance tooling. Collaborate with teams to ensure the integrity of digi...

Join a team that's building a global compliance function from the ground up. Lead strategy, governance, and operational excellence while partnering with business leaders to drive compliance as a key e...

Unlock potential by owning compliance for multiple states, adapting policies, and ensuring readiness for licensure and audits. Collaborate closely with operations to navigate regulatory landscapes and...

Optimize the compliance framework for a leading investment adviser, ensuring adherence to SEC and FINRA regulations while collaborating with cross-functional teams to implement effective policies and...

Join a team that's redefining regulatory compliance through innovative practices, ensuring adherence to industry standards while managing multiple projects with precision and integrity in a dynamic in...

Shape the future of compliance culture by leading initiatives that monitor, implement, and enhance compliance frameworks within a dynamic team in the financial services sector...

Innovate compliance processes by overseeing medical records operations, managing audits, and collaborating with diverse stakeholders to enhance regulatory adherence and operational efficiency...

Take ownership of corporate compliance and privacy programs, guiding a team to ensure effective operations and adherence to regulatory standards. Promote a culture of accountability while managing com...

Help us ensure compliance by reviewing and drafting marketing materials, advising on regulations, and collaborating with various stakeholders in a dynamic and fast-paced environment...

Transform consumer compliance by investigating regulatory disputes, shaping policy, and collaborating across teams to ensure responsible growth and adherence to laws impacting financial operations and...

Join a dynamic team to enhance compliance with regulations in financial risk management and treasury operations. Evaluate and strengthen controls while providing expert guidance to ensure adherence to...

Shape compliance strategies within trading by providing actionable guidance, enhancing surveillance processes, and leading projects. Collaborate with cross-functional teams to ensure adherence to regu...

Contribute to transactional compliance excellence by ensuring adherence to established policies in procurement and finance, focusing on auditing and improving transactional integrity across key system...

Shape the future of Health & Benefits compliance consulting by leading complex engagements, interpreting regulations, and advising sophisticated clients while collaborating with cross-functional teams...

Contribute to regulatory excellence by operationalizing compliance programs in a dynamic environment. Monitor developments, support filings, and ensure adherence to CFTC Core Principles while collabor...

Join a team that's committed to ensuring healthcare compliance across multiple regulations and platforms. Support audits, conduct investigations, and enhance monitoring capabilities while collaboratin...

Contribute to the compliance framework by overseeing expert networks and research programs, ensuring adherence to regulations while supporting a culture of compliance across global operations, and enh...

Join a team that's dedicated to enhancing the Health Plan's compliance programs. Drive audits and reviews to ensure adherence to regulations while identifying and resolving compliance issues effective...

Lead compliance initiatives as Chief Compliance Officer, ensuring adherence to CFTC, NFA, and FRB regulations for a registered swap dealer. Boost overall compliance program while collaborating cross-f...

Empower the Global Financial Crimes Compliance team to enhance our sanctions and export control programs, ensuring regulatory adherence while collaborating across the enterprise to proactively manage...

Lead the architecture of Infra One's regulatory system, ensuring compliance and enabling growth for diverse General Partners. Shape strategic decisions, manage SEC registrations, and foster operationa...