Consumer Compliance Senior Analyst, Complaints
$85K - $110K *
Join a team that's committed to regulatory excellence, focusing on analyzing customer complaints, drafting responses, and supporting compliance projects in a dynamic environment...
Yesterday
Associate, Compliance Monitoring and Testing
$110K - $120K *
Contribute to compliance assurance by monitoring, testing, and reporting on regulatory adherence. Collaborate with teams to assess risks, evaluate controls, and support remediation initiatives, ensuri...
2 weeks ago
Compliance Risk & Controls Manager, Unsecured Line
$145K - $201K *
Transform compliance strategies for our unsecured credit product. Lead workstreams, ensuring regulatory adherence while collaborating with teams across Product, Engineering, and Legal to drive growth...
5 days ago
Control Room - Compliance Officer - Compliance - New York, New York, United States
$120K - $150K *
Join our Compliance team to navigate U.S. securities laws, providing guidance on information barriers and conflicts of interest for a dynamic investment banking environment, while effectively coordina...
Reposted 6 days ago
Compliance Manager, Predictions
$100K - $126K *
Partner with us to shape the compliance landscape for innovative prediction markets. This role involves managing compliance activities, liaising with cross-functional teams, and enhancing our complian...
5 days ago
Compliance, Core Compliance -Engineering, Artificial Intelligence, Vice President, New York
$180K - $250K *
Transform the compliance landscape by providing oversight for AI governance and risk management in a dynamic regulatory environment. Collaborate with diverse teams to ensure compliance with emerging r...
Reposted today
Senior Compliance Officer - Monitoring and Testing (Associate) - TD Securities (US)
$100K - $130K *
Take ownership of compliance monitoring and testing initiatives, guiding teams in executing plans, reporting findings, and enhancing compliance functions across the organization while fostering stakeh...
Yesterday
Compliance Officer, Broker-Dealer Advisor (Equities and Options) - VN2750
$150K - $185K *
Support the Head of U.S. Broker-Dealer Compliance by providing expert advisory services, ensuring regulatory adherence for Equities and Options trading, and enhancing compliance policies to foster a r...
Yesterday
$150K - $200K *
Drive compliance innovation by designing and implementing a dynamic program that aligns regulatory adherence with business strategy. Partner across teams to ensure seamless compliance integration and...
3 days ago
$80K - $120K *
Unlock the potential of risk management by collaborating with ERM team members to enhance casualty data processes, perform risk assessments and support strategic reporting across business units, drivi...
Reposted 2 days ago
Compliance & Process Lead, Portfolio Valuation
$115K - $200K *
Unlock potential by leading the design and implementation of a robust portfolio valuation compliance framework. Collaborate with teams to ensure consistency in operations and governance while adapting...
2 days ago
$80K - $100K *
Oversee client and matter finance data, ensuring accuracy and compliance with guidelines. Collaborate with Client Operations and Finance in managing documentation and engagements, supporting seamless...
Yesterday
Compliance Policy, Training & Communications Lead
$110K - $130K *
Transform and manage compliance training and communication initiatives, ensuring effective policy implementation across the organization while fostering collaboration among global teams to enhance str...
4 days ago
$83K - $145K *
Advance global trade compliance by accurately classifying products, ensuring adherence to regulations while collaborating with internal teams and managing audits to mitigate risks and enhance operatio...
Today
Director - Compliance Solutions
$130K - $180K *
Create a comprehensive compliance strategy, manage regulatory filings, and ensure client adherence to SEC/CFTC standards while leading annual reviews and client training sessions. Collaborate with exe...
2 weeks ago
Senior Analyst, Audit and Compliance Analytics (Hybrid NY)
$83K - $120K *
Deliver impactful data-driven insights by analyzing complex healthcare datasets. Collaborate across teams to assess risks and ensure compliance in audit initiatives, enhancing operational performance...
6 days ago
Compliance, GBM Public - Electronic Trading Compliance, Vice President, New York
$150K - $200K *
Collaborate with us to enhance governance frameworks and mitigate compliance risks in electronic trading. Leverage your expertise to assess regulatory impacts and drive effective solutions within a dy...
Reposted yesterday
$104K - $173K *
Lead the charge in Public Sector advisory engagements, mentoring a team while ensuring high-quality delivery, project utilization, and client satisfaction throughout the project lifecycle, focusing on...
Today
$90K - $130K *
Support the development of a robust IT Compliance program, ensuring adherence to regulations and standards like ITGC, SOC2, and ISO 27001 while collaborating with stakeholders to identify and mitigate...
1 week ago
Senior Associate - Regulatory Compliance (Alternative Assets)
$70K - $95K *
Manage compliance programs for alternative and traditional investments, ensuring adherence to U.S. securities laws and supporting clients through regulatory exams. Foster strong relationships while de...
6 days ago
$90K - $130K *
Join a team that's committed to excellence in guiding FedRAMP compliance and cloud security. Leverage your expertise to manage projects, mentor team members, and drive technical discussions while ensu...
Reposted 1 week ago
Corporate Compliance & Ethics Expert - (Director/Analyst, Fully Remote United States)
$148K - $175K *
Join a team that's transforming compliance functions with innovative research and strategic insights. Collaborate with industry leaders on regulatory challenges and drive organizational success throug...
Reposted 2 weeks ago
Compliance Product Officer Wealth Markets
$142K - $213K *
Take ownership of compliance risk for Wealth Markets by guiding product advice, managing regulatory interactions, and ensuring robust risk management frameworks that align with industry standards whil...
1 week ago
$77K - $94K *
Transform the compliance landscape by partnering with diverse teams to ensure consistent adherence to research security, regulations, and policies, supporting faculty and staff in navigating complex c...
2 weeks ago
$66K - $145K *
Oversee compliance activities for All Payer Claims Database reporting, ensuring adherence to state regulations, managing communications, and driving cross-functional collaboration for process improvem...
Today