Director, Compliance & Control Oversight - Growth
$201K - $278K *
Transform compliance and controls for growth at a leading financial institution. Drive regulatory oversight, partner relationships, and marketing initiatives while building a robust compliance team in...
2 weeks ago
Compliance - Risk Management Regulatory Strategy Lead - Vice President
$150K - $200K *
Elevate regulatory engagement by leading strategic responses to supervisory exams. Foster strong relationships with regulators, drive high-quality communication, and manage complex engagements to ensu...
2 days ago
$90K - $110K *
Drive compliance excellence by managing legal and regulatory initiatives, advising teams on U.S. laws, and collaborating cross-functionally to mitigate risks while supporting organizational goals and...
6 days ago
Legal Counsel - Regulatory and Compliance
$130K - $180K *
Join our dynamic legal team as you ensure regulatory compliance, manage legal risks, and drive innovation across operations. Bring your expertise to guide product and commercial teams while transformi...
2 weeks ago
Compliance Business Oversight Manager
$91K - $145K *
Oversee compliance operations, ensuring adherence to regulatory standards and policies. Collaborate with cross-functional teams to manage risk and implement compliance programs effectively, while prov...
Today
Compliance Business Oversight Manager
$91K - $145K *
Shape compliance strategy for a complex wealth management organization. Oversee monitoring, reporting, and governance to ensure adherence to regulatory requirements while collaborating across teams to...
Yesterday
$108K - $201K *
Oversee compliance initiatives to ensure adherence to financial and regulatory standards, collaborating with diverse stakeholders in a fast-paced environment. Elevate the quality of operations while s...
Reposted 5 days ago
Compliance - New York- Vice President, Financial Crime Controls - 9283333
$124K - $207K *
Shape the future of financial crime compliance by designing risk frameworks and guiding stakeholders while ensuring alignment with regulatory standards to support firm's digital asset initiatives and...
2 days ago
Compliance and Audit Manager (Enterprise Risk & Investor Compliance)
$125K - $140K *
Drive compliance and audit strategies across multiple entities, managing internal audits and risk mitigation efforts. Lead initiatives to ensure adherence to regulations while identifying trends and p...
Reposted 1 month ago
$120K - $150K *
Champion compliance excellence by leading cross-functional initiatives, translating complex regulations into actionable strategies, and building a robust compliance infrastructure for sustainable grow...
3 weeks ago
$120K - $180K *
Lead the charge in shaping a robust compliance culture, ensuring adherence to regulations and ethical standards while guiding executive leadership in risk management and compliance strategies througho...
2 weeks ago
$150K - $165K *
Drive compliance excellence in a banking environment by leading the US compliance function, ensuring regulatory obligations are met, and fostering a robust control culture throughout the organization...
Reposted today
$255K - $316K *
Partner with us to lead our US compliance framework, ensuring regulatory obligations are met in a dynamic banking environment. Act as a key advisor across teams, fostering a strong compliance culture...
Reposted today
Deputy Chief Compliance Officer, Corporate Vice President
$160K - $228K *
Join a dynamic team as the Deputy Chief Compliance Officer leading compliance initiatives for retail securities subsidiaries. Oversee risk assessments, policy design, and compliance modernization to e...
3 weeks ago
Compliance – Risk Management Global Financial Crimes Lead - Vice President
$150K - $200K *
Elevate our compliance framework by guiding the U.S. Private Bank on AML/KYC regulations and financial crimes matters while collaborating with risk management to enhance control effectiveness and ensu...
1 week ago
$133K - $164K *
Transform compliance practices as you lead innovative solutions in a regulated financial services environment, bridging strategy and execution across both broker-dealer and investment adviser operatio...
2 days ago
$120K - $160K *
Lead the charge in ensuring compliance and risk management at branch locations. Oversee supervisory functions, promote ethics, and maintain a controlled environment while collaborating with legal and...
3 weeks ago
Assistant General Counsel & Compliance Manager
$100K - $130K *
Unlock potential by serving as a key legal and compliance resource, managing compliance portfolios, providing legal support, and developing training programs to ensure effective agency operations acro...
3 weeks ago
Assistant General Counsel & Compliance Manager
$120K - $150K *
Join our team to manage compliance and legal support for agency operations. You'll oversee EEO, FOIL, and privacy while collaborating with leadership on critical legal matters, ensuring effective comp...
3 weeks ago
$200K - $300K *
Join a team that's dedicated to developing and enhancing our compliance program for RIA and Broker-Dealer. Collaborate cross-functionally, engage with regulators, and embed compliance into our fast-pa...
Today
Compliance Business Oversight Manager (US)
$91K - $145K *
Elevate your career by managing compliance oversight for credit card products, ensuring adherence to consumer protection laws while providing expert guidance and fostering a strong compliance culture...
1 week ago
Senior Compliance Officer - Trade Surveillance - VN2849
$125K - $175K *
Accelerate your career by overseeing Trade Surveillance across diverse asset classes, ensuring compliance with regulations while collaborating with teams to enhance operational effectiveness in a dyna...
3 days ago
$150K - $180K *
Lead the charge in enhancing compliance oversight programs across global operations, assessing key risks and monitoring routines. Collaborate with teams worldwide to ensure regulatory adherence and pr...
3 days ago
Director of Security & Compliance
$130K - $180K *
Champion a robust security program, driving compliance and architecture strategies while protecting patient data. Operate as a senior security leader, influencing risk management and collaborating cro...
3 days ago
Director, Sanctions Compliance
$160K - $190K *
Lead strategic sanctions compliance initiatives, enhancing oversight and operational effectiveness across multiple jurisdictions while fostering a culture of risk awareness and regulatory adherence wi...
1 week ago