Compliance Director Jobs in New York, NY

Drive compliance excellence by managing legal and regulatory initiatives, advising teams on U.S. laws, and collaborating cross-functionally to mitigate risks while supporting organizational goals and...

Champion compliance excellence by executing testing strategies, collaborating cross-functionally, and overseeing governance in a dynamic fintech environment. Help drive innovation and ensure operation...

Lead the charge in ensuring compliance and quality improvement initiatives across departments. Collaborate to enhance incident management, conduct audits, and support regulatory standards while foster...

Shape the future of compliance in a dynamic fintech environment! Collaborate with a talented team to support BSA/AML programs, manage audits, and drive regulatory projects, ensuring alignment with eve...

Join a team that's shaping compliance strategy in healthcare. Lead U.S. Compliance & Ethics initiatives, embedding integrity in business practices while collaborating with global stakeholders to enhan...

Champion compliance excellence by collaborating with PWM teams and ensuring regulatory adherence while managing inquiries, policies, and projects across the organization, fostering a culture of integr...

Transform compliance processes by leading adherence to FCRA, FDCPA, and ensuring organizational policies reflect the latest regulatory changes. Collaborate with teams to address compliance issues and...

Help us drive compliance innovation in product development. Leverage AI tools to ensure seamless integration of regulatory standards from ideation to launch while maintaining a risk-aware culture that...

Drive your career by engaging in complex compliance data analysis and validation. Utilize your expertise in SQL and risk assessment while collaborating with teams to ensure regulatory compliance and e...

Analyze complex compliance systems, leveraging SQL and regulatory knowledge to enhance reporting solutions. Collaborate with teams to ensure compliance and optimize processes while handling data manag...

Elevate your career by joining a dynamic team focused on optimizing compliance systems, enhancing regulatory processes, and leveraging data analysis to drive strategic solutions in the corporate banki...

Shape the future of compliance by providing oversight and guidance on regulatory adherence, facilitating training, and collaborating across teams to maintain effective processes and promote a culture...

Champion compliance initiatives by managing regulatory adherence, enhancing performance, and providing training across departments to minimize risks while ensuring all operations align with federal an...

Drive compliance innovation by designing and implementing a dynamic program that aligns regulatory adherence with business strategy. Partner across teams to ensure seamless compliance integration and...

Champion regulatory compliance initiatives while collaborating with teams to maintain robust compliance programs for various fund structures, ensuring adherence to the Investment Company Act of 1940...

Champion compliance excellence by conducting trade surveillance, monitoring for violations, and supporting projects that safeguard regulatory integrity while fostering a culture of accountability...

Elevate compliance standards by architecting scalable programs that enhance operational efficiency and integrity. Partner with leadership to ensure robust surveillance, investigation processes, and te...

Create a comprehensive compliance strategy, manage regulatory filings, and ensure client adherence to SEC/CFTC standards while leading annual reviews and client training sessions. Collaborate with exe...

Elevate your career by partnering with us to enhance anti-money laundering efforts. Utilize your expertise in compliance, conduct in-depth investigations, and collaborate across teams to ensure effect...

Transform and manage compliance training and communication initiatives, ensuring effective policy implementation across the organization while fostering collaboration among global teams to enhance str...

Unlock potential by owning compliance for multiple states, adapting policies, and ensuring readiness for licensure and audits. Collaborate closely with operations to navigate regulatory landscapes and...

Drive compliance excellence by leading the securities and ethics oversight program, designing effective processes across departments, and ensuring robust governance as the subject-matter expert in a h...

Join a team that's dedicated to enhancing regulatory compliance by supporting internal teams with data analysis, maintaining compliance documentation, and managing assessments. Collaborate on crucial...

Lead the charge in managing compliance issue resolution across multiple teams, driving accountability from identification to reporting. Engage with C-suite and ensure efficient workflows while maintai...

Join a team that's dedicated to ensuring compliance with licensing and regulatory standards while supporting organizational growth. Manage a variety of regulatory filings, documentation, and deadlines...